Cummins VP gifts 218 common shares

CUMMINS INC executive Brett Michael Merritt, Vice President and President of the Engine Business, reported a bona fide gift of 218 common shares.

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Form Type

Rhea-AI Filing Summary

CUMMINS INC executive Brett Michael Merritt, Vice President and President of the Engine Business, reported a bona fide gift of 218 common shares. The gift carried a reported price of $0.00 per share and left him with 10,186 common shares held directly, plus 113.4932 common shares held indirectly through a 401(k) plan.

Insider Trade Summary

218 shares gifted

Gift 2 txns

Insider Merritt Brett Michael

Role V.P & Pres. - Engine Business

Type	Security	Shares	Price	Value
Gift	Common	218	$0.00	$0.00
holding	Common	--	--	--

Holdings After Transaction: Common — 10,186 shares (Direct); Common — 113.4932 shares (Indirect, By 401(k) Plan)

Key Figures

Gifted shares: 218 shares Direct holdings after transaction: 10,186 shares Indirect 401(k) holdings: 113.4932 shares +1 more

4 metrics

Gifted shares 218 shares Bona fide gift of common stock on Form 4

Direct holdings after transaction 10,186 shares Common stock held directly after gift

Indirect 401(k) holdings 113.4932 shares Common stock held indirectly by 401(k) plan

Gift price per share $0.00 per share Reported value for bona fide gift

Key Terms

bona fide gift, 401(k) Plan, indirect ownership

3 terms

bona fide gift financial

"transaction_code_description: "Bona fide gift" for 218 common shares"

A bona fide gift is a genuine, voluntary transfer of money, property, or benefits from one party to another made without expectation of repayment, services, or hidden conditions. Investors care because such gifts can affect company disclosures, related‑party transaction rules, tax treatment, and perceived conflicts of interest; think of it like someone giving you a present with no strings attached — but on a corporate scale, auditors and regulators need to verify it really is unconditional.

401(k) Plan financial

"nature_of_ownership: "By 401(k) Plan" describing indirect holdings"

A 401(k) plan is a workplace retirement account that lets employees set aside part of their pay into a tax-advantaged savings pot, often with employers adding matching contributions — like a workplace piggy bank for future income. It matters to investors because the amount people save and how employers fund these plans influence consumer spending, corporate payroll costs and the flow of money into financial markets, which can affect stock prices and company valuations.

indirect ownership financial

"ownership_type: "indirect" for shares held by 401(k) Plan"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Cummins (CMI) report for Brett Michael Merritt?

Cummins reported that executive Brett Michael Merritt made a bona fide gift of 218 common shares. After this Form 4 transaction, he continued to hold 10,186 common shares directly and 113.4932 shares indirectly through a 401(k) plan.

How many Cummins (CMI) shares did Brett Michael Merritt gift?

Brett Michael Merritt gifted 218 shares of Cummins common stock. The transaction was reported as a bona fide gift at a price of $0.00 per share and was coded with transaction code G on the Form 4 filing.

What are Brett Michael Merritt’s Cummins (CMI) holdings after the reported gift?

Following the reported gift, Brett Michael Merritt directly holds 10,186 Cummins common shares. He also has an additional 113.4932 common shares held indirectly through a 401(k) plan, according to the Form 4 disclosure details.

How is the 401(k) ownership described in the Cummins (CMI) Form 4?

The filing shows 113.4932 Cummins common shares held indirectly “By 401(k) Plan.” This entry is classified as indirect ownership, reflecting retirement-plan holdings rather than directly held stock certificates in Brett Michael Merritt’s name.

What does transaction code G mean in the Cummins (CMI) Form 4?

Transaction code G on the Form 4 denotes a bona fide gift disposition of shares. In this case, it indicates Brett Michael Merritt transferred 218 Cummins common shares as a gift, with no sale proceeds reported and a price of $0.00 per share.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/19/2026 - 07:33 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Merritt Brett Michael

(Last)

(First)

(Middle)

500 JACKSON STREET

(Street)

COLUMBUS

INDIANA

47201

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
CUMMINS INC [ CMI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	V.P & Pres. - Engine Business

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/19/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common	05/19/2026		G		218	D	$0.0000	10,186	D
Common								113.4932	I	By 401(k) Plan

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

	/s/ Nicole Y. Lamb-Hale, Attorney-in-Fact	05/19/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR