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CLPS (CLPS) president Li Li discloses 1,163,863-share insider stake

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

CLPS Inc president Li Li filed an initial insider ownership report on Form 3. The filing shows direct ownership of 1,163,863 Common Shares as of the reporting date. This is a baseline disclosure of Li Li's existing stake and does not reflect a new buy or sell transaction.

Positive

  • None.

Negative

  • None.
Insider LI LI
Role President
Type Security Shares Price Value
holding Common Shares -- -- --
Holdings After Transaction: Common Shares — 1,163,863 shares (Direct)
Footnotes (1)
Direct Common Shares owned 1,163,863 shares Total shares following reported status in Form 3
Form 3 regulatory
"Li Li filed an initial insider ownership report on Form 3."
Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.
Common Shares financial
"The filing shows direct ownership of 1,163,863 Common Shares as of the reporting date."
Common shares are the basic units of ownership in a company that give holders a claim on profits and a right to vote on key matters, like electing the board. Think of them as membership cards in a club: they let you share in successes and losses, but in a bankruptcy or liquidation they are paid after creditors and preferred shareholders, so their value can swing more and matters for assessing risk and potential return.
insider ownership financial
"The Form 3 shows that CLPS Inc president Li Li directly owns 1,163,863 Common Shares."
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
LI LI

(Last)(First)(Middle)
19-6-2001, YUANYANGSHANSHUI
SHIJINGSHAN DISTRICT

(Street)
BEIJING

(City)(State)(Zip)

CHINA

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
09/26/2019
3. Issuer Name and Ticker or Trading Symbol
CLPS Inc [ CLPS ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
President
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Shares1,163,863D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
/s/ Li Li04/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does the CLPS Form 3 filing by Li Li show?

The Form 3 shows that CLPS Inc president Li Li directly owns 1,163,863 Common Shares. This is an initial ownership disclosure required for insiders, not a record of a new trade.

Did Li Li buy or sell CLPS shares in this Form 3 filing?

No buy or sell transaction is reported. The Form 3 for CLPS lists Li Li's existing holding of 1,163,863 Common Shares, serving as a baseline ownership statement rather than documenting a trade.

How many CLPS shares does president Li Li report owning?

Li Li reports direct ownership of 1,163,863 Common Shares of CLPS Inc. This figure represents total shares held following the reported status date in the Form 3 filing.

What is the purpose of Li Li’s CLPS Form 3 ownership report?

The purpose is to disclose Li Li’s status as an insider and baseline stake of 1,163,863 Common Shares in CLPS Inc. Form 3 filings establish initial beneficial ownership when someone becomes a reporting insider.

Does the CLPS Form 3 include any derivative securities for Li Li?

No derivative positions are listed for Li Li in this CLPS Form 3. The filing only shows direct ownership of 1,163,863 Common Shares with no options or other derivatives reported.