STOCK TITAN

CleanSpark director gets 7,805 shares vested

CleanSpark director Larry McNeill received 7,805 common shares from vesting RSUs, with no sales reported and substantial RSU and preferred share holdings remaining.

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Form Type
4

Rhea-AI Filing Summary

CLEANSPARK, INC. (CLSK) director Larry McNeill reported the vesting and conversion of restricted stock units into common stock. On June 30, 2026, 7,805 units were exercised at $0.00 per share into 7,805 shares of common stock, with no shares sold. A remaining restricted stock unit award representing 31,220 underlying common shares continues to vest in equal quarterly installments through March 31, 2027, and he also reports direct ownership of 500,000 shares of Series A Preferred stock. No Rule 10b5-1 trading plan is reported for these transactions.

Positive

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Negative

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Insider McNeill Larry
Role Director
Type Security Shares Price Value
Exercise Restricted Stock Units F1 7,805 $0.00 $0.00
Exercise Common Stock 7,805 $0.00 $0.00
holding Restricted Stock Units F1 -- -- --
holding Common Stock -- -- --
holding Series A Preferred -- -- --
Holdings After Transaction: Restricted Stock Units — 54,635 contracts for 31,220 underlying shares (Direct); Common Stock — 614,751 shares (Direct); Series A Preferred — 500,000 shares (Direct)
Footnotes (1)
  1. F1. These RSUs vest in equal quarterly installments on June 30, 2026, September 30, 2026, December 31, 2026, and March 31, 2027.
RSUs converted to common stock 7,805 shares Restricted stock units exercised into common stock on June 30, 2026
Exercise price for RSU conversion $0.00 per share Conversion of 7,805 restricted stock units into common stock
Remaining RSU underlying shares 31,220 shares Underlying common shares subject to remaining restricted stock units
Series A Preferred shares held 500,000 shares Directly owned Series A Preferred stock holding
RSU vesting dates 4 dates Equal quarterly vesting on June 30, 2026; September 30, 2026; December 31, 2026; March 31, 2027

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did CleanSpark (CLSK) director Larry McNeill report on this Form 4?

He reported the vesting and conversion of 7,805 restricted stock units into 7,805 shares of common stock on June 30, 2026, at $0.00 per share, with no sale of shares disclosed.

Did Larry McNeill sell any CleanSpark (CLSK) shares in this filing?

No. The Form 4 shows no sales of CleanSpark common stock. It reports only the conversion of 7,805 restricted stock units into an equal number of common shares, with no disposition of those common shares.

How many restricted stock units does Larry McNeill still have at CleanSpark (CLSK)?

He reports a remaining restricted stock unit award tied to 31,220 underlying shares of common stock. The award vests in four equal quarterly installments on June 30, 2026, September 30, 2026, December 31, 2026, and March 31, 2027.

What preferred stock holdings does Larry McNeill report in CleanSpark (CLSK)?

He reports direct ownership of 500,000 shares of Series A Preferred stock. This is disclosed as a holding entry and is separate from his common stock and restricted stock unit positions.

Was Larry McNeill’s CleanSpark (CLSK) transaction under a Rule 10b5-1 trading plan?

No. The filing indicates that no Rule 10b5-1 trading plan governs these transactions, meaning the reported vesting and conversion were not affirmed as conducted under such a pre-arranged plan.

What is the vesting schedule for Larry McNeill’s CleanSpark (CLSK) restricted stock units?

The restricted stock units vest in equal quarterly installments on June 30, 2026, September 30, 2026, December 31, 2026, and March 31, 2027, as disclosed in the footnote to the award.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
McNeill Larry

(Last)(First)(Middle)
10624 S. EASTERN AVE.
SUITE A-638

(Street)
HENDERSON NEVADA 89052

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
CLEANSPARK, INC. [ CLSK ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/30/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock303,473D
Common Stock06/30/2026M7,805A$0311,278D
Series A Preferred500,000D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units$0 (1) (1)Common Stock31,22031,220D
Restricted Stock Units$006/30/2026M7,80506/30/2026 (1)Common Stock7,805$023,415D
Explanation of Responses:
1. These RSUs vest in equal quarterly installments on June 30, 2026, September 30, 2026, December 31, 2026, and March 31, 2027.
/s/ Larry McNeill09/10/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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