CME Group chief Duffy plans $4.1M stock sale

Officer Terrence Duffy has filed a Rule 144 notice covering a proposed sale of up to 15,000 CME common shares valued at $4.1 million.

Available on EDGAR 09/10/2026 - 03:56 PM EDT Accepted by SEC EDGAR 09/10/2026 - 03:56 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

CME GROUP INC. (CME) has a notice of proposed sale of common stock filed on behalf of officer Terrence Duffy under Rule 144. The filing covers up to 15,000 shares of CME common stock to be sold through Merrill, with an aggregate market value of $4,125,000 and Nasdaq listed as the trading market.

The shares relate to executive compensation grants to Terrence Duffy dated December 31, 2024 for 5,169 shares and December 31, 2025 for 12,970 shares.

Key Figures

Shares proposed for sale: 15,000 shares Aggregate market value of proposed sale: $4,125,000 Executive compensation grant 2024: 5,169 shares +2 more

5 metrics

Shares proposed for sale 15,000 shares Common stock to be sold under Rule 144 for the account of Terrence Duffy

Aggregate market value of proposed sale $4,125,000 Value of 15,000 CME common shares covered by the Rule 144 notice

Executive compensation grant 2024 5,169 shares CME common stock grant to Terrence Duffy dated December 31, 2024

Executive compensation grant 2025 12,970 shares CME common stock grant to Terrence Duffy dated December 31, 2025

Planned sale date reference September 10, 2026 Date referenced alongside the 15,000-share Nasdaq sale line

Key Terms

Rule 144, executive compensation grant, Nasdaq

3 terms

Rule 144 regulatory

"See the definition of "person" in paragraph (a) of Rule 144."

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

executive compensation grant financial

"Common | 12/31/2024 | executive compensation grant | Terrence Duffy"

Nasdaq market

"0 | 09/10/2026 | Nasdaq"

The Nasdaq is a stock exchange where many companies' shares are bought and sold, functioning much like a marketplace for investments. It matters to investors because it provides a platform to buy and sell ownership stakes in companies, helping them track the value of those companies and make informed decisions. As one of the largest and most technology-focused markets, it also reflects trends and developments in the business world.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 144 filing disclose for CME (CME)?

It discloses that officer Terrence Duffy has filed a Rule 144 notice for the proposed sale of up to 15,000 shares of CME common stock through Merrill, with an aggregate market value of $4,125,000, to be sold on the Nasdaq market.

How many CME (CME) shares are covered by Terrence Duffy’s proposed sale?

The notice covers up to 15,000 shares of CME common stock. These shares are expected to be sold through Merrill, with an aggregate market value stated as $4,125,000 in the filing.

What is the stated market value of the CME (CME) shares in the Form 144?

The filing states an aggregate market value of $4,125,000 for the 15,000 CME common shares covered by the proposed Rule 144 sale by officer Terrence Duffy.

What is the origin of the CME (CME) shares Terrence Duffy plans to sell?

The shares relate to executive compensation grants to Terrence Duffy. The filing lists grants dated December 31, 2024 for 5,169 shares and December 31, 2025 for 12,970 shares of CME common stock.

On which market are the CME (CME) shares in this Form 144 expected to trade?

The filing identifies Nasdaq as the market for the proposed sale of the 15,000 CME common shares covered by the Rule 144 notice for Terrence Duffy.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001212809
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	CME Group
SEC File Number
Address of Issuer	20 S Wacker Dr Chicago ILLINOIS 60606
Phone	3129303305
Name of Person for Whose Account the Securities are To Be Sold	Terrence Duffy
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Merrill 2021 Spring Rd Suite 700 Oak Brook IL 60523	15000	4125000	0	09/10/2026	Nasdaq

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	12/31/2024	executive compensation grant	Terrence Duffy			5169	12/31/2024	executive compensation grant
Common	12/31/2025	executive compensation grant	Terrence Duffy			12970	12/31/2025	executive compensation grant

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	09/10/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	Jack Whitley
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)