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Clarivate (CLVT) CEO receives 1.13M-share award as 125K shares withheld for taxes

Filing Impact
(High)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Clarivate PLC’s Chief Executive Officer, Shem Tov Matitiahu S., reported equity compensation and related tax withholding in Ordinary Shares. He received a grant or award of 1,132,075 Ordinary Shares at no cost, increasing his direct holdings. To cover taxes on vesting restricted share units, 125,471 shares were withheld at a price of $2.57 per share; this was not an open-market sale. Following these transactions, he directly holds 2,338,415 Ordinary Shares and indirectly holds 320,603 Ordinary Shares through IBI Trust Management.

Positive

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Negative

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Shem Tov Matitiahu S.

(Last) (First) (Middle)
C/O CLARIVATE PLC
70 ST. MARY AXE

(Street)
LONDON X0 EC3A 8BE

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
CLARIVATE PLC [ CLVT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Executive Officer
3. Date of Earliest Transaction (Month/Day/Year)
03/15/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Ordinary Shares 03/15/2026 A 1,132,075 A $0 2,463,886 D
Ordinary Shares 03/15/2026 F 125,471(1) D $2.57 2,338,415 D
Ordinary Shares 320,603 I By: IBI Trust Management
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents shares withheld for taxes due upon the vesting of restricted share units.
Remarks:
/s/ John Doulamis, Attorney-in-Fact 03/17/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Clarivate (CLVT) CEO Shem Tov Matitiahu S. report in this Form 4?

He reported an equity compensation event and related tax withholding. The CEO received 1,132,075 Ordinary Shares as a grant or award and had 125,471 shares withheld to satisfy tax obligations tied to vesting restricted share units.

How many Clarivate (CLVT) shares were granted to the CEO in this filing?

The CEO received a grant or award of 1,132,075 Ordinary Shares at a reported price of $0.00 per share. This reflects compensation, not a market purchase, and increased his direct ownership position in Clarivate equity on the reported date.

Were any Clarivate (CLVT) shares sold on the open market in this Form 4?

No open-market sales were reported. The only disposition was 125,471 Ordinary Shares withheld at $2.57 per share to pay taxes due on vesting restricted share units, a non-market mechanism rather than a discretionary share sale.

What are the Clarivate (CLVT) CEO’s shareholdings after these transactions?

After the reported transactions, the CEO directly holds 2,338,415 Ordinary Shares. He also has an indirect holding of 320,603 Ordinary Shares through IBI Trust Management, giving investors a clearer picture of his overall equity exposure to Clarivate.

How is tax withholding reflected in this Clarivate (CLVT) Form 4?

Tax withholding appears as a disposition coded “F” for 125,471 Ordinary Shares at $2.57 per share. A footnote specifies these shares were withheld to cover taxes due upon vesting of restricted share units, not sold on the open market.
Clarivate Plc

NYSE:CLVT

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