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Caledonia Mining Plc (CMCL) SEC Filings, Mar-Apr 2026

CMCL NYSE
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Learmonth John Mark reported acquisition or exercise transactions in this Form 4 filing.

Caledonia Mining Corp Plc Chief Executive Officer John Mark Learmonth received a grant of 7,134 common shares on April 1, 2026 at $22.59 per share. After this compensation-related award, his directly held stake increased to 223,982 common shares.

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Caledonia Mining Corp Plc’s Chief Financial Officer, Jerrard Ross Ian, reported compensation-related equity activity. On 1 April 2026, he exercised 2,062 Restricted Share Units at $22.59 per unit, converting them into 2,062 common shares. Following the grant, he directly holds 2,062 common shares.

The number of shares issued on vesting increased due to dividend reinvestment, and the Restricted Share Units were originally granted on 1 April 2023 to vest in three equal annual tranches in April 2026, 2027 and 2028, subject to potential reduction, cancellation, forfeiture, acceleration or closed periods.

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Chester Adam David Mark reported acquisition or exercise transactions in this Form 4 filing.

Caledonia Mining Corp Plc reported that Chief Legal Officer Adam David Mark Chester received a grant of 2,070 common shares on April 1, 2026 at a price of $22.59 per share. Following this grant, his direct holdings total 29,266 common shares, reflecting a compensation-related share award rather than an open-market purchase.

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Caledonia Mining Corporation Plc is issuing 22,051 new common shares under its 2015 Omnibus Equity Incentive Compensation Plan following the vesting of long-term incentive awards. These shares, including depositary interests and Zimbabwe depositary receipts, will be admitted to trading on AIM on or about April 9, 2026.

After this issue, Caledonia will have 19,335,079 common shares in issue. CEO John Mark Learmonth receives 7,134 securities and will hold 223,982 shares (1.16%), while CFO Ross Jerrard receives 2,062 securities. The board has also granted new performance unit awards to senior executives, which may vest in shares in April 2029 based on project and operating performance.

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Caledonia Mining Corporation Plc has called its annual general meeting for May 5, 2026 in Jersey to receive the audited 2025 financial statements and vote on a series of ordinary resolutions.

Shareholders will be asked to reappoint nine directors, reappoint BDO South Africa Inc as auditor, and reappoint members of the audit committee. The record date for notice is March 16, 2026, with voting entitlement based on the register at 09:00 a.m. (UK time) on May 1, 2026.

The circular explains proxy solicitation, detailed voting mechanics for registered, non-registered, depositary interest and depositary receipt holders, and use of a notice and access approach for meeting materials. It also outlines the 2015 Omnibus Equity Incentive Compensation Plan, under which up to 10% of outstanding shares may be reserved, with 1,446,468 shares currently available for future awards and no options outstanding.

Extensive disclosure covers executive and director compensation, performance-based long-term incentives using performance units, change-of-control and termination benefits for named executive officers, and the company’s corporate governance framework, including committee structures and majority voting policy.

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Caledonia Mining Corporation Plc has made its annual general meeting materials available online, including the formal notice, management information circular, and proxy form for shareholders.

The AGM will take place at the company’s head office in St Helier, Jersey, on May 5, 2026, starting at 9:00 a.m. UK time. Shareholders can review the documents in advance and use the proxy materials to submit voting instructions if they cannot attend in person.

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Caledonia Mining Corporation Plc reports that BlackRock, Inc. has notified a change in its major shareholding, with total voting rights of 6.44% in the company as of 27 March 2026. This consists of 4.83% of voting rights attached to shares and 1.61% held through financial instruments.

BlackRock holds 933,809 voting rights directly attached to shares, plus exposure via securities lending and cash-settled CFDs. Its previous disclosed position was 6.55%, so the notification reflects a small decrease in BlackRock’s overall interest while remaining a significant institutional shareholder.

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Caledonia Mining Corp Plc filed an initial insider report for Chief Financial Officer Jerrard Ross Ian, showing a holding of Restricted Share Units that are linked to 6004 underlying common shares. These RSUs were granted on 1 April 2023 and are scheduled to vest in three equal tranches on the first business day in April 2026, 2027 and 2028, following the publication of annual financial results and subject to any closed period as well as potential reduction, cancellation, forfeiture or acceleration in vesting.

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Caledonia Mining Corp Plc director Kelly John Lawson filed an initial Form 3 reporting direct ownership of 16,317 common shares as of March 18, 2026. This filing simply records his existing stake and does not indicate any recent share purchases or sales.

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Caledonia Mining Corp Plc director Petrus Stephanus Buys has filed an insider ownership report with the SEC. The filing is a Form 3, which identifies him as a director of the company but does not report any share purchases, sales, or other transactions.

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FAQ

How many Caledonia Mining Plc (CMCL) SEC filings are available on StockTitan?

StockTitan tracks 120 SEC filings for Caledonia Mining Plc (CMCL), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for Caledonia Mining Plc (CMCL)?

The most recent SEC filing for Caledonia Mining Plc (CMCL) was filed on April 3, 2026.