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Director at COMPASS Pathways (NASDAQ: CMPS) granted 21,110 share options at $11.85

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

COMPASS Pathways plc director Jeffrey M. Jonas received a grant of share options linked to 21,110 Ordinary Shares. The options carry an exercise price of $11.85 per share and expire in 2036. They vest in full on the earlier of one year from grant or the company’s 2027 annual shareholder meeting.

Positive

  • None.

Negative

  • None.

Insights

Director received a routine option grant with future vesting and no share sale.

COMPASS Pathways plc granted director Jeffrey M. Jonas options over 21,110 Ordinary Shares at an exercise price of $11.85 per share. This is classified as a grant or award, not an open-market purchase or sale, and represents equity-based compensation.

The options vest in full on the earlier of the first anniversary of the grant date or the company’s Annual General Meeting of Shareholders in 2027, aligning incentives over that period. The options expire in 2036, giving a long exercise window. No remaining derivative positions are listed beyond this grant.

The underlying Ordinary Shares may be represented by American Depositary Shares on a one-for-one basis, which matters for how investors see these in U.S. trading. Future company filings may show when these options vest or, later, if they are exercised.

Insider JONAS JEFFREY M
Role null
Type Security Shares Price Value
Grant/Award Share Option (Right to Buy) 21,110 $0.00 --
Holdings After Transaction: Share Option (Right to Buy) — 21,110 shares (Direct, null)
Footnotes (1)
  1. The shares underlying this option vest in full upon the earlier to occur of (i) the first anniversary of the date of grant or (ii) the date of COMPASS Pathways plc's Annual General Meeting of Shareholders in 2027. The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.
Options granted 21,110 options Grant to director on 2026-05-27
Exercise price $11.85 per share Share Option (Right to Buy)
Underlying shares 21,110 Ordinary Shares Linked to the option grant
Expiration date May 26, 2036 Option expiration
Vesting trigger Earlier of 1 year or 2027 AGM Full vesting condition
Post-grant holdings (options) 21,110 options Total derivative holdings following transaction
Share Option (Right to Buy) financial
"security_title: "Share Option (Right to Buy)""
Ordinary Shares financial
"underlying_security_title: "Ordinary Shares""
Ordinary shares are a type of ownership stake in a company, giving shareholders a right to participate in the company’s profits and decision-making through voting. They are similar to owning a piece of a business, and their value can rise or fall based on the company's performance. Investors buy ordinary shares to potentially earn dividends and benefit from the company's growth over time.
American Depositary Shares financial
"The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share."
American depositary shares (ADSs) are a way for investors in the United States to buy shares of foreign companies without dealing with international markets directly. They represent ownership in a foreign company's stock and are traded on U.S. stock exchanges, making it easier for American investors to buy, sell, and own parts of companies from around the world.
Annual General Meeting of Shareholders financial
"the date of COMPASS Pathways plc's Annual General Meeting of Shareholders in 2027."
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
JONAS JEFFREY M

(Last)(First)(Middle)
C/O COMPASS PATHWAYS PLC
33 BROADWICK STREET

(Street)
LONDONW1F 0DQ

(City)(State)(Zip)

UNITED KINGDOM

(Country)
2. Issuer Name and Ticker or Trading Symbol
COMPASS Pathways plc [ CMPS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/27/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Share Option (Right to Buy)$11.8505/27/2026A21,11005/27/2027(1)05/26/2036Ordinary Shares(2)21,110$021,110D
Explanation of Responses:
1. The shares underlying this option vest in full upon the earlier to occur of (i) the first anniversary of the date of grant or (ii) the date of COMPASS Pathways plc's Annual General Meeting of Shareholders in 2027.
2. The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.
Remarks:
/s/ Meredith Prithviraj by Power of Attorney for Jeffrey M. Jonas05/29/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did COMPASS Pathways (CMPS) director Jeffrey Jonas receive in this Form 4?

Jeffrey M. Jonas received a grant of options over 21,110 Ordinary Shares of COMPASS Pathways. These are equity compensation awards, not open-market share purchases or sales, and give him the right to buy shares at a fixed exercise price in the future.

What is the exercise price and size of the CMPS options granted to Jeffrey Jonas?

The grant covers 21,110 Ordinary Shares at an exercise price of $11.85 per share. This means Jonas can, once vested, buy up to 21,110 shares at $11.85 regardless of the market price at the time of exercise.

When do Jeffrey Jonas’s COMPASS Pathways options vest according to this Form 4?

The options vest in full on the earlier of the first anniversary of the grant date or the date of COMPASS Pathways plc’s Annual General Meeting of Shareholders in 2027. Until vesting, Jonas cannot exercise these options to acquire the underlying shares.

When do the CMPS options granted to Jeffrey Jonas expire?

The options expire on May 26, 2036, giving a long window to exercise after vesting. If they are not exercised by this expiration date, the right to buy the 21,110 underlying Ordinary Shares at $11.85 per share will lapse.

How many COMPASS Pathways options does Jeffrey Jonas hold after this transaction?

After this grant, Jonas’s reported derivative holdings from this award total 21,110 options. These options correspond to 21,110 underlying Ordinary Shares, and there are no additional derivative positions listed in the provided summary of this Form 4.

How are COMPASS Pathways Ordinary Shares represented in U.S. markets?

The filing states that Ordinary Shares may be represented by American Depositary Shares, each currently representing one Ordinary Share. This means U.S. investors can trade American Depositary Shares that mirror underlying Ordinary Shares on a one-for-one basis.