[Form 4] CME GROUP INC. Insider Trading Activity
Rhea-AI Filing Summary
Form 4 disclosure for Derek Sammann, Senior Managing Director, Global Head of Commodities Markets at CME Group (CME). The filing reports share surrender and vesting activity on September 15-16, 2025. Mr. Sammann surrendered 1,099 and 379 Class A shares to satisfy tax withholding obligations upon restricted stock vesting on those dates. The filing lists direct beneficial ownership amounts of 8,318; 11,362; and 10,983 Class A shares after respective transactions, and shows indirect holdings of 14,614 shares held by a trust and 8,336 shares held by his spouse. The form was signed on 09/17/2025.
Positive
- None.
Negative
- None.
Insights
TL;DR: Routine insider withholding transactions reduced direct shares; indirect holdings remain material but unchanged by this filing.
The filing documents standard tax-withholding share surrenders tied to the vesting of restricted stock on 09/15/2025 and 09/16/2025. Specifically, Mr. Sammann surrendered 1,099 and 379 Class A shares respectively. Such transactions are non-cash, administrative actions that do not reflect purchases or sales for cash proceeds and typically have negligible market impact. The filing also discloses indirect holdings of 14,614 shares via a trust and 8,336 shares held by his spouse, which are relevant to total family exposure but are not newly transacted here.
TL;DR: Disclosure is compliant and routine; surrender for tax withholding is common post-vesting and poses no governance concerns.
The Form 4 indicates compliance with Section 16 reporting following restricted stock vesting. The reported surrenders (1,099 and 379 shares) were executed to cover tax obligations and were reported as dispositions. The filing is signed by an authorized representative and includes explanatory remarks. There are no indications of unusual timing, related-party transactions, or changes in officer role from this document alone.