Cummins CMI insider Form 144 for 13,110 shares on 11/06/2025

Rhea-AI Filing Summary

Cummins (CMI): Proposed insider sale filed on Form 144. The notice covers a planned sale of 13,110 common shares with an aggregate market value of $5,757,649.80. The approximate sale date is 11/06/2025, with trades listed on the NYSE through Morgan Stanley Smith Barney LLC.

The shares were acquired on 11/06/2025 via exercise of stock options for cash. Cummins reports 137,786,038 shares outstanding. Recent Rule 10b5-1 activity by the named seller shows multiple sales in the past three months, including 8,000 shares for $3,514,401.60 on 10/06/2025 and 6,500 shares for $2,632,500.00 on 08/13/2025.

Insights

Securities disclosure analyst

Routine Form 144 for 13,110 shares; plan-driven sales disclosed.

This notice reports a proposed sale of 13,110 CMI common shares with an aggregate market value of $5,757,649.80. The filing lists an approximate sale date of 11/06/2025 and identifies Morgan Stanley Smith Barney LLC as broker on the NYSE. The seller acquired the shares the same day via stock option exercise for cash, a typical pathway before resale.

Form 144 is a disclosure requirement for affiliates or holders of restricted securities and doesn’t itself execute a trade. The past three months include Rule 10b5-1 plan sales, such as 8,000 shares for $3,514,401.60 on 10/06/2025 and 6,500 shares for $2,632,500.00 on 08/13/2025. Actual sale timing and size can vary based on market conditions and plan instructions.

Cummins shows 137,786,038 shares outstanding. The disclosure permits multiple sale methods consistent with exchange trading, while the presence of a 10b5-1 plan indicates pre-set instructions rather than ad hoc timing.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
COMMON	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	13110	5757649.80	137786038	11/06/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	11/06/2025	Exercise of Stock Options	Issuer			13110	11/06/2025	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
10b5-1 Sales for MARK A. SMITH 500 Jackson Street Columbus IN 47202	COMMON	10/30/2025	200	89819.00
10b5-1 Sales for MARK A. SMITH 500 Jackson Street Columbus IN 47202	COMMON	10/06/2025	8000	3514401.60
10b5-1 Sales for MARK A. SMITH 500 Jackson Street Columbus IN 47202	COMMON	09/17/2025	1580	662020.00
10b5-1 Sales for MARK A. SMITH 500 Jackson Street Columbus IN 47202	COMMON	09/16/2025	2671	1108465.00
10b5-1 Sales for MARK A. SMITH 500 Jackson Street Columbus IN 47202	COMMON	09/15/2025	4829	2004304.46
10b5-1 Sales for MARK A. SMITH 500 Jackson Street Columbus IN 47202	COMMON	08/13/2025	6500	2632500.00
10b5-1 Sales for MARK A. SMITH 500 Jackson Street Columbus IN 47202	COMMON	08/12/2025	6000	2370000.00

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does Cummins (CMI) Form 144 disclose?

A proposed sale of 13,110 common shares with an aggregate market value of $5,757,649.80, with an approximate sale date of 11/06/2025.

How were the Cummins (CMI) shares to be sold acquired?

They were acquired on 11/06/2025 through the exercise of stock options for cash.

Which broker and exchange are listed for the planned Cummins (CMI) sale?

Broker: Morgan Stanley Smith Barney LLC; Exchange: NYSE.

How many Cummins (CMI) shares are outstanding?

The filing lists 137,786,038 shares outstanding.

What recent 10b5-1 sales are disclosed for Cummins (CMI)?

Examples include 8,000 shares for $3,514,401.60 on 10/06/2025 and 6,500 shares for $2,632,500.00 on 08/13/2025.

What is the aggregate market value of the shares in this Cummins (CMI) Form 144?

The aggregate market value is $5,757,649.80 for 13,110 shares.