CLPT (NASDAQ: CLPT) Rule 144 filing lists vested RSAs/RSUs; January 10b5-1 sales

Rhea-AI Filing Summary

CLPT filed a Rule 144 notice reporting securities to be sold through Morgan Stanley Smith Barney LLC. The filing lists 9,156 previously vested restricted stock awards and 12,638 previously vested restricted stock units as securities to be sold.

The filing also discloses recent 10b5-1 sales, including a 20,000 share sale on 01/09/2026 for $322,404.00 and a 2,943 share sale on 01/26/2026 for $45,813.39.

Insights

Securities Counsel

Rule 144 notice lists vested awards and recent 10b5-1 sales.

The filing documents the sale of previously vested RSA and RSU holdings and reports broker execution via Morgan Stanley Smith Barney LLC. Qualifying language for Rule 144 conditions is not reproduced in the excerpt.

Timing and compliance details are tied to the reported sale dates 01/09/2026 and 01/26/2026; subsequent filings may disclose additional conditions or confirmations.

Equity Capital Markets Analyst

Reported transactions are routine insider disposals under 10b5-1 plans.

The excerpt shows two 10b5-1 sales totaling 22,943 shares in January 2026 with gross proceeds of $368,217.39. These entries are administrative notices rather than market-moving disclosures.

Holder identities shown are Joseph M. Burnett Trust and Joseph M. Burnett; further trading activity would appear in later filings.

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Accepted by SEC EDGAR 02/25/2026 - 04:34 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	21794	317102.70	28423308	02/25/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	07/09/2023	Previously vested RSA	Issuer			9156	07/09/2023	N/A
Common	03/06/2024	Previously vested RSU	Issuer			12638	03/06/2024	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
10b5-1 Sales for Joseph M. Burnett Trust dated 10/20/2022 120 S. SIERRA AVENUE, SUITE 100 SOLANA BEACH CA 92075	Common	01/26/2026	2943	45813.39
10b5-1 Sales for JOSEPH M BURNETT 120 S. SIERRA AVENUE, SUITE 100 SOLANA BEACH CA 92075	Common	01/09/2026	20000	322404.00

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does CLPT's Form 144 disclose about securities to be sold?

The Form 144 lists 9,156 previously vested RSAs and 12,638 previously vested RSUs. These items are identified as securities the filer intends to sell through the broker named in the filing.

Who executed recent 10b5-1 sales reported in the CLPT filing?

The filing reports 10b5-1 sales by the Joseph M. Burnett Trust and Joseph M. Burnett. Transactions occurred on 01/09/2026 and 01/26/2026, as shown in the excerpt.

How many shares and proceeds were reported for the January 2026 sales?

The excerpt shows sales of 20,000 shares for $322,404.00 on 01/09/2026 and 2,943 shares for $45,813.39 on 01/26/2026. Figures are reported gross.

Which broker is listed for the planned sales in the Form 144?

Morgan Stanley Smith Barney LLC is listed as the executing broker for the transactions. The filing names the broker and provides an address consistent with broker-assisted sales.