[144] Cummins Inc. SEC Filing

Rhea-AI Filing Summary

Cummins Inc. (CMI) filed a Form 144 reporting the proposed sale of 894 common shares with an aggregate market value of $359,094.41. The shares were acquired on 03/01/2025 through restricted stock vesting under a registered plan in payment for services rendered. The intended sale is to occur approximately on 08/13/2025 on the NYSE through Morgan Stanley Smith Barney LLC Executive Financial Services. The filing states there were no securities sold in the past three months by the person for whose account these shares will be sold and reports total shares outstanding of 137,786,038 for context.

Insights

Securities Analyst

TL;DR: Routine insider sale filing: vested shares to be sold via broker; not accompanied by prior recent sales.

The Form 144 documents a planned sale of 894 vested common shares acquired 03/01/2025 as restricted stock compensation and valued at $359,094.41. The transaction is routed through Morgan Stanley Smith Barney and scheduled for 08/13/2025 on the NYSE. The filer reports no related sales in the previous three months, which limits near-term trading pattern signal. Given the absolute size relative to the reported 137,786,038 shares outstanding, this appears to be a routine disposition of compensation shares rather than a material corporate development.

Corporate Governance Expert

TL;DR: Compensation-related vesting and planned sale disclosed as required; disclosure aligns with Rule 144 reporting norms.

The filing indicates the securities were acquired via restricted stock vesting under a registered plan and paid for by services rendered, which is a standard executive compensation outcome. The Form 144 includes the broker and intended exchange, satisfying procedural disclosure requirements. Absence of sales in the prior three months suggests this is an isolated vesting-sale event rather than part of an ongoing program. The statement regarding lack of undisclosed material information is included as required by the form.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	894	359094.41	137786038	08/13/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/01/2025	Restricted stock vesting under a registered plan	Issuer			894	03/01/2025	Services Rendered

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does Cummins (CMI) report in this Form 144?

The filing reports a proposed sale of 894 common shares with aggregate market value of $359,094.41 to be sold on the NYSE through Morgan Stanley.

When were the shares acquired and how were they obtained?

The 894 shares were acquired on 03/01/2025 by restricted stock vesting under a registered plan and were issued as payment for services rendered.

When is the proposed sale scheduled to occur?

The approximate date of sale listed in the filing is 08/13/2025.

Who is the broker handling the sale in the filing?

The broker named is Morgan Stanley Smith Barney LLC Executive Financial Services, 1 New York Plaza, 8th Floor, New York, NY 10004.

Has the filer sold other securities of Cummins in the past three months?

The filing states Nothing to Report for securities sold during the past three months by the person for whose account these securities are to be sold.