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Clarivate (NYSE: CLVT) SVP gets share award and withholds stock for tax

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Clarivate PLC Senior VP, Finance/CAO Michael M. Easton reported equity compensation activity and related tax withholding in company ordinary shares. On February 18, 2026, he acquired 4,266 ordinary shares through a grant or award, tied to performance share units granted in 2023 that remain subject to time-based vesting terms.

On March 1, 2026, he disposed of 27,136 shares and 704 shares at $2.30 per share through tax-withholding dispositions when performance share units and restricted share units vested. Following these transactions, he directly held 474,190 ordinary shares. The filing notes it was submitted late due to inadvertent administrative oversight.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Easton Michael M

(Last) (First) (Middle)
C/O CLARIVATE PLC
70 ST MARY AXE

(Street)
LONDON X0 EC3A 8BE

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
CLARIVATE PLC [ CLVT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Senior VP, Finance/CAO
3. Date of Earliest Transaction (Month/Day/Year)
02/18/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Ordinary Shares 02/18/2026 A 4,266(1) A $0 502,030 D
Ordinary Shares 03/01/2026 F 704(2) D $2.3 501,326 D
Ordinary Shares 03/01/2026 F 27,136(3) D $2.3 474,190 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. This award represents the settlement of performance share unit awards granted in 2023 upon the achievement and certification of the performance condition. Such performance share units remain subject to time-based vesting terms. This Form 4 is being filed late due to inadvertent administrative oversight.
2. Represents shares withheld for taxes due upon the vesting of performance share units subject to time-based vesting terms.
3. Represents shares withheld for taxes due upon the vesting of restricted share units.
Remarks:
/s/ John Doulamis, Attorney-in-Fact 03/03/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did CLVT executive Michael Easton report on this Form 4?

Michael M. Easton reported one equity grant and two tax-withholding dispositions in Clarivate ordinary shares. He received 4,266 shares from an award and had 27,136 and 704 shares withheld to cover taxes upon vesting of performance and restricted share units.

How many Clarivate (CLVT) shares does Michael Easton hold after these Form 4 transactions?

After the reported transactions, Michael M. Easton directly holds 474,190 Clarivate ordinary shares. This reflects his equity grant on February 18, 2026, and subsequent tax-withholding share dispositions on March 1, 2026, related to vesting performance and restricted share units.

Were Michael Easton’s CLVT share disposals open-market sales or tax withholdings?

The reported disposals were tax-withholding transactions, not open-market sales. The Form 4 classifies both March 1, 2026 transactions as code F, representing shares withheld to satisfy tax liabilities upon the vesting of performance share units and restricted share units.

What equity award did CLVT’s Senior VP, Finance/CAO receive according to this filing?

Michael M. Easton received an award of 4,266 Clarivate ordinary shares on February 18, 2026. The footnotes state this reflects settlement of performance share units granted in 2023, which remain subject to time-based vesting conditions even after certification of the performance requirement.

Why does the Clarivate (CLVT) Form 4 for Michael Easton mention a late filing?

The Form 4 explicitly states it was filed late due to inadvertent administrative oversight. This comment appears in the footnotes describing the settlement of 2023 performance share unit awards and provides context for the timing of the insider transaction report.

What were the share prices used for Michael Easton’s CLVT tax-withholding dispositions?

Both tax-withholding dispositions on March 1, 2026 were reported at $2.30 per Clarivate ordinary share. These transactions covered tax obligations arising from the vesting of performance share units subject to time-based vesting and separate restricted share units.
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