STOCK TITAN

Caledonia Mining (CMCL) director Clarke Royston files initial Form 3

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Caledonia Mining Corp Plc director files initial ownership report. Clarke Nicholas Royston, a director of Caledonia Mining Corp Plc, submitted a Form 3 as an initial statement of beneficial ownership of the company’s securities. The filing does not list any buy, sell, or other transactions in the reported period.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Clarke Nicholas Royston

(Last)(First)(Middle)
C/O CALEDONIA MINING CORP PLC
2 MULCASTER STREET

(Street)
ST. HELIERJE2 3NJ

(City)(State)(Zip)

JERSEY

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026
3. Issuer Name and Ticker or Trading Symbol
Caledonia Mining Corp Plc [ CMCL ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
Remarks:
The reporting person has granted a Power of Attorney to the undersigned to file this Form 3 on his behalf.
No securities are beneficially owned.
/s/ Nicholas Clarke By Susan Yu, Attorney-in-fact03/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does the Caledonia Mining (CMCL) Form 3 filing by Clarke Nicholas Royston mean?

The Form 3 shows Clarke Nicholas Royston’s status as a director of Caledonia Mining Corp Plc and serves as his initial statement of beneficial ownership. It is a disclosure filing and reports no transactions during the period covered.

Did Clarke Nicholas Royston buy or sell Caledonia Mining (CMCL) shares in this Form 3?

No. The Form 3 for Clarke Nicholas Royston reports no buy or sell transactions. It functions solely as an initial ownership disclosure, with transaction counts and share amounts all shown as zero in the summary data.

What role does Clarke Nicholas Royston have at Caledonia Mining (CMCL)?

Clarke Nicholas Royston is identified as a director of Caledonia Mining Corp Plc in the Form 3. The filing confirms his board role and provides his initial beneficial ownership information, without detailing any trades or derivative positions.

Does the Caledonia Mining (CMCL) Form 3 show any derivative securities for Clarke Nicholas Royston?

No. The derivative summary in the Form 3 is empty, and the exercise-related counts are zero. This indicates that the filing does not report any options, warrants, or other derivative securities for Clarke Nicholas Royston at this time.