STOCK TITAN

Columbus McKinnon (CMCO) legal chief granted dividend-based stock units

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Columbus McKinnon Corp senior vice president and general counsel Alan S. Korman received 62.805 shares of common stock on May 11, 2026 as a grant attributed to dividend reinvestment. The shares were acquired at a stated price of $0.00 per share, reflecting a compensation-related award rather than an open-market purchase.

After this transaction, Korman directly holds a total of 51,595.198 common shares. Footnotes explain that this total includes 14,297.198 restricted shares subject to forfeiture, with portions scheduled to vest in stages through 2029, provided he remains an employee.

Positive

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Negative

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Insider Korman Alan S
Role Sr VP, Gen'l Counsel & Sec
Type Security Shares Price Value
Grant/Award Common Stock 62.805 $0.00 --
Holdings After Transaction: Common Stock — 51,595.198 shares (Direct, null)
Footnotes (1)
  1. Represents additional restricted stock units attributable to dividend reinvestment. Includes 14,297.198 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 1,940.004 shares become fully vested 5/22/2026; 2,398.030 shares become fully vested 50% per year for three years beginning 5/20/2026, and 9,959.164 shares become fully vested 33.33% per year for three years beginning 5/19/2026, if reporting person remains an employee of issuer.
Shares acquired 62.805 shares Grant attributable to dividend reinvestment on May 11, 2026
Price per share $0.00 per share Stated acquisition price for grant/award shares
Total holdings after transaction 51,595.198 shares Direct common stock owned after May 11, 2026 grant
Restricted shares included 14,297.198 shares Restricted stock subject to forfeiture within total holdings
Single vesting tranche 1,940.004 shares Becomes fully vested on May 22, 2026 if still employed
50% per year vesting block 2,398.030 shares Vests 50% annually for three years from May 20, 2026
33.33% per year vesting block 9,959.164 shares Vests 33.33% annually for three years from May 19, 2026
restricted stock units financial
"Represents additional restricted stock units attributable to dividend reinvestment."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
dividend reinvestment financial
"Represents additional restricted stock units attributable to dividend reinvestment."
Dividend reinvestment is when the money earned from a company's profit sharing, called dividends, is automatically used to buy more shares of that company instead of being received as cash. This process helps investors grow their holdings over time without extra effort, much like using earned interest to buy more of a savings account. It encourages long-term investment growth by continuously increasing the amount of shares owned.
subject to forfeiture financial
"Includes 14,297.198 shares of restricted stock issued to reporting person subject to forfeiture in whole or part;"
vested financial
"1,940.004 shares become fully vested 5/22/2026; 2,398.030 shares become fully vested 50% per year for three years"
grant, award, or other acquisition financial
"transaction_code_description: Grant, award, or other acquisition"
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Korman Alan S

(Last)(First)(Middle)
13220 BALLANTYNE CORPORATE PLACE

(Street)
CHARLOTTE NORTH CAROLINA 28277

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
COLUMBUS MCKINNON CORP [ CMCO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Sr VP, Gen'l Counsel & Sec
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/11/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/11/2026A62.805(1)A$051,595.198(2)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents additional restricted stock units attributable to dividend reinvestment.
2. Includes 14,297.198 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 1,940.004 shares become fully vested 5/22/2026; 2,398.030 shares become fully vested 50% per year for three years beginning 5/20/2026, and 9,959.164 shares become fully vested 33.33% per year for three years beginning 5/19/2026, if reporting person remains an employee of issuer.
Remarks:
Alan S. Korman05/13/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did CMCO executive Alan S. Korman report in this Form 4 filing?

Alan S. Korman reported receiving 62.805 shares of Columbus McKinnon common stock. The award reflects additional restricted stock units from dividend reinvestment and is a compensation-related acquisition, not an open-market share purchase or sale by the executive.

How many Columbus McKinnon (CMCO) shares does Alan S. Korman hold after the transaction?

After the reported transaction, Alan S. Korman directly holds 51,595.198 shares of Columbus McKinnon common stock. This total includes both unrestricted shares and 14,297.198 restricted shares that are subject to vesting schedules and possible forfeiture conditions tied to continued employment.

What is the nature of the 62.805 CMCO shares acquired by Alan S. Korman?

The 62.805 shares represent additional restricted stock units attributable to dividend reinvestment. They were granted at a stated price of $0.00 per share, indicating a non-cash, compensation-related award rather than a market transaction or discretionary insider stock purchase.

How many restricted Columbus McKinnon shares are included in Korman’s holdings?

Korman’s holdings include 14,297.198 restricted shares of Columbus McKinnon common stock. These restricted shares are subject to forfeiture in whole or part and will vest over several years, assuming he continues as an employee of the company during the vesting periods.

What are the key vesting dates for Alan S. Korman’s CMCO restricted shares?

The filing notes several vesting dates: 1,940.004 shares vest fully on May 22, 2026; 2,398.030 shares vest 50% per year for three years starting May 20, 2026; and 9,959.164 shares vest 33.33% per year beginning May 19, 2026, contingent on continued employment.