Cummins Inc SEC Filings

Form 144 filing for Cummins Inc. (CMI) reports a proposed sale of 7,500 common shares through Morgan Stanley Smith Barney on the NYSE with an aggregate market value of $3,077,025. The shares were acquired and are to be sold on 09/15/2025 by exercise of stock options, with payment in cash. The filer also reported recent 10b5-1 sales: 6,500 shares on 08/13/2025 for $2,632,500 and 6,000 shares on 08/12/2025 for $2,370,000. The filing includes the required insider representation about no undisclosed material information.

Cummins Inc. reporting person Robert Enright, Vice President — Supply Chain and director, reported multiple option exercises and related transactions on 08/22/2025. He exercised stock options for 860, 750, and 250 shares at exercise prices of $163.43, $142.12, and $241.80 respectively, resulting in acquisition of those common shares. On the same date he sold 1,860 shares at a weighted-average price of $402.2635. After these transactions he directly beneficially owned 2,815 shares and indirectly held an interest equivalent to 2,686.48 shares via the company 401(k) stock fund.

Cummins Inc. (CMI) filing a Form 144 notifies a proposed sale of 1,860 shares of common stock through Morgan Stanley Smith Barney on the NYSE, with an aggregate market value of $748,210.11. The shares were acquired on 08/22/2025 by exercise of options under a registered plan and were paid for in cash on the same date. The filing states there were 137,786,038 shares outstanding and reports no sales by the same person in the prior three months. The notice includes the required representation that the seller is not aware of undisclosed material adverse information about the issuer.

Cummins Inc. director Karen H. Quintos reported sales of Cummins common stock on 08/19/2025. The Form 4 shows two sale entries: 10 shares sold at $404.69 and 1,297 shares sold at a weighted-average price of $405.3307, with the latter executed across multiple prices between $405.0950 and $405.79. Following the reported transactions, the filing discloses beneficial ownership reported indirectly by a revocable trust of 6,523.6887 shares in one line and 5,226.6887 shares in the other line. The explanation notes that 3,772.914 shares were transferred from direct ownership into the revocable trust and that 2.6928 dividend-equivalent shares were credited under the company deferred compensation plan for non-employee directors. The Form 4 is signed by an attorney-in-fact on 08/20/2025.

Cummins Inc. (CMI) Form 144 notice reports a proposed sale of 1,307 common shares by a person associated with the issuer, with an aggregate market value of $524,000 and approximately 137,786,038 shares outstanding. The sale is scheduled for 08/18/2025 on the NYSE and identifies Merrill One Bryant Park as the broker. The securities were acquired via stock options on 05/21/2024 (604 shares), 04/26/2024 (3 shares), and 03/25/2025 (700 shares), with cash used to satisfy exercise payments. No securities sold by this person in the past three months are reported, and the filer certifies they are not aware of undisclosed material adverse information. The form provides procedural disclosure only and does not include financial results or forward-looking statements.

Amy Rochelle Davis, Vice President & President - Accelera and Com at Cummins Inc. (CMI), reported multiple transactions on 08/14/2025. The Form 4 shows exercises of stock options and subsequent open-market sales. The reporting person exercised options for 1,300 shares at $160.10 and 685 shares at $149.72, plus earlier outstanding options totaling 5,820 shares at various exercise prices. On the same date she sold multiple blocks of common stock totaling 6,787 shares at weighted-average prices in ranges from $399.3750 to $405.47. After these transactions the reporting person beneficially owned 20,738.013 shares, down from 25,055.013 prior to the activity. The filing is signed by an attorney-in-fact on 08/15/2025.

William I. Miller, a director of Cummins Inc. (CMI), reported a sale of common stock on 08/13/2025. The Form 4 shows 1,765 shares disposed in a transaction coded "G" and lists 52,042.3297 shares beneficially owned following the transaction in a direct capacity. The filing also reports 5,136.6232 stock units reported under derivative/stock unit holdings. The filing notes 186.1849 dividend equivalent shares credited to the director under the company's deferred compensation plan for non-employee directors. The Form 4 is signed by an attorney-in-fact on behalf of the reporting person.

Mark Andrew Smith, Vice President and Chief Financial Officer of Cummins Inc. (CMI), reported multiple transactions on 08/12/2025 and 08/13/2025. The filing shows purchases of 6,000 and 6,500 shares at $163.43 each and sales of 6,000 and 6,500 shares at $395 and $405 respectively. Following the reported trades, total beneficial ownership figures are listed as 37,582, 31,582, 38,082, and 31,582 across the entries. The filing also reports stock option activity: exercises or acquisitions tied to options with a $163.43 exercise price and an existing option position with a $142.12 exercise price covering 21,310 underlying shares. The form is marked as executed under a Rule 10b5-1 plan.