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Cummins (CMI) VP Amy Davis logs share award and tax-withheld stock

Filing Impact
(Very High)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Cummins Inc. executive Amy Rochelle Davis reported equity compensation activity involving company common shares. She received a grant of 5,181 common shares, recorded at $0.0000 per share as a grant or award, increasing her direct holdings before related tax actions.

On the same date, 883 shares and 2,264 shares of common stock were disposed of at $583.87 per share to satisfy tax liabilities relating to earned performance shares, as noted in the footnote. After these tax-withholding dispositions, Davis directly owned 19,861.013 common shares. Several stock option positions were also reported as ongoing holdings.

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Insider Davis Amy Rochelle
Role VP & Pres. - Accelera and Com
Type Security Shares Price Value
Grant/Award Common 5,181 $0.00 --
Tax Withholding Common 883 $583.87 $516K
Tax Withholding Common 2,264 $583.87 $1.32M
holding Stock Option (Right-to-Buy) -- -- --
holding Stock Option (Right-to-Buy) -- -- --
holding Stock Option (Right-to-Buy) -- -- --
Holdings After Transaction: Common — 23,008.013 shares (Direct); Stock Option (Right-to-Buy) — 2,130 shares (Direct)
Footnotes (1)
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Davis Amy Rochelle
(Last) (First) (Middle)
500 JACKSON STREET
(Street)
COLUMBUS IN 47201
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
CUMMINS INC [ CMI ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
VP & Pres. - Accelera and Com
3. Date of Earliest Transaction (Month/Day/Year)
03/01/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common 03/01/2026 A 5,181 A $0.0000 23,008.013 D
Common 03/01/2026 F(1) 883 D $583.87 22,125.013 D
Common 03/01/2026 F(1) 2,264 D $583.87 19,861.013 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right-to-Buy) $142.12 04/06/2023 04/06/2030 Common 2,130 2,130 D
Stock Option (Right-to-Buy) $163.43 04/04/2022 04/04/2029 Common 2,160 2,160 D
Stock Option (Right-to-Buy) $170.95 07/01/2023 07/01/2030 Common 800 800 D
Explanation of Responses:
1. Shares withheld to satisfy tax liabilities relating to earned performance shares.
/s/ Nicole Y. Lamb-Hale, Attorney-in-Fact 03/03/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions did Cummins (CMI) executive Amy Davis report?

Amy Davis reported a grant of 5,181 Cummins common shares and related tax-withholding dispositions of 883 and 2,264 shares. These transactions reflect equity compensation activity rather than open-market buying or selling, and left her with 19,861.013 directly owned common shares.

How many Cummins (CMI) shares did Amy Davis receive as an award?

Amy Davis received 5,181 Cummins common shares as a grant or award at a recorded price of $0.0000 per share. This award increased her direct ownership before shares were withheld to meet tax obligations tied to earned performance shares.

Why were Cummins (CMI) shares disposed of in Amy Davis’s Form 4 filing?

The filing shows 883 and 2,264 Cummins common shares disposed of at $583.87 per share. A footnote explains these shares were withheld to satisfy tax liabilities related to earned performance shares, rather than sold in open-market transactions.

What is Amy Davis’s Cummins (CMI) share ownership after these transactions?

Following the March 1, 2026 transactions, Amy Davis directly owned 19,861.013 Cummins common shares. This figure reflects the grant of 5,181 shares and subsequent tax-withholding dispositions of 883 and 2,264 shares, as reported in the Form 4 filing.

Were any Cummins (CMI) stock options reported by Amy Davis?

Yes. The Form 4 lists several stock option positions labeled as “Stock Option (Right-to-Buy)” with direct ownership. Reported holdings include option balances of 2,130, 2,160, and 800 underlying shares, indicating ongoing option awards rather than newly exercised or sold positions.

Does Amy Davis’s Cummins (CMI) Form 4 show open-market share sales?

The Form 4 does not describe open-market sales. Instead, it reports a share grant and dispositions coded as tax-withholding events at $583.87 per share, explicitly noted as shares withheld to satisfy tax liabilities on earned performance shares.