Shareholder of CLPT (NASDAQ: CLPT) plans Rule 144 stock sale

Rhea-AI Filing Summary

A holder of CLPT common stock filed a notice to sell 2,943 shares under Rule 144. The shares are common stock to be sold through Morgan Stanley Smith Barney LLC Executive Financial Services, with an aggregate market value of $46,146.24, and an approximate sale date of 01/26/2026 on the NASDAQ market. These 2,943 shares were acquired on 08/20/2023 as restricted stock units from the issuer, matching the amount now planned for sale. The filing notes that a related 10b5-1 plan already led to a prior sale of 20,000 common shares on 01/09/2026 for $322,404 in gross proceeds, and states that total common shares outstanding are 28,423,308.

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Accepted by SEC EDGAR 01/26/2026 - 04:32 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	2943	46146.24	28423308	01/26/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	08/20/2023	Restricted Stock Units	Issuer			2943	08/20/2023	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
10b5-1 Sales for JOSEPH M BURNETT 120 S. SIERRA AVENUE, SUITE 100 SOLANA BEACH CA 92075	Common	01/09/2026	20000	322404.00

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

How many CLPT shares are planned to be sold under this Rule 144 notice?

The notice covers the planned sale of 2,943 shares of CLPT common stock, with an aggregate market value of $46,146.24.

When are the CLPT shares expected to be sold and on which exchange?

The approximate date of sale is listed as 01/26/2026, and the common shares are to be sold on the NASDAQ exchange.

How were the 2,943 CLPT shares being sold acquired?

The 2,943 shares were acquired on 08/20/2023 as restricted stock units from the issuer, with the acquisition date matching the payment date.

What prior CLPT stock sales are disclosed in the last three months?

The filing discloses 10b5-1 sales for JOSEPH M BURNETT of 20,000 CLPT common shares on 01/09/2026, generating $322,404.00 in gross proceeds.

How many CLPT common shares are outstanding according to this notice?

The notice states that the number of CLPT common shares outstanding is 28,423,308.

Which broker is handling the planned CLPT share sale?

The broker named for the planned sale is Morgan Stanley Smith Barney LLC Executive Financial Services, located at 1 New York Plaza, 8th Floor, New York, NY 10004.