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Clarivate (NYSE: CLVT) CIO receives 254,716-share equity award

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Clarivate EVP and Chief Information Officer William E. Graff reported a compensation-related equity transaction. He received a grant of 254,716 Ordinary Shares at no cost as a share award. On the same date, 23,838 Ordinary Shares were withheld to cover taxes due upon the vesting of restricted share units. After these transactions, he directly owned 834,124 Ordinary Shares of Clarivate PLC.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Graff William E.

(Last) (First) (Middle)
C/O CLARIVATE PLC
70 ST. MARY AXE

(Street)
LONDON X0 EC3A 8BE

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
CLARIVATE PLC [ CLVT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP, Chief Information Officer
3. Date of Earliest Transaction (Month/Day/Year)
03/15/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Ordinary Shares 03/15/2026 A 254,716 A $0 857,962 D
Ordinary Shares 03/15/2026 F 23,838(1) D $2.57 834,124 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents shares withheld for taxes due upon the vesting of restricted share units.
Remarks:
/s/ John Doulamis, Attorney-in-Fact 03/17/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Clarivate (CLVT) EVP CIO William E. Graff report in this Form 4?

William E. Graff reported receiving a grant of 254,716 Clarivate ordinary shares as an equity award. The filing also shows a related tax withholding transaction and updates his total direct share ownership after these events.

How many Clarivate (CLVT) shares were granted to William E. Graff?

He was granted 254,716 ordinary shares of Clarivate at a reported price of $0.00 per share. This reflects a compensation-related equity award rather than an open-market purchase, increasing his direct ownership stake in the company.

Why were 23,838 Clarivate (CLVT) shares disposed of in Graff’s Form 4?

The 23,838 ordinary shares were withheld to satisfy taxes due upon vesting of restricted share units. This tax-withholding disposition is a non-market event and does not represent a discretionary sale of shares into the open market.

What is William E. Graff’s Clarivate (CLVT) share ownership after these transactions?

After the grant and related tax withholding, William E. Graff directly owned 834,124 Clarivate ordinary shares. This figure reflects his updated post-transaction holdings as reported in the Form 4 filing for these equity award events.

Were these Clarivate (CLVT) Form 4 transactions open-market buys or sells?

No, the Form 4 shows a grant of 254,716 shares and a tax-withholding disposition of 23,838 shares. Both are compensation and tax-related events rather than open-market purchases or sales initiated by the executive.
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