STOCK TITAN

Director Carla A. Harris receives 306 Cummins (CMI) shares in compensation grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Cummins Inc. director Carla A. Harris reported receiving a grant of 306 shares of common stock. The shares were acquired at no stated purchase price and increase her direct holdings to 3,808.4325 shares. This total includes 37.3116 dividend equivalent shares credited under the Cummins Inc. Deferred Compensation Plan for Non-Employee Directors since her most recent prior Form 4.

Positive

  • None.

Negative

  • None.
Insider Harris Carla A
Role null
Type Security Shares Price Value
Grant/Award Common 306 $0.00 --
Holdings After Transaction: Common — 3,808.433 shares (Direct, null)
Footnotes (1)
  1. [object Object]
Share grant 306 shares Common stock grant to director on 2026-05-12
Total direct holdings 3,808.4325 shares Shares owned by Carla A. Harris after transaction
Dividend equivalent shares 37.3116 shares Credited under Deferred Compensation Plan for Non-Employee Directors
Grant price $0.0000 per share Reported transaction price for awarded shares
Dividend equivalent shares financial
"Includes 37.3116 dividend equivalent shares credited under the Cummins Inc. Deferred Compensation Plan for Non-Employee Directors"
Deferred Compensation Plan for Non-Employee Directors financial
"credited under the Cummins Inc. Deferred Compensation Plan for Non-Employee Directors since the most recently filed Form 4"
Form 4 regulatory
"since the most recently filed Form 4"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Harris Carla A

(Last)(First)(Middle)
500 JACKSON STREET

(Street)
COLUMBUS INDIANA 47201

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
CUMMINS INC [ CMI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/12/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common05/12/2026A306A$0.00003,808.4325(1)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Includes 37.3116 dividend equivalent shares credited under the Cummins Inc. Deferred Compensation Plan for Non-Employee Directors since the most recently filed Form 4.
/s/ Nicole Y. Lamb-Hale, Attorney-in-Fact05/13/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Cummins (CMI) director Carla A. Harris report?

Carla A. Harris reported receiving a grant of 306 Cummins common shares. The shares were acquired as a compensation-related award, not an open-market purchase, and increased her directly held position as a non-employee director.

How many Cummins (CMI) shares does Carla A. Harris hold after this Form 4?

After the reported grant, Carla A. Harris directly holds 3,808.4325 Cummins common shares. This figure reflects her updated ownership position as a director following the 306-share award disclosed in the Form 4.

Was the Cummins (CMI) share grant to Carla A. Harris an open-market purchase?

The 306-share transaction was reported with code A, indicating a grant, award, or other acquisition. The shares were not bought in the open market but granted at a reported price of $0.0000 per share as director compensation.

What are dividend equivalent shares mentioned in the Cummins (CMI) Form 4?

The filing notes 37.3116 dividend equivalent shares credited to Carla A. Harris. These arise under the Cummins Inc. Deferred Compensation Plan for Non-Employee Directors and reflect additional share units tied to dividends, not a separate cash transaction.

Does the Cummins (CMI) Form 4 show any insider sales by Carla A. Harris?

The Form 4 shows only an acquisition of 306 shares as a grant, with no reported sales. Transaction summaries in the filing list one acquisition event and no dispositions, exercises, gifts, or tax-withholding transactions.