Cummins VP gets stock award, settles taxes in shares

Cummins Inc. executive Earl Newsome, Vice President and Chief Information Officer, reported stock-based compensation activity involving company common shares.

Rhea-AI Filing Summary

Cummins Inc. executive Earl Newsome, Vice President and Chief Information Officer, reported stock-based compensation activity involving company common shares. On March 1, 2026, he acquired 2,832 common shares through a grant or award at a stated price of $0.0000 per share, bringing his direct holdings to 6,221 shares immediately after that award.

On the same date, 1,044 common shares were disposed of at $583.87 per share in a transaction coded as a tax-withholding disposition to satisfy tax liabilities relating to earned performance shares, as described in the footnote. Following this withholding, his directly owned common shares totaled 5,177. These transactions reflect equity compensation and related tax settlement rather than open-market buying or selling.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider Newsome Earl

Role VP - Chief Information Officer

Type	Security	Shares	Price	Value
Grant/Award	Common	2,832	$0.00	$0.00
Exercise Price or Tax Liability	Common	1,044	$583.87	$610K

Holdings After Transaction: Common — 5,177 shares (Direct)

Footnotes (1)

1. F1. Shares withheld to satisfy tax liabilities relating to earned performance shares.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transactions did Cummins (CMI) executive Earl Newsome report?

Earl Newsome reported a stock grant and a related tax-withholding share disposition. He received 2,832 Cummins common shares as an award, and 1,044 shares were withheld and disposed of to cover tax liabilities tied to earned performance shares.

How many Cummins (CMI) shares did Earl Newsome acquire in the latest Form 4?

He acquired 2,832 Cummins common shares through a grant or award coded as an acquisition. The transaction carried a stated price of $0.0000 per share and increased his direct holdings before any tax withholding transactions occurred the same day.

Why were 1,044 Cummins (CMI) shares disposed of in Earl Newsome’s Form 4?

The 1,044 Cummins common shares were withheld and disposed of to satisfy tax liabilities related to earned performance shares. The transaction, coded “F,” reflects payment of tax obligations in shares rather than an open-market sale for discretionary portfolio reasons.

What is Earl Newsome’s Cummins (CMI) share ownership after these transactions?

After the reported grant and subsequent tax-withholding disposition, Earl Newsome directly owns 5,177 Cummins common shares. His holdings first rose to 6,221 shares following the 2,832-share award, then decreased after 1,044 shares were withheld for taxes.

What do the transaction codes A and F mean in the Cummins (CMI) Form 4?

Code A indicates a grant, award, or other acquisition of shares, used for the 2,832-share award to Earl Newsome. Code F represents a disposition of shares to pay an exercise price or tax liability, applied to the 1,044 shares withheld for tax obligations.

Is Earl Newsome’s Cummins (CMI) Form 4 a typical equity compensation event?

Yes, the filing shows a stock award and a related tax-withholding share disposition, both common features of executive equity compensation. Shares were granted as compensation, and a portion was automatically withheld in shares to satisfy associated tax liabilities on earned performance shares.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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Accepted by SEC EDGAR 03/03/2026 - 05:29 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Newsome Earl

(Last) (First) (Middle)

500 JACKSON STREET

(Street)

COLUMBUS IN 47201

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
CUMMINS INC [ CMI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	VP - Chief Information Officer

3. Date of Earliest Transaction (Month/Day/Year)
03/01/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common	03/01/2026		A		2,832	A	$0.0000	6,221	D
Common	03/01/2026		F(1)		1,044	D	$583.87	5,177	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Shares withheld to satisfy tax liabilities relating to earned performance shares.

	/s/ Nicole Y. Lamb-Hale, Attorney-in-Fact	03/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
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