Cummins (CMI) director Matthew Tsien receives 306-share stock grant

Rhea-AI Filing Summary

CUMMINS INC director Matthew Tsien received a grant of common shares as compensation. On May 12, 2026, he acquired 306 shares of Cummins common stock in a transaction reported with a price of $0.00 per share, indicating a grant or award rather than an open-market purchase.

Following this award, Tsien’s directly held position increased to 753 common shares. The filing shows no sales or derivative transactions, so this update reflects a routine equity-based compensation grant that modestly increases his direct ownership in Cummins.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Tsien Matthew

Role null

Type	Security	Shares	Price	Value
Grant/Award	Common	306	$0.00	--

Holdings After Transaction: Common — 753 shares (Direct, null)

Footnotes (1)

Key Figures

Shares granted: 306 shares Reported grant price: $0.00 per share Shares held after transaction: 753 shares +2 more

5 metrics

Shares granted 306 shares Grant of Cummins common stock on May 12, 2026

Reported grant price $0.00 per share Indicates equity award, not open-market purchase

Shares held after transaction 753 shares Total direct Cummins common shares after grant

Transaction code A Grant, award, or other acquisition of common stock

Transaction direction acquire One acquisition transaction, no sales reported

Key Terms

Grant, award, or other acquisition, Common, Form 4, direct ownership

4 terms

Grant, award, or other acquisition financial

"The transaction is coded as a grant, award, or other acquisition of shares."

Common financial

"The reported security title for this transaction is Common."

Form 4 regulatory

"The insider activity is disclosed in a Form 4 filing."

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

direct ownership financial

"The filing classifies Tsien’s holdings as direct ownership after the grant."

Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Tsien Matthew

(Last) (First) (Middle)

500 JACKSON STREET

(Street)

COLUMBUS INDIANA 47201

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
CUMMINS INC [ CMI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/12/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common	05/12/2026		A		306	A	$0.0000	753	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ Nicole Y. Lamb-Hale, Attorney-in-Fact	05/13/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Cummins (CMI) director Matthew Tsien report in this Form 4?

Director Matthew Tsien reported receiving a grant of 306 Cummins common shares. The transaction is coded as a grant or award acquisition, meaning it reflects equity compensation rather than an open‑market stock purchase.

How many Cummins (CMI) shares did Matthew Tsien acquire and at what price?

Matthew Tsien acquired 306 Cummins common shares at a reported price of $0.00 per share. The zero price indicates a share grant or award, consistent with director equity compensation rather than a market transaction.

What are Matthew Tsien’s Cummins (CMI) holdings after this reported grant?

After the 306-share grant, Matthew Tsien directly holds 753 Cummins common shares. This total reflects his updated direct ownership position as reported in the Form 4 following the compensation-related award.

Was the Cummins (CMI) Form 4 for a stock purchase or a compensation grant?

The Form 4 reflects a compensation grant, not a market purchase. The transaction is coded as a grant, award, or other acquisition, with 306 common shares reported at $0.00 per share, typical for equity awards to directors.

Did Matthew Tsien sell any Cummins (CMI) shares in this Form 4 filing?

No sales were reported in this Form 4. The filing shows only one acquisition transaction, a 306-share grant of Cummins common stock, with no dispositions or derivative exercises disclosed in the summary data.