STOCK TITAN

[Form 4] CME GROUP INC. Insider Trading Activity

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Form 4 disclosure for Derek Sammann, Senior Managing Director, Global Head of Commodities Markets at CME Group (CME). The filing reports share surrender and vesting activity on September 15-16, 2025. Mr. Sammann surrendered 1,099 and 379 Class A shares to satisfy tax withholding obligations upon restricted stock vesting on those dates. The filing lists direct beneficial ownership amounts of 8,318; 11,362; and 10,983 Class A shares after respective transactions, and shows indirect holdings of 14,614 shares held by a trust and 8,336 shares held by his spouse. The form was signed on 09/17/2025.

Rivelazione del Form 4 per Derek Sammann, Senior Managing Director e Responsabile globale dei Mercati delle Commodities presso CME Group (CME). Il deposito riporta l’attività di cessione e vesting di azioni avvenuta il 15-16 settembre 2025. Il signor Sammann ha ceduto 1.099 e 379 azioni di Classe A per soddisfare gli obblighi di ritenzione fiscale al vesting delle azioni soggette a limitazioni in quelle date. Il modulo riporta quote di proprietà dirette pari a 8.318; 11.362; e 10.983 azioni di Classe A dopo le rispettive transazioni, e mostra partecipazioni indirette di 14.614 azioni detenute da un trust e 8.336 azioni detenute dal coniuge. Il modulo è stato firmato il 17/09/2025.

Divulgación del Formulario 4 para Derek Sammann, Senior Managing Director y Jefe Global de Mercados de Commodities en CME Group (CME). La presentación reporta la entrega y adquisición de acciones ocurridas los días 15 y 16 de septiembre de 2025. El Sr. Sammann entregó 1.099 y 379 acciones de Clase A para satisfacer obligaciones de retención de impuestos al vesting de acciones restringidas en esas fechas. El formulario enumera participaciones directas de 8.318; 11.362 y 10.983 acciones de Clase A tras las transacciones correspondientes, y muestra participaciones indirectas de 14.614 acciones en un fideicomiso y 8.336 acciones a nombre de su esposa. El formulario fue firmado el 17/09/2025.

Derek Sammann에 대한 Form 4 공시, CME Group(CME)에서 글로벌 원자재 시장 부문 총괄 관리 이사(Senior Managing Director, Global Head of Commodities Markets). 서류는 2025년 9월 15-16일 주식 매도 및 포기 행위를 보고합니다. Sammann 씨는 제한 주식의 양도소득 세금을 충당하기 위해 그 날짜에 1,099주와 379주를 클래스 A 주식으로 양도했습니다. 문서는 각각의 거래 후 직접 보유 지분으로 8,318주; 11,362주; 10,983주를 기재하고, 간접 보유로 신탁이 보유한 14,614주와 배우자가 보유한 8,336주를 표시합니다. 서류는 2025-09-17에 서명되었습니다.

Divulgation du formulaire 4 pour Derek Sammann, Senior Managing Director et Responsable mondial des marchés des matières premières chez CME Group (CME). Le dépôt fait état d’activités de cession et d’acquisition d’actions les 15 et 16 septembre 2025. M. Sammann a cédé 1 099 et 379 actions de Classe A pour satisfaire les obligations fiscales liées au prélèvement à la source lors du vesting des actions restreintes à ces dates. Le formulaire indique des titularisations directes de 8 318; 11 362; et 10 983 actions de Classe A après les transactions respectives, et montre des participations indirectes de 14 614 actions détenues par une fiducie et 8 336 actions détenues par son épouse. Le formulaire a été signé le 17/09/2025.

Form 4 Offenlegung für Derek Sammann, Senior Managing Director, Global Head of Commodities Markets bei CME Group (CME). Die Einreichung meldet Aktienabgabe- und Vesting-Aktivitäten am 15. und 16. September 2025. Herr Sammann trat 1.099 bzw. 379 Class-A-Aktien ab, um die Steuerabzugsverpflichtungen beim vesting der eingeschränkten Aktien an diesen Terminen zu erfüllen. Das Formular listet direkte Eigentumsanteile von 8.318; 11.362; und 10.983 Class-A-Aktien nach den jeweiligen Transaktionen auf und zeigt indirekte Beteiligungen von 14.614 Aktien, die von einem Treuhandfonds gehalten werden, sowie 8.336 Aktien, die von seinem Ehepartner gehalten werden. Das Formular wurde am 17.09.2025 unterzeichnet.

إفصاح النموذج 4 لديريك سامان، المدير الإداري الأول ورئيس قسم الأسواق العالمية للسلع في CME Group (CME). الإيداع يُبلغ عن عمليات تسليم وارتقاء الأسهم في 15-16 سبتمبر 2025. قام السيد سامان بتسليم 1,099 و379 سهماً من فئة أ لتلبية الالتزامات بالاقتطاع الضريبي عند ارتقاء الأسهم المقيدة في تلك التواريخ. يسرد النموذج ملكية مباشرة قدرها 8,318؛ 11,362؛ و10,983 سهماً من فئة أ بعد المعاملات المعنية، ويظهر ممتلكات غير مباشرة قدرها 14,614 سهماً مملوكة من خلال صندوق ائتماني و8,336 سهماً مملوكة لزوجته. تم توقيع النموذج في 17/09/2025.

Derek Sammann 的 Form 4 披露,CME Group(CME)全球大宗商品市场部高级董事总经理兼全球主管。 申报文件报告了在 2025 年 9 月 15-16 日的股票放弃与归属活动。Sammann 先生在这些日期为满足对受限股票归属时的税务预扣义务,放弃了 1,099 股和 379 股 Classe A。文件列出直接持有的 Classe A 股分别为 8,318 股、11,362 股和 10,983 股,且显示间接持有为信托持有的 14,614 股,以及其配偶持有的 8,336 股。该表格于 2025-09-17 签署。

Positive
  • None.
Negative
  • None.

Insights

TL;DR: Routine insider withholding transactions reduced direct shares; indirect holdings remain material but unchanged by this filing.

The filing documents standard tax-withholding share surrenders tied to the vesting of restricted stock on 09/15/2025 and 09/16/2025. Specifically, Mr. Sammann surrendered 1,099 and 379 Class A shares respectively. Such transactions are non-cash, administrative actions that do not reflect purchases or sales for cash proceeds and typically have negligible market impact. The filing also discloses indirect holdings of 14,614 shares via a trust and 8,336 shares held by his spouse, which are relevant to total family exposure but are not newly transacted here.

TL;DR: Disclosure is compliant and routine; surrender for tax withholding is common post-vesting and poses no governance concerns.

The Form 4 indicates compliance with Section 16 reporting following restricted stock vesting. The reported surrenders (1,099 and 379 shares) were executed to cover tax obligations and were reported as dispositions. The filing is signed by an authorized representative and includes explanatory remarks. There are no indications of unusual timing, related-party transactions, or changes in officer role from this document alone.

Rivelazione del Form 4 per Derek Sammann, Senior Managing Director e Responsabile globale dei Mercati delle Commodities presso CME Group (CME). Il deposito riporta l’attività di cessione e vesting di azioni avvenuta il 15-16 settembre 2025. Il signor Sammann ha ceduto 1.099 e 379 azioni di Classe A per soddisfare gli obblighi di ritenzione fiscale al vesting delle azioni soggette a limitazioni in quelle date. Il modulo riporta quote di proprietà dirette pari a 8.318; 11.362; e 10.983 azioni di Classe A dopo le rispettive transazioni, e mostra partecipazioni indirette di 14.614 azioni detenute da un trust e 8.336 azioni detenute dal coniuge. Il modulo è stato firmato il 17/09/2025.

Divulgación del Formulario 4 para Derek Sammann, Senior Managing Director y Jefe Global de Mercados de Commodities en CME Group (CME). La presentación reporta la entrega y adquisición de acciones ocurridas los días 15 y 16 de septiembre de 2025. El Sr. Sammann entregó 1.099 y 379 acciones de Clase A para satisfacer obligaciones de retención de impuestos al vesting de acciones restringidas en esas fechas. El formulario enumera participaciones directas de 8.318; 11.362 y 10.983 acciones de Clase A tras las transacciones correspondientes, y muestra participaciones indirectas de 14.614 acciones en un fideicomiso y 8.336 acciones a nombre de su esposa. El formulario fue firmado el 17/09/2025.

Derek Sammann에 대한 Form 4 공시, CME Group(CME)에서 글로벌 원자재 시장 부문 총괄 관리 이사(Senior Managing Director, Global Head of Commodities Markets). 서류는 2025년 9월 15-16일 주식 매도 및 포기 행위를 보고합니다. Sammann 씨는 제한 주식의 양도소득 세금을 충당하기 위해 그 날짜에 1,099주와 379주를 클래스 A 주식으로 양도했습니다. 문서는 각각의 거래 후 직접 보유 지분으로 8,318주; 11,362주; 10,983주를 기재하고, 간접 보유로 신탁이 보유한 14,614주와 배우자가 보유한 8,336주를 표시합니다. 서류는 2025-09-17에 서명되었습니다.

Divulgation du formulaire 4 pour Derek Sammann, Senior Managing Director et Responsable mondial des marchés des matières premières chez CME Group (CME). Le dépôt fait état d’activités de cession et d’acquisition d’actions les 15 et 16 septembre 2025. M. Sammann a cédé 1 099 et 379 actions de Classe A pour satisfaire les obligations fiscales liées au prélèvement à la source lors du vesting des actions restreintes à ces dates. Le formulaire indique des titularisations directes de 8 318; 11 362; et 10 983 actions de Classe A après les transactions respectives, et montre des participations indirectes de 14 614 actions détenues par une fiducie et 8 336 actions détenues par son épouse. Le formulaire a été signé le 17/09/2025.

Form 4 Offenlegung für Derek Sammann, Senior Managing Director, Global Head of Commodities Markets bei CME Group (CME). Die Einreichung meldet Aktienabgabe- und Vesting-Aktivitäten am 15. und 16. September 2025. Herr Sammann trat 1.099 bzw. 379 Class-A-Aktien ab, um die Steuerabzugsverpflichtungen beim vesting der eingeschränkten Aktien an diesen Terminen zu erfüllen. Das Formular listet direkte Eigentumsanteile von 8.318; 11.362; und 10.983 Class-A-Aktien nach den jeweiligen Transaktionen auf und zeigt indirekte Beteiligungen von 14.614 Aktien, die von einem Treuhandfonds gehalten werden, sowie 8.336 Aktien, die von seinem Ehepartner gehalten werden. Das Formular wurde am 17.09.2025 unterzeichnet.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Sammann Derek

(Last) (First) (Middle)
20 S. WACKER DRIVE

(Street)
CHICAGO IL 60606

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
CME GROUP INC. [ CME ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Sr MD Gl Hd Commodities Mkts
3. Date of Earliest Transaction (Month/Day/Year)
09/15/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock Class A 09/15/2025 F 1,099(1) D $258.83 8,318 D
Common Stock Class A 09/15/2025 A 3,044 A $258.83 11,362 D
Common Stock Class A 09/16/2025 F 379(2) D $259.83 10,983 D
Common Stock Class A 14,614 I by Trust
Common Stock Class A 8,336 I by Spouse
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Mr. Sammann surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on September 15, 2025.
2. Mr. Sammann surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on September 16, 2025.
Remarks:
By: Margaret Austin Wright For: Derek Louis Sammann 09/17/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transactions did Derek Sammann report on Form 4 for CME (CME)?

The filing reports share surrenders to cover tax withholding: 1,099 Class A shares on 09/15/2025 and 379 Class A shares on 09/16/2025.

Why were shares surrendered according to the Form 4?

The explanatory notes state the shares were surrendered to the company to fulfill tax withholding obligations upon the vesting of restricted stock.

How many shares does the Form 4 show as indirectly owned by Derek Sammann?

The filing lists 14,614 Class A shares indirectly owned by a trust and 8,336 Class A shares indirectly owned by his spouse.

Did Derek Sammann sell shares for cash proceeds in this filing?

No. The reported dispositions were share surrenders to satisfy tax withholding related to restricted stock vesting, not cash sales.

When was the Form 4 signed and filed?

The Form 4 was signed on 09/17/2025 by Margaret Austin Wright on behalf of Derek Louis Sammann.
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