STOCK TITAN

Director John H. Stone receives 306 Cummins (CMI) shares as grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Stone John H reported acquisition or exercise transactions in this Form 4 filing.

Cummins Inc. director John H. Stone received a grant of 306 shares of common stock, with no cash price per share. This equity award increased his directly held stake to a total of 2,747 common shares reported after the transaction.

Positive

  • None.

Negative

  • None.
Insider Stone John H
Role null
Type Security Shares Price Value
Grant/Award Common 306 $0.00 --
Holdings After Transaction: Common — 2,747 shares (Direct, null)
Footnotes (1)
Shares granted 306 shares Equity grant on 2026-05-12
Grant price per share $0.00 per share Stated transaction price for grant
Total shares after transaction 2,747 shares Direct holdings following grant
Transaction code A Grant, award, or other acquisition
Grant, award, or other acquisition financial
"transaction is coded as a grant, award, or other acquisition"
Common financial
"security title for the transaction is listed as Common"
direct ownership financial
"the filing reports the shares as direct ownership following the grant"
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Stone John H

(Last)(First)(Middle)
500 JACKSON STREET

(Street)
COLUMBUS INDIANA 47201

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
CUMMINS INC [ CMI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/12/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common05/12/2026A306A$0.00002,747D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
/s/ Nicole Y. Lamb-Hale, Attorney-in-Fact05/13/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Cummins (CMI) director John H. Stone report?

John H. Stone reported receiving 306 shares of Cummins common stock as an equity grant. The shares were acquired at a stated price of $0.00 per share, indicating a compensation-related award rather than an open-market purchase.

How many Cummins (CMI) shares did John H. Stone acquire in this Form 4?

He acquired 306 shares of Cummins common stock in this transaction. The filing classifies the move as a grant, award, or other acquisition, reflecting compensation rather than a market trade at a specific purchase price.

What is John H. Stone’s total Cummins (CMI) shareholding after the reported grant?

After the grant, John H. Stone directly holds 2,747 shares of Cummins common stock. This total reflects his position following the 306-share equity award disclosed, and it is reported as direct ownership in the filing.

Was the Cummins (CMI) insider transaction an open-market buy or a grant?

The transaction was a grant, not an open-market purchase. It is coded as a grant, award, or other acquisition with a per-share price of $0.00, indicating shares were received as part of compensation rather than bought in the market.

Does the Cummins (CMI) Form 4 show any share sales by John H. Stone?

The Form 4 does not report any share sales by John H. Stone. It shows only one acquisition transaction, a 306-share grant of common stock, leaving his directly held balance at 2,747 shares after the award.