[144] Cummins Inc. SEC Filing

Rhea-AI Filing Summary

Cummins Inc. (CMI) appears as the issuer on a Form 144 notice reporting a proposed sale of 6,000 common shares through Morgan Stanley Smith Barney. The filing lists an aggregate market value of $2,329,860 and states 137,786,038 shares outstanding for the company. The securities were reported acquired by exercise of stock options on 08/12/2025, with payment in cash, and an approximate date of sale of 08/12/2025. The filer indicates no securities sold in the prior three months. The notice includes the standard representation that the seller does not possess undisclosed material adverse information about the issuer.

Insights

Financial Analyst

TL;DR: Small insider liquidity event — 6,000 shares worth $2.33M; immaterial to overall share count.

The Form 144 documents a sale of 6,000 common shares with an aggregate market value of $2,329,860. The shares were acquired via exercise of stock options on the same reported date and are routed through Morgan Stanley Smith Barney. Given the reported outstanding share count of 137,786,038, the block size represents a vanishingly small percentage of the company’s capital structure, suggesting limited direct market impact. No other company-level disclosures, earnings, or material events are reported in this notice.

Corporate Governance Expert

TL;DR: Routine Rule 144 notice for option exercise and sale; disclosure includes standard no-material-nonpublic-info certification.

The filing shows an insider exercised options and intends to sell the resulting shares through a broker. The notice contains the required certification that the seller is not aware of undisclosed material adverse information and indicates no sales in the prior three months. There is no mention of a 10b5-1 plan date on the form. From a governance and compliance perspective, the filing meets Rule 144 reporting requirements and does not, on its face, signal governance concerns.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
COMMON	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	6000	2329860.00	137786038	08/12/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	08/12/2025	Exercise of Stock Options	Issuer			6000	08/12/2025	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

How many shares does Cummins (CMI) propose to sell in this Form 144?

The filing shows a proposed sale of 6,000 common shares.

What is the aggregate market value of the shares listed in the CMI Form 144?

The aggregate market value is reported as $2,329,860.00.

When were the securities acquired according to the Form 144 for CMI?

The securities were acquired by exercise of stock options on 08/12/2025 and payment was in cash.

Through which broker will the CMI shares be sold?

The broker listed is Morgan Stanley Smith Barney LLC, Executive Financial Services, 1 New York Plaza, New York, NY.

Does the filing report any securities sold by the seller in the past three months?

The Form 144 states "Nothing to Report" for securities sold in the past three months.