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Clover Health (CLOV) finance VP reports 311,169 unvested RSUs in Form 3

(Neutral)
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Clover Health Investments, Corp. executive Joseph Frank Oldakowski, Vice President of Finance and Controller, filed an initial ownership report. He beneficially owns 311,169 shares of Class A common stock underlying unvested time-based restricted stock units as of March 30, 2026. These restricted stock units were originally granted on June 16, 2025 and December 19, 2025, reflecting equity-based compensation rather than recent open-market trading.

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Insider OLDAKOWSKI JOSEPH FRANK
Role VP OF FINANCE AND CONTROLLER
Type Security Shares Price Value
holding Class A Common Stock -- -- --
Holdings After Transaction: Class A Common Stock — 311,169 shares (Direct)
Footnotes (1)
  1. F1. The reported number of securities beneficially owned represents 311,169 shares of Class A common stock of Clover Health Investments, Corp. underlying unvested time-based restricted stock unit awards as of March 30, 2026. The restricted stock units were originally granted to the Reporting Person on June 16, 2025 and December 19, 2025.
Unvested RSUs 311,169 shares Class A common stock underlying time-based RSUs as of March 30, 2026
First grant date June 16, 2025 Original grant date for a portion of the RSUs
Second grant date December 19, 2025 Original grant date for remaining RSUs
beneficially owned financial
"The reported number of securities beneficially owned represents 311,169 shares"
Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.
time-based restricted stock unit awards financial
"underlying unvested time-based restricted stock unit awards as of March 30, 2026"
Class A common stock financial
"shares of Class A common stock of Clover Health Investments, Corp."
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
Form 3 regulatory
"INSIDER FILING DATA (Form 3)"
Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What does the CLOV Form 3 filing for Joseph Frank Oldakowski show?

The Form 3 shows Joseph Frank Oldakowski beneficially owns 311,169 shares of Clover Health Class A stock through unvested time-based restricted stock units. These equity awards were granted on June 16, 2025 and December 19, 2025 as part of his compensation.

Is the CLOV Form 3 for Joseph Oldakowski a buy or sell transaction?

The Form 3 does not report a buy or sell; it is an initial ownership statement. It lists 311,169 unvested restricted stock units representing Class A common shares that were previously granted as compensation, rather than newly purchased or sold in the market.

How many Clover Health shares does Joseph Oldakowski beneficially own?

He beneficially owns 311,169 shares of Clover Health Class A common stock through unvested time-based restricted stock units. This figure reflects his equity awards outstanding as of March 30, 2026, according to the ownership footnote in the filing.

What type of equity awards are disclosed in the CLOV Form 3 filing?

The filing discloses time-based restricted stock unit awards tied to Clover Health Class A common stock. These RSUs total 311,169 shares and remain unvested as of March 30, 2026, with original grant dates on June 16, 2025 and December 19, 2025.

What is Joseph Oldakowski’s role at Clover Health Investments, Corp.?

He serves as Vice President of Finance and Controller at Clover Health Investments, Corp. The Form 3 identifies him as an officer rather than a director or ten percent owner, and the disclosed equity represents his compensation-related stock unit holdings.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
OLDAKOWSKI JOSEPH FRANK

(Last)(First)(Middle)
C/O CLOVER HEALTH INVESTMENTS, CORP.

(Street)
WILMINGTON DELAWARE 19801

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
03/30/2026
3. Issuer Name and Ticker or Trading Symbol
CLOVER HEALTH INVESTMENTS, CORP. /DE [ CLOV ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
VP OF FINANCE AND CONTROLLER
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A Common Stock311,169(1)D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The reported number of securities beneficially owned represents 311,169 shares of Class A common stock of Clover Health Investments, Corp. underlying unvested time-based restricted stock unit awards as of March 30, 2026. The restricted stock units were originally granted to the Reporting Person on June 16, 2025 and December 19, 2025.
Remarks:
Ex. 24 - Power of Attorney
/s/ Peter J. Rivas as attorney-in-fact for Joseph Frank Oldakowski04/09/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)