Cummins (CMI) VP Wiltrout gets 3,056-share award, 1,098 shares used for tax

Rhea-AI Filing Summary

Cummins Inc. vice president Jeffrey T. Wiltrout reported equity compensation activity involving company common shares. On March 1, 2026, he acquired 3,056 common shares in a grant or award with no per-share purchase price. As part of the same event, 1,098 shares were disposed of at $583.87 per share to satisfy tax liabilities relating to earned performance shares, according to a footnote. After these transactions, he directly held 5,421 common shares.

The filing also notes an indirect interest through the company’s 401(k) plan, with the value of his interest corresponding to 424.029 shares in the Cummins Stock Fund as most recently reported. A footnote explains this fund is a unitized account holding approximately 98% common stock and 2% cash or cash equivalents, so the exact underlying share count is not known.

Insider Trade Summary

3 transactions reported

Mixed 3 txns

Insider Wiltrout Jeffrey T

Role VP - Corporate Strategy

Type	Security	Shares	Price	Value
Grant/Award	Common	3,056	$0.00	--
Tax Withholding	Common	1,098	$583.87	$641K
holding	Common	--	--	--

Holdings After Transaction: Common — 6,519 shares (Direct); Common — 424.029 shares (Indirect, By 401(k) Plan)

Footnotes (1)

1. Shares withheld to satisfy tax liabilities relating to earned performance shares. The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.

Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Wiltrout Jeffrey T

(Last) (First) (Middle)

500 JACKSON STREET

(Street)

COLUMBUS IN 47201

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
CUMMINS INC [ CMI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	VP - Corporate Strategy

3. Date of Earliest Transaction (Month/Day/Year)
03/01/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common	03/01/2026		A		3,056	A	$0.0000	6,519	D
Common	03/01/2026		F(1)		1,098	D	$583.87	5,421	D
Common								424.029(2)	I	By 401(k) Plan

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Shares withheld to satisfy tax liabilities relating to earned performance shares.

2. The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.

	/s/ Nicole Y. Lamb-Hale, Attorney-in-Fact	03/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did Cummins (CMI) report for Jeffrey T. Wiltrout?

Cummins reported that VP Jeffrey T. Wiltrout received a grant of 3,056 common shares and had 1,098 shares withheld to cover tax liabilities on earned performance shares, all dated March 1, 2026, leaving him with 5,421 directly held shares.

How many Cummins (CMI) shares did Jeffrey T. Wiltrout acquire in this Form 4?

Jeffrey T. Wiltrout acquired 3,056 Cummins common shares through a grant or award with a reported price of $0.00 per share. This was characterized as a grant, award, or other acquisition rather than an open-market purchase transaction.

Why were 1,098 Cummins (CMI) shares disposed of in Wiltrout’s Form 4 filing?

The 1,098 Cummins shares were withheld to satisfy tax liabilities arising from earned performance shares. The disposition used a transaction price of $583.87 per share and is reported as a tax-withholding transaction, not an open-market sale for investment purposes.

What are Jeffrey T. Wiltrout’s Cummins (CMI) share holdings after these transactions?

After the reported transactions, Wiltrout directly held 5,421 Cummins common shares. In addition, his interest in the company’s 401(k) plan corresponded to 424.029 shares in the Cummins Stock Fund, although the exact underlying share count is approximate due to the fund’s unitized structure.

How is Jeffrey T. Wiltrout’s Cummins (CMI) 401(k) holding reported in the Form 4?

The filing reports an indirect holding through the Cummins 401(k) plan equivalent to 424.029 shares in the Cummins Stock Fund. A footnote clarifies this fund is about 98% Cummins common stock and 2% cash or equivalents, so the precise share number is not known.

Does the Cummins (CMI) Form 4 show open-market buying or selling by Jeffrey T. Wiltrout?

The transactions reflect an award of 3,056 shares and a tax-withholding disposition of 1,098 shares. The filing characterizes the disposition as payment of tax liabilities by delivering securities, rather than an open-market buy or sell transaction for portfolio management.