Welcome to our dedicated page for Cummins SEC filings (Ticker: CMI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Cummins Inc. filings document the reporting obligations of an Indiana operating company with common stock listed on the New York Stock Exchange under the symbol CMI. Its regulatory record includes current reports on results of operations and financial condition, including quarterly earnings releases and related segment discussion for Engine, Components, Distribution, Power Systems and Accelera by Cummins.
Proxy materials describe board oversight, director elections, executive compensation, shareholder voting matters and governance practices. Additional current reports record corporate governance events such as director appointments and committee assignments, while cover-page disclosures identify the company’s registered common stock and exchange listing.
Cummins Inc. (CMI) furnished an 8-K announcing its third-quarter 2025 results press release. The company reported that a press release covering financial results for the quarter was furnished as Exhibit 99.
The information under Item 2.02, including Exhibit 99, is furnished and not deemed filed under the Exchange Act. The filing also includes Exhibit 104 for the cover page interactive data file embedded within Inline XBRL.
Cummins (CMI) reported insider activity by its VP - Chief Financial Officer. On 10/30/2025, the officer exercised stock options for 200 shares at $142.12 (code M) and sold 200 common shares at a weighted average price of $449.095 (code S).
Following these transactions, direct beneficial ownership stood at 31,582 common shares. The filing also shows 13,110 stock options remaining outstanding, originally exercisable from 04/06/2023 and expiring on 04/06/2030. The sale price reflects multiple trades between $449.00 and $449.19.
CMI: A holder filed a Form 144 notice to sell 200 common shares, following a cash stock option exercise. The filing lists an aggregate market value of $88,252.00, an approximate sale date of 10/30/2025, and Morgan Stanley Smith Barney as broker, with NYSE named as the exchange. Shares outstanding are listed at 137,786,038; this is a baseline figure, not the amount being sold.
Recent Rule 10b5-1 activity by Mark A. Smith over the past three months includes examples such as 8,000 shares for $3,514,401.60 on 10/06/2025 and 6,500 shares for $2,632,500.00 on 08/13/2025.
Insider transactions at Cummins Inc. (CMI) show that Mark Andrew Smith, Vice President and Chief Financial Officer, executed offsetting option exercise and share sale transactions on 10/06/2025. He exercised 8,000 stock options with an exercise price of $142.12 (options granted 04/06/2023, expiring 04/06/2030), receiving 8,000 common shares. Simultaneously, he sold 8,000 common shares at a weighted-average price of $439.30, with individual sale prices reported in the range $439.00–$439.91. After these transactions, his beneficial ownership declined from 39,582 shares to 31,582 shares.
The Form 4 was signed by an attorney-in-fact on 10/08/2025. The filer checked the Rule 10b5-1 box indicating the sale may have been made pursuant to a written plan.
Form 144 notice for Cummins Inc. (CMI) reporting a proposed sale of 8,000 common shares through Morgan Stanley Smith Barney LLC with an aggregate market value of $3,462,400.00. The securities are listed as outstanding of 137,786,038 shares and the approximate sale date is 10/06/2025.
The filing shows the 8,000 shares were acquired and will be paid for on 10/06/2025 by exercise of stock options, with payment in cash. The notice also discloses recent 10b5-1 plan sales by the same seller totaling 21,580 shares that generated gross proceeds of approximately $8,777,289.46 across trades dated 08/12/2025 through 09/17/2025.
Cummins Inc. (CMI) reported Section 16 insider transactions by Mark Andrew Smith, Vice President and Chief Financial Officer. Over three days (September 15-17, 2025) Mr. Smith exercised stock options at an exercise price of $163.43 for incremental option lots of 4,829, 2,671 and 1,580 shares. Matching sales were reported for those same share amounts at a weighted average sale price of $415.0558 on 9/15/2025 and additional sales on 9/16 and 9/17 at prices shown in the filing. After the reported transactions the filing shows beneficial ownership figures tied to each transaction line, and separate outstanding options including a $142.12 strike option covering 21,310 shares.
CUMMINS INC (CMI) reported a proposed sale of 1,580 common shares via Rule 144 to be executed through Morgan Stanley Smith Barney on 09/17/2025, with an aggregate market value of $656,395.20. The filing shows these shares were acquired and paid for on 09/17/2025 through the exercise of stock options and paid in cash.
The filer discloses there are 137,786,038 shares outstanding for the class. The notice also lists prior 10b5-1 sales by Mark A. Smith totaling 20,000 shares across dates in August and September 2025 with gross proceeds shown for each trade, indicating recent systematic insider selling activity.
Form 144 filing for Cummins Inc. (CMI) reports a proposed sale of 7,500 common shares through Morgan Stanley Smith Barney on the NYSE with an aggregate market value of $3,077,025. The shares were acquired and are to be sold on 09/15/2025 by exercise of stock options, with payment in cash. The filer also reported recent 10b5-1 sales: 6,500 shares on 08/13/2025 for $2,632,500 and 6,000 shares on 08/12/2025 for $2,370,000. The filing includes the required insider representation about no undisclosed material information.
Cummins Inc. reporting person Robert Enright, Vice President — Supply Chain and director, reported multiple option exercises and related transactions on 08/22/2025. He exercised stock options for 860, 750, and 250 shares at exercise prices of $163.43, $142.12, and $241.80 respectively, resulting in acquisition of those common shares. On the same date he sold 1,860 shares at a weighted-average price of $402.2635. After these transactions he directly beneficially owned 2,815 shares and indirectly held an interest equivalent to 2,686.48 shares via the company 401(k) stock fund.
Cummins Inc. (CMI) filing a Form 144 notifies a proposed sale of 1,860 shares of common stock through Morgan Stanley Smith Barney on the NYSE, with an aggregate market value of $748,210.11. The shares were acquired on 08/22/2025 by exercise of options under a registered plan and were paid for in cash on the same date. The filing states there were 137,786,038 shares outstanding and reports no sales by the same person in the prior three months. The notice includes the required representation that the seller is not aware of undisclosed material adverse information about the issuer.