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Columbus McKinnon (CMCO) counsel updates stock holdings as options expire

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Columbus McKinnon senior vice president, general counsel and secretary Alan S. Korman reported an update to his equity holdings. Following these entries, he directly holds 49,413.198 shares of common stock, including 7,838.119 restricted shares subject to future vesting. A grant of 16,140 non-qualified stock options with a $15.16 exercise price reached its expiration date on May 23, 2026, leaving no options from this grant outstanding.

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Insider Korman Alan S
Role Sr VP, Gen'l Counsel & Sec
Type Security Shares Price Value
E Non-Qualified Stock Options (Right to Buy) 16,140 $15.16 $245K
holding Common Stock -- -- --
Holdings After Transaction: Non-Qualified Stock Options (Right to Buy) — 0 shares (Direct, null); Common Stock — 49,413.198 shares (Direct, null)
Footnotes (1)
  1. Includes 7,838.119 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 1,199.015 shares become fully vested 5/20/2027, and 6,639.104 shares become fully vested 50% per year for two years beginning 5/19/2027, if reporting person remains an employee of issuer. Options expired on May 23, 2026.
Common shares held 49,413.198 shares Direct common stock position after reported transactions
Restricted stock included 7,838.119 shares Restricted shares subject to forfeiture held by reporting person
Restricted stock vesting 2027-05-20 1,199.015 shares Portion of restricted stock that becomes fully vested on May 20, 2027
Restricted stock vesting schedule 6,639.104 shares Vests 50% per year for two years beginning May 19, 2027, if employed
Expired stock options 16,140 options Non-qualified stock options that expired on May 23, 2026
Option exercise price $15.16 per share Exercise price of the expired non-qualified stock option grant
restricted stock financial
"Includes 7,838.119 shares of restricted stock issued to reporting person subject to forfeiture"
Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.
Non-Qualified Stock Options (Right to Buy) financial
"Security title: Non-Qualified Stock Options (Right to Buy)"
subject to forfeiture financial
"restricted stock issued to reporting person subject to forfeiture in whole or part"
fully vested financial
"1,199.015 shares become fully vested 5/20/2027, and 6,639.104 shares become fully vested 50% per year"
expiration date financial
"Options expired on May 23, 2026."
The expiration date is the deadline after which a financial contract, such as an option or a futures agreement, is no longer valid or can be exercised. It matters to investors because it determines the timeframe during which they can take action or benefit from the contract, similar to how a coupon or a food item has a limited period of usefulness. Once the expiration date passes, the contract loses its value or ability to be used.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Korman Alan S
(Last)(First)(Middle)
13220 BALLANTYNE CORPORATE PLACE
(Street)
CHARLOTTE NORTH CAROLINA 28277
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
COLUMBUS MCKINNON CORP [ CMCO ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Sr VP, Gen'l Counsel & Sec
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/23/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock49,413.198(1)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Non-Qualified Stock Options (Right to Buy)$15.1605/23/2026E16,140(2)05/23/201705/23/2026Common Stock16,140$15.160D
Explanation of Responses:
1. Includes 7,838.119 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 1,199.015 shares become fully vested 5/20/2027, and 6,639.104 shares become fully vested 50% per year for two years beginning 5/19/2027, if reporting person remains an employee of issuer.
2. Options expired on May 23, 2026.
Remarks:
Alan S. Korman05/27/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did Alan S. Korman report in his latest CMCO Form 4 filing?

He reported an update to his Columbus McKinnon equity holdings. The Form 4 shows his direct common stock position and the expiration of a non-qualified stock option grant, without any reported open-market purchases or sales of CMCO shares.

How many COLUMBUS MCKINNON (CMCO) shares does Alan S. Korman hold after this Form 4?

After the reported transactions, he directly holds 49,413.198 shares of Columbus McKinnon common stock. This total includes both unrestricted and restricted shares, reflecting his current direct equity stake as an executive of the company.

What restricted stock awards are included in Alan S. Korman’s CMCO holdings?

His holdings include 7,838.119 shares of restricted stock subject to forfeiture. Of these, 1,199.015 shares become fully vested on May 20, 2027, and 6,639.104 shares vest 50% per year for two years beginning May 19, 2027, contingent on continued employment.

What happened to Alan S. Korman’s CMCO non-qualified stock options dated May 23, 2017?

A grant of 16,140 non-qualified stock options with a $15.16 exercise price expired on May 23, 2026. Following this expiration, the Form 4 shows zero options remaining from this grant, indicating the award is no longer outstanding.

Does this CMCO Form 4 show any open-market stock purchases or sales by Alan S. Korman?

No, the Form 4 does not report any open-market purchases or sales of Columbus McKinnon shares. It records a holding entry for his common stock and the expiration of a non-qualified stock option grant, which is an administrative equity update.