What is Nicole Lamb-Hale’s Cummins (CMI) share ownership after these transactions?

After the reported award and tax-withholding disposition, Nicole Lamb-Hale directly owns 16,202 Cummins common shares. This figure reflects both the 7,056-share grant and the 2,877 shares used to cover tax obligations on her performance-based equity.

CUMMINS INC Insider Trading Activity

Cummins Inc. executive Nicole Lamb-Hale reported mixed share movements tied to equity compensation.

Accepted by SEC EDGAR 03/03/2026 - 05:29 PM EST

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Rhea-AI Filing Summary

Cummins Inc. executive Nicole Lamb-Hale reported mixed share movements tied to equity compensation. She acquired 7,056 shares of Cummins common stock on a grant or award basis at a stated price of $0 per share, increasing her holdings.

On the same date, 2,877 shares were disposed of at $583.87 per share to satisfy tax liabilities relating to earned performance shares, as noted in the footnote. After these transactions, her directly owned Cummins common stock position was 16,202 shares.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider Lamb-Hale Nicole

Role VP, CLO & Corporate Secretary

Type	Security	Shares	Price	Value
Grant/Award	Common	7,056	$0.00	$0.00
Exercise Price or Tax Liability	Common	2,877	$583.87	$1.68M

Holdings After Transaction: Common — 16,202 shares (Direct)

Holdings Before and After: Common, 12,023 to 16,202 shares (Direct)

Footnotes (1)

F1. Shares withheld to satisfy tax liabilities relating to earned performance shares.

FAQ

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What insider transactions did Cummins (CMI) executive Nicole Lamb-Hale report?

Nicole Lamb-Hale reported an equity award and a related tax disposition. She acquired 7,056 Cummins common shares via a grant and disposed of 2,877 shares to cover tax liabilities on earned performance shares, ending with 16,202 directly owned shares.

How many Cummins (CMI) shares did Nicole Lamb-Hale acquire in this Form 4?

She acquired 7,056 Cummins common shares through a grant or award. The transaction was reported at a price of $0 per share, reflecting compensation rather than an open-market purchase, and increased her directly owned stake before tax-related share withholding.

Why were some Cummins (CMI) shares disposed of in Nicole Lamb-Hale’s filing?

2,877 Cummins shares were disposed of to satisfy tax liabilities on earned performance shares. The shares were valued at $583.87 each, and this tax-withholding disposition is distinct from an open-market sale, functioning as part of equity award settlement mechanics.

What do the transaction codes A and F mean in this Cummins (CMI) Form 4?

Code A indicates a grant, award, or other acquisition of 7,056 Cummins shares as compensation. Code F reflects a tax-withholding disposition of 2,877 shares used to pay exercise price or tax liabilities related to earned performance share awards.

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Form 4 Insider Transactions: What Each Field Means →

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Lamb-Hale Nicole

(Last)

(First)

(Middle)

500 JACKSON STREET

(Street)

COLUMBUS

47201

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
CUMMINS INC [ CMI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	VP, CLO & Corporate Secretary

3. Date of Earliest Transaction (Month/Day/Year)
03/01/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common	03/01/2026		A		7,056	A	$0.0000	19,079	D
Common	03/01/2026		F⁽¹⁾		2,877	D	$583.87	16,202	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Shares withheld to satisfy tax liabilities relating to earned performance shares.

	Nicole Y. Lamb-Hale	03/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR