Welcome to our dedicated page for Cummins SEC filings (Ticker: CMI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Cummins Inc. filings document the reporting obligations of an Indiana operating company with common stock listed on the New York Stock Exchange under the symbol CMI. Its regulatory record includes current reports on results of operations and financial condition, including quarterly earnings releases and related segment discussion for Engine, Components, Distribution, Power Systems and Accelera by Cummins.
Proxy materials describe board oversight, director elections, executive compensation, shareholder voting matters and governance practices. Additional current reports record corporate governance events such as director appointments and committee assignments, while cover-page disclosures identify the company’s registered common stock and exchange listing.
Cummins Inc. director Karen H. Quintos reported sales of Cummins common stock on 08/19/2025. The Form 4 shows two sale entries: 10 shares sold at $404.69 and 1,297 shares sold at a weighted-average price of $405.3307, with the latter executed across multiple prices between $405.0950 and $405.79. Following the reported transactions, the filing discloses beneficial ownership reported indirectly by a revocable trust of 6,523.6887 shares in one line and 5,226.6887 shares in the other line. The explanation notes that 3,772.914 shares were transferred from direct ownership into the revocable trust and that 2.6928 dividend-equivalent shares were credited under the company deferred compensation plan for non-employee directors. The Form 4 is signed by an attorney-in-fact on 08/20/2025.
Cummins Inc. (CMI) Form 144 notice reports a proposed sale of 1,307 common shares by a person associated with the issuer, with an aggregate market value of $524,000 and approximately 137,786,038 shares outstanding. The sale is scheduled for 08/18/2025 on the NYSE and identifies Merrill One Bryant Park as the broker. The securities were acquired via stock options on 05/21/2024 (604 shares), 04/26/2024 (3 shares), and 03/25/2025 (700 shares), with cash used to satisfy exercise payments. No securities sold by this person in the past three months are reported, and the filer certifies they are not aware of undisclosed material adverse information. The form provides procedural disclosure only and does not include financial results or forward-looking statements.
Amy Rochelle Davis, Vice President & President - Accelera and Com at Cummins Inc. (CMI), reported multiple transactions on 08/14/2025. The Form 4 shows exercises of stock options and subsequent open-market sales. The reporting person exercised options for 1,300 shares at $160.10 and 685 shares at $149.72, plus earlier outstanding options totaling 5,820 shares at various exercise prices. On the same date she sold multiple blocks of common stock totaling 6,787 shares at weighted-average prices in ranges from $399.3750 to $405.47. After these transactions the reporting person beneficially owned 20,738.013 shares, down from 25,055.013 prior to the activity. The filing is signed by an attorney-in-fact on 08/15/2025.
William I. Miller, a director of Cummins Inc. (CMI), reported a sale of common stock on 08/13/2025. The Form 4 shows 1,765 shares disposed in a transaction coded "G" and lists 52,042.3297 shares beneficially owned following the transaction in a direct capacity. The filing also reports 5,136.6232 stock units reported under derivative/stock unit holdings. The filing notes 186.1849 dividend equivalent shares credited to the director under the company's deferred compensation plan for non-employee directors. The Form 4 is signed by an attorney-in-fact on behalf of the reporting person.
Mark Andrew Smith, Vice President and Chief Financial Officer of Cummins Inc. (CMI), reported multiple transactions on 08/12/2025 and 08/13/2025. The filing shows purchases of 6,000 and 6,500 shares at $163.43 each and sales of 6,000 and 6,500 shares at $395 and $405 respectively. Following the reported trades, total beneficial ownership figures are listed as 37,582, 31,582, 38,082, and 31,582 across the entries. The filing also reports stock option activity: exercises or acquisitions tied to options with a $163.43 exercise price and an existing option position with a $142.12 exercise price covering 21,310 underlying shares. The form is marked as executed under a Rule 10b5-1 plan.
Cummins Inc. (CMI) filing a Rule 144 notice reports a proposed sale of 5,002 common shares through Morgan Stanley Smith Barney on the NYSE with an approximate aggregate market value of $2,034,813.60. The filing lists total outstanding common shares as 137,786,038. Acquisition details show 1,985 shares acquired by option exercise on 08/14/2025 and 3,017 shares delivered as restricted stock units on 02/19/2025. The filer reports no securities sold in the past three months and includes the standard representation that the seller lacks undisclosed material adverse information.
Cummins Inc. (CMI) insider Mark A. Smith reported the proposed sale of 6,500 common shares to be executed through Morgan Stanley Smith Barney LLC on the NYSE on 08/13/2025, with an aggregate market value of $2,593,890.00. The filing states these shares were acquired the same day by exercise of stock options and paid for in cash.
The notice also discloses prior 10b5-1 sales by Mark A. Smith on 08/12/2025 of 6,000 shares for $2,370,000.00. The filer affirms no knowledge of undisclosed material adverse information. These entries describe an option exercise followed by planned dispositions; the disclosed amounts are small compared with 137,786,038 shares outstanding.
Cummins Inc. (CMI) filed a Form 144 reporting the proposed sale of 894 common shares with an aggregate market value of $359,094.41. The shares were acquired on 03/01/2025 through restricted stock vesting under a registered plan in payment for services rendered. The intended sale is to occur approximately on 08/13/2025 on the NYSE through Morgan Stanley Smith Barney LLC Executive Financial Services. The filing states there were no securities sold in the past three months by the person for whose account these shares will be sold and reports total shares outstanding of 137,786,038 for context.
Cummins Inc. (CMI) submitted a Form 144 notice proposing the sale of 3,390 common shares through Morgan Stanley Smith Barney LLC on the NYSE. The filing reports an aggregate market value of $1,363,361.05 and lists 137,786,038 shares outstanding. The securities were acquired and paid for on 08/13/2025 by exercise of options under a registered plan, with payment in cash.
The filer indicates no securities sold in the past three months and includes the standard representation that they do not possess undisclosed material adverse information about the issuer. Broker contact details are provided in the notice.
Cummins Inc. (CMI) officer Luther E. Peters reported option exercise and share sales on 08/08/2025. Mr. Peters exercised 4,850 stock options at an exercise price of $109.09, creating 4,850 common shares. He then reported sales of 1,625 shares at a weighted average price of $389.846 and 3,225 shares at a weighted average price of $388.8556, all dated 08/08/2025.
After these transactions the filing shows Mr. Peters beneficially owns 7,693.443 shares directly and has an indirect interest of 568.6314 shares via the company 401(k) stock fund. The filing also lists outstanding stock option positions with exercise prices of $142.12 (2,665 shares), $149.72 (3,125 shares), $160.10 (2,175 shares) and $163.43 (3,085 shares). The Form 4 was signed by an attorney-in-fact on 08/12/2025.