CleanSpark director exercises 7,805 RSUs

CleanSpark director Amanda Cavaleri received 7,805 common shares from RSU vesting on June 30, 2026 as part of a scheduled 2026–2027 vesting program.

Rhea-AI Filing Summary

CLEANSPARK, INC. (CLSK) director Amanda Cavaleri reported the vesting and exercise of Restricted Stock Units into common shares. On June 30, 2026, 7,805 RSUs were exercised at an exercise price of $0.00 per share, delivering 7,805 shares of common stock. A related derivative holding entry shows RSUs representing an additional 31,220 underlying common shares, which vest in equal quarterly installments on June 30, 2026, September 30, 2026, December 31, 2026, and March 31, 2027. No Rule 10b5-1 trading plan is reported for these transactions.

Insider Trade Summary

7,805 shares exercised/converted

Exercise 4 txns

Insider Cavaleri Amanda

Role Director

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units F1	7,805	$0.00	$0.00
Exercise	Common Stock	7,805	$0.00	$0.00
holding	Restricted Stock Units F1	--	--	--
holding	Common Stock	--	--	--

Holdings After Transaction: Restricted Stock Units — 54,635 contracts for 31,220 underlying shares (Direct); Common Stock — 251,795 shares (Direct)

Footnotes (1)

1. F1. These RSUs vest in equal quarterly installments on June 30, 2026, September 30, 2026, December 31, 2026, and March 31, 2027.

Key Figures

RSUs exercised: 7,805 units Common shares acquired: 7,805 shares Exercise price: $0.00 per share +2 more

5 metrics

RSUs exercised 7,805 units Restricted Stock Units exercised by Amanda Cavaleri on June 30, 2026

Common shares acquired 7,805 shares Common stock received from RSU exercise on June 30, 2026

Exercise price $0.00 per share Exercise or conversion price for the 7,805 RSUs

Underlying shares remaining in RSUs 31,220 shares Underlying CLEANSPARK common shares for remaining RSUs held directly

Vesting installments 4 installments Equal quarterly vesting dates in 2026–2027 for the RSUs

Key Terms

Restricted Stock Units, derivative security, Rule 10b5-1

3 terms

Restricted Stock Units financial

"Cavaleri reported the vesting and exercise of Restricted Stock Units into common shares"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

derivative security financial

"transaction code description states Exercise or conversion of derivative security"

A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.

Rule 10b5-1 regulatory

"No Rule 10b5-1 trading plan is reported for these transactions"

Rule 10b5-1 is a regulation that allows company insiders to buy or sell their shares at predetermined times, even if they have access to non-public information. It acts like setting a schedule in advance for transactions, helping prevent accusations of unfair trading. This rule provides a way for insiders to plan trades transparently, giving investors confidence that these transactions are not based on hidden information.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did CLEANSPARK (CLSK) director Amanda Cavaleri report in this Form 4?

She reported an exercise of 7,805 Restricted Stock Units into 7,805 shares of common stock on June 30, 2026 at an exercise price of $0.00 per share, reflecting scheduled vesting of equity compensation.

How many CLEANSPARK (CLSK) RSUs did Amanda Cavaleri exercise and what did she receive?

Amanda Cavaleri exercised 7,805 Restricted Stock Units, resulting in the acquisition of 7,805 shares of CLEANSPARK common stock on June 30, 2026. The exercise price was reported as $0.00 per share.

What is the vesting schedule for Amanda Cavaleri’s RSUs at CLEANSPARK (CLSK)?

The RSUs referenced in the filing vest in equal quarterly installments on June 30, 2026, September 30, 2026, December 31, 2026, and March 31, 2027, according to the footnote disclosure.

How many CLEANSPARK (CLSK) shares are underlying Amanda Cavaleri’s remaining RSUs?

A derivative holding entry shows Restricted Stock Units representing 31,220 underlying shares of CLEANSPARK common stock, which are scheduled to vest in equal quarterly installments through March 31, 2027.

Was Amanda Cavaleri’s CLEANSPARK (CLSK) Form 4 filed under a Rule 10b5-1 plan?

No. The document-level indicator is false, and there is no footnote stating that the June 30, 2026 RSU exercise and related transactions were made pursuant to a Rule 10b5-1 trading plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/10/2026 - 08:36 PM Accepted by SEC EDGAR 09/10/2026 - 08:36 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Cavaleri Amanda

(Last) (First) (Middle)

10624 S. EASTERN AVE.

SUITE A-638

(Street)

HENDERSON NEVADA 89052

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
CLEANSPARK, INC. [ CLSK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/30/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock								121,995	D
Common Stock	06/30/2026		M		7,805	A	$0	129,800	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	$0							(1)	(1)	Common Stock	31,220		31,220	D
Restricted Stock Units	$0	06/30/2026		M			7,805	06/30/2026	(1)	Common Stock	7,805	$0	23,415	D

Explanation of Responses:

1. These RSUs vest in equal quarterly installments on June 30, 2026, September 30, 2026, December 31, 2026, and March 31, 2027.

	/s/ Amanda Cavaleri	09/10/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)