Cummins (NYSE: CMI) awards 290 RSUs to VP, CLO Lamb-Hale

Rhea-AI Filing Summary

Cummins Inc reported that VP, CLO & Corporate Secretary Nicole Lamb-Hale received an equity grant of 290 shares of common stock in the form of time-vested restricted stock units. These units will vest and convert to common stock on April 1, 2028. Following this compensation-related award, her direct holdings total 16,492 common shares.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Lamb-Hale Nicole

Role VP, CLO & Corporate Secretary

Type	Security	Shares	Price	Value
Grant/Award	Common	290	$0.00	--

Holdings After Transaction: Common — 16,492 shares (Direct)

Footnotes (1)

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Key Figures

Equity award size: 290 restricted stock units Post-transaction holdings: 16,492 shares Vesting date: April 1, 2028

3 metrics

Equity award size 290 restricted stock units Grant of time-vested RSUs to Nicole Lamb-Hale

Post-transaction holdings 16,492 shares Direct common stock holdings after the award

Vesting date April 1, 2028 RSUs vest and convert to common stock on this date

Key Terms

restricted stock units, time vested, converts to common stock, Grant, award, or other acquisition

4 terms

restricted stock units financial

"This repesents an award of time vested restricted stock units, which vests"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

time vested financial

"This repesents an award of time vested restricted stock units, which vests"

converts to common stock financial

"which vests and converts to common stock on April 1, 2028"

Grant, award, or other acquisition financial

"transaction_code_description: Grant, award, or other acquisition"

Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Lamb-Hale Nicole

(Last) (First) (Middle)

500 JACKSON STREET

(Street)

COLUMBUS INDIANA 47201

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
CUMMINS INC [ CMI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	VP, CLO & Corporate Secretary

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common(1)	04/01/2026		A		290(1)	A	$0.0000(1)	16,492	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. This repesents an award of time vested restricted stock units, which vests and converts to common stock on April 1, 2028

	Nicole Y. Lamb-Hale	04/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Cummins (CMI) report for Nicole Lamb-Hale?

Cummins reported that Nicole Lamb-Hale received a grant of 290 time-vested restricted stock units. These units represent a compensation award, not an open-market purchase, and will convert into common shares upon vesting, increasing her long-term equity alignment with the company.

How many Cummins (CMI) shares does Nicole Lamb-Hale hold after this Form 4?

After the award, Nicole Lamb-Hale directly holds 16,492 shares of Cummins common stock. This total reflects her position following the grant of 290 restricted stock units, which are scheduled to vest and convert into common shares on April 1, 2028.

What type of equity award did Cummins (CMI) grant to Nicole Lamb-Hale?

Cummins granted Nicole Lamb-Hale time-vested restricted stock units covering 290 shares of common stock. These awards are a form of stock-based compensation that convert into actual shares only after meeting the stated vesting condition on April 1, 2028.

When do Nicole Lamb-Hale’s Cummins (CMI) restricted stock units vest?

The restricted stock units granted to Nicole Lamb-Hale vest and convert to Cummins common stock on April 1, 2028. Until that date, they function as unvested equity awards designed to retain and incentivize the executive over the multi-year period.

Did Nicole Lamb-Hale buy or sell Cummins (CMI) shares on the market?

The filing shows no open-market buying or selling; it reports a grant of 290 restricted stock units. This is a non-cash, compensation-related acquisition rather than a discretionary market trade, so it mainly reflects equity-based pay, not trading sentiment.