Cummins ex-officer plans ~$502K stock sale

CUMMINS INC (CMI) received a notice that former officer John O. Gaidoo intends to sell 916 shares of common stock under Rule 144 through Morgan Stanley Smith Barney LLC on the NYSE.

Rhea-AI Filing Summary

CUMMINS INC (CMI) received a notice that former officer John O. Gaidoo intends to sell 916 shares of common stock under Rule 144 through Morgan Stanley Smith Barney LLC on the NYSE. The shares relate to restricted stock vesting on March 1, 2026 under a registered plan for services rendered.

The planned sale amount is based on an aggregate market value of $501,747.43 as of September 3, 2026.

Key Figures

Shares to be sold: 916 shares Aggregate market value: $501,747.43 Vesting date: March 1, 2026 +1 more

4 metrics

Shares to be sold 916 shares Common stock covered by the Rule 144 notice

Aggregate market value $501,747.43 Indicated value of 916 shares as of September 3, 2026

Vesting date March 1, 2026 Restricted stock vesting under a registered plan

Trading market NYSE Intended market for sale of the shares

Key Terms

Rule 144, Restricted Stock, Registered Plan, services rendered

4 terms

Rule 144 regulatory

"See the definition of "person" in paragraph (a) of Rule 144."

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Restricted Stock financial

"Restricted Stock Vesting Under a Registered Plan"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

Registered Plan financial

"Restricted Stock Vesting Under a Registered Plan"

A registered plan is a savings or investment account that a government recognizes for special tax treatment and rules, such as limits on how much you can put in and conditions for withdrawals. For investors it matters because those rules change how much of your gains are taxed, how quickly your money can be accessed and what strategies make sense — like a labeled jar that gives tax breaks but comes with rules about when and how you can take the money out.

services rendered financial

"916 | 03/01/2026 | Services Rendered"

FAQ

What does the Form 144 notice related to CMI disclose?

It discloses that former Cummins officer John O. Gaidoo intends to sell 916 shares of common stock under Rule 144, with an indicated aggregate market value of $501,747.43, to be sold on the NYSE through Morgan Stanley Smith Barney LLC.

How many CMI shares are covered by John O. Gaidoo’s planned Rule 144 sale?

The planned Rule 144 sale covers 916 shares of Cummins Inc. common stock. These shares are tied to restricted stock vesting under a registered plan on March 1, 2026, for services rendered.

What is the indicated market value of the CMI shares in this Rule 144 notice?

The notice lists an aggregate market value of $501,747.43 for the 916 shares of Cummins Inc. common stock to be sold. The sales are indicated as occurring on the NYSE as of September 3, 2026.

What is the origin of the CMI shares being sold under Rule 144?

The shares are described as restricted stock vesting under a registered plan on March 1, 2026, issued by Cummins Inc. for services rendered. The Rule 144 notice covers a proposed sale of these vested shares.

Who is the broker for the planned CMI share sale under Rule 144?

The broker is listed as Morgan Stanley Smith Barney LLC Executive Financial Services, located at 1 New York Plaza, New York. The shares are indicated to be sold on the NYSE as part of the Rule 144 transaction.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/03/2026 - 04:46 PM Accepted by SEC EDGAR 09/03/2026 - 04:30 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0002073552
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	CUMMINS INC.
SEC File Number	001-04949
Address of Issuer	500 JACKSON ST BOX 3005 COLUMBUS INDIANA 47202-3005
Phone	8123775000
Name of Person for Whose Account the Securities are To Be Sold	JOHN O GAIDOO
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Former Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	916	501747.43	137664487	09/03/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/01/2026	Restricted Stock Vesting Under a Registered Plan	Issuer			916	03/01/2026	Services Rendered

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	09/03/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ John O Gaidoo
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)