Welcome to our dedicated page for Caledonia Mining SEC filings (Ticker: CMCL), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Caledonia Mining Corporation Plc (CMCL) SEC filings page brings together the company’s regulatory disclosures as a foreign private issuer in the United States. Caledonia files annual reports on Form 20-F and furnishes current reports on Form 6-K under the Securities Exchange Act of 1934. These filings provide structured access to information on the company’s gold production, exploration and development activities in Zimbabwe, including its primary asset, the Blanket Gold Mine, and its other projects such as Bilboes, Maligreen and Motapa.
Caledonia’s recent SEC filings include multiple Forms 6-K that incorporate press releases by reference into its registration statement on Form F-3. These 6-K reports cover subjects such as the proposed and priced offerings of convertible senior notes due 2033, the use and status of an "At the Market" sales agreement for depositary interests, changes to Zimbabwe’s royalty and tax regimes, production and guidance updates for the Blanket Gold Mine, and notifications of changes in significant shareholdings or executive management. Each Form 6-K identifies the press release attached as an exhibit, allowing readers to connect the regulatory filing with the underlying announcement.
Through this filings page, users can review how Caledonia reports material events, financing transactions and regulatory developments to the U.S. Securities and Exchange Commission. While detailed financial statements and technical disclosures are contained in the company’s Form 20-F and referenced technical reports, the sequence of 6-K filings offers a timeline of operational and corporate developments affecting CMCL. Stock Titan enhances access to these documents with AI-powered tools that summarize key points, highlight important terms such as conversion features in the company’s notes, and help users navigate the relationship between Caledonia’s SEC filings, its Zimbabwe-focused gold mining operations and its capital markets activities.
Chester Adam David Mark reported acquisition or exercise transactions in this Form 4 filing.
Caledonia Mining Corp Plc reported that Chief Legal Officer Adam David Mark Chester received a grant of 2,070 common shares on April 1, 2026 at a price of $22.59 per share. Following this grant, his direct holdings total 29,266 common shares, reflecting a compensation-related share award rather than an open-market purchase.
Caledonia Mining Corporation Plc is issuing 22,051 new common shares under its 2015 Omnibus Equity Incentive Compensation Plan following the vesting of long-term incentive awards. These shares, including depositary interests and Zimbabwe depositary receipts, will be admitted to trading on AIM on or about April 9, 2026.
After this issue, Caledonia will have 19,335,079 common shares in issue. CEO John Mark Learmonth receives 7,134 securities and will hold 223,982 shares (1.16%), while CFO Ross Jerrard receives 2,062 securities. The board has also granted new performance unit awards to senior executives, which may vest in shares in April 2029 based on project and operating performance.
Caledonia Mining Corporation Plc has called its annual general meeting for May 5, 2026 in Jersey to receive the audited 2025 financial statements and vote on a series of ordinary resolutions.
Shareholders will be asked to reappoint nine directors, reappoint BDO South Africa Inc as auditor, and reappoint members of the audit committee. The record date for notice is March 16, 2026, with voting entitlement based on the register at 09:00 a.m. (UK time) on May 1, 2026.
The circular explains proxy solicitation, detailed voting mechanics for registered, non-registered, depositary interest and depositary receipt holders, and use of a notice and access approach for meeting materials. It also outlines the 2015 Omnibus Equity Incentive Compensation Plan, under which up to 10% of outstanding shares may be reserved, with 1,446,468 shares currently available for future awards and no options outstanding.
Extensive disclosure covers executive and director compensation, performance-based long-term incentives using performance units, change-of-control and termination benefits for named executive officers, and the company’s corporate governance framework, including committee structures and majority voting policy.
Caledonia Mining Corporation Plc has called its annual general meeting for May 5, 2026 in Jersey to receive the audited 2025 financial statements and vote on a series of ordinary resolutions.
Shareholders will be asked to reappoint nine directors, reappoint BDO South Africa Inc as auditor, and reappoint members of the audit committee. The record date for notice is March 16, 2026, with voting entitlement based on the register at 09:00 a.m. (UK time) on May 1, 2026.
The circular explains proxy solicitation, detailed voting mechanics for registered, non-registered, depositary interest and depositary receipt holders, and use of a notice and access approach for meeting materials. It also outlines the 2015 Omnibus Equity Incentive Compensation Plan, under which up to 10% of outstanding shares may be reserved, with 1,446,468 shares currently available for future awards and no options outstanding.
Extensive disclosure covers executive and director compensation, performance-based long-term incentives using performance units, change-of-control and termination benefits for named executive officers, and the company’s corporate governance framework, including committee structures and majority voting policy.
Caledonia Mining Corporation Plc has made its annual general meeting materials available online, including the formal notice, management information circular, and proxy form for shareholders.
The AGM will take place at the company’s head office in St Helier, Jersey, on May 5, 2026, starting at 9:00 a.m. UK time. Shareholders can review the documents in advance and use the proxy materials to submit voting instructions if they cannot attend in person.
Caledonia Mining Corporation Plc has made its annual general meeting materials available online, including the formal notice, management information circular, and proxy form for shareholders.
The AGM will take place at the company’s head office in St Helier, Jersey, on May 5, 2026, starting at 9:00 a.m. UK time. Shareholders can review the documents in advance and use the proxy materials to submit voting instructions if they cannot attend in person.
Caledonia Mining Corporation Plc reports that BlackRock, Inc. has notified a change in its major shareholding, with total voting rights of 6.44% in the company as of 27 March 2026. This consists of 4.83% of voting rights attached to shares and 1.61% held through financial instruments.
BlackRock holds 933,809 voting rights directly attached to shares, plus exposure via securities lending and cash-settled CFDs. Its previous disclosed position was 6.55%, so the notification reflects a small decrease in BlackRock’s overall interest while remaining a significant institutional shareholder.
Caledonia Mining Corporation Plc reports that BlackRock, Inc. has notified a change in its major shareholding, with total voting rights of 6.44% in the company as of 27 March 2026. This consists of 4.83% of voting rights attached to shares and 1.61% held through financial instruments.
BlackRock holds 933,809 voting rights directly attached to shares, plus exposure via securities lending and cash-settled CFDs. Its previous disclosed position was 6.55%, so the notification reflects a small decrease in BlackRock’s overall interest while remaining a significant institutional shareholder.
Caledonia Mining Corp Plc filed an initial insider report for Chief Financial Officer Jerrard Ross Ian, showing a holding of Restricted Share Units that are linked to 6004 underlying common shares. These RSUs were granted on 1 April 2023 and are scheduled to vest in three equal tranches on the first business day in April 2026, 2027 and 2028, following the publication of annual financial results and subject to any closed period as well as potential reduction, cancellation, forfeiture or acceleration in vesting.
Caledonia Mining Corp Plc director Kelly John Lawson filed an initial Form 3 reporting direct ownership of 16,317 common shares as of March 18, 2026. This filing simply records his existing stake and does not indicate any recent share purchases or sales.
Caledonia Mining Corp Plc director Petrus Stephanus Buys has filed an insider ownership report with the SEC. The filing is a Form 3, which identifies him as a director of the company but does not report any share purchases, sales, or other transactions.
Caledonia Mining Corporation Plc reports a notification of a relevant change in a significant shareholder’s position. BlackRock, Inc. crossed a regulatory threshold on 26 March 2026 and disclosed its updated voting interest in the company.
BlackRock now holds 5.18% of Caledonia’s voting rights through shares and an additional 1.37% through financial instruments, giving a total voting interest of 6.55%, or 1,265,920 voting rights. This compares to a previously notified total of 6.56%. The notification, provided in a TR-1 major holdings form, lists BlackRock’s position split across direct shareholdings, securities lending and cash-settled derivatives.
Caledonia Mining Corporation Plc reported a change in a major shareholding after receiving a notification from BlackRock, Inc. BlackRock’s total interest now represents 6.56% of Caledonia’s voting rights, made up of 4.93% from shares and 1.63% from financial instruments, corresponding to 1,268,587 voting rights.
The direct shareholding covers 953,218 voting rights (4.93%). Additional exposure comes from securities lending over 173,566 voting rights (0.89%) and cash‑settled CFDs over 141,803 voting rights (0.73%). Previously, BlackRock’s total position had been notified at 6.57%, so this filing reflects a small adjustment while remaining above the major shareholding reporting threshold.
Caledonia Mining Corporation Plc reported a change in a major shareholding after receiving a notification from BlackRock, Inc. BlackRock’s total interest now represents 6.56% of Caledonia’s voting rights, made up of 4.93% from shares and 1.63% from financial instruments, corresponding to 1,268,587 voting rights.
The direct shareholding covers 953,218 voting rights (4.93%). Additional exposure comes from securities lending over 173,566 voting rights (0.89%) and cash‑settled CFDs over 141,803 voting rights (0.73%). Previously, BlackRock’s total position had been notified at 6.57%, so this filing reflects a small adjustment while remaining above the major shareholding reporting threshold.