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Director at Compass Pathways (CMPS) receives 21,110 share options

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

COMPASS Pathways plc director Justin D. Gover received a grant of share options over 21,110 Ordinary Shares. These options have an exercise price of $11.85 per share and expire on May 26, 2036. The shares underlying this option vest in full on the earlier of the first anniversary of the grant date or the company’s Annual General Meeting of Shareholders in 2027. The options are held directly and may be exercised for Ordinary Shares, which may be represented by American Depositary Shares, each currently equal to one Ordinary Share.

Positive

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Insider Gover Justin D.
Role null
Type Security Shares Price Value
Grant/Award Share Option (Right to Buy) 21,110 $0.00 --
Holdings After Transaction: Share Option (Right to Buy) — 21,110 shares (Direct, null)
Footnotes (1)
  1. The shares underlying this option vest in full upon the earlier to occur of (i) the first anniversary of the date of grant or (ii) the date of COMPASS Pathways plc's Annual General Meeting of Shareholders in 2027. The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.
Options granted 21,110 share options Grant to director Justin D. Gover
Exercise price $11.85 per share Strike price for granted options
Underlying shares 21,110 Ordinary Shares Shares subject to the option
Expiration date May 26, 2036 Option expiry
Vesting trigger Earlier of 1-year anniversary or 2027 AGM Full vesting condition for the option
Share Option (Right to Buy) financial
"security_title: "Share Option (Right to Buy)""
American Depositary Shares financial
"The Ordinary Shares may be represented by American Depositary Shares"
American depositary shares (ADSs) are a way for investors in the United States to buy shares of foreign companies without dealing with international markets directly. They represent ownership in a foreign company's stock and are traded on U.S. stock exchanges, making it easier for American investors to buy, sell, and own parts of companies from around the world.
Annual General Meeting of Shareholders financial
"the date of COMPASS Pathways plc's Annual General Meeting of Shareholders in 2027"
exercise price financial
"conversion_or_exercise_price: "11.8500""
The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Gover Justin D.

(Last)(First)(Middle)
C/O COMPASS PATHWAYS PLC
33 BROADWICK STREET

(Street)
LONDONW1F 0DQ

(City)(State)(Zip)

UNITED KINGDOM

(Country)
2. Issuer Name and Ticker or Trading Symbol
COMPASS Pathways plc [ CMPS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/27/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Share Option (Right to Buy)$11.8505/27/2026A21,11005/27/2027(1)05/26/2036Ordinary Shares(2)21,110$021,110D
Explanation of Responses:
1. The shares underlying this option vest in full upon the earlier to occur of (i) the first anniversary of the date of grant or (ii) the date of COMPASS Pathways plc's Annual General Meeting of Shareholders in 2027.
2. The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.
Remarks:
/s/ Meredith Prithviraj by Power of Attorney for Justin Gover05/29/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did COMPASS Pathways (CMPS) director Justin D. Gover report on this Form 4?

Justin D. Gover reported receiving a grant of share options over 21,110 Ordinary Shares. These options were awarded as compensation, not bought on the market, and give him the right to purchase shares at a fixed exercise price in the future.

How many COMPASS Pathways (CMPS) share options were granted and at what price?

He was granted 21,110 share options with an exercise price of $11.85 per Ordinary Share. This means he can later buy up to 21,110 shares at $11.85 each, regardless of the market price at exercise, subject to vesting.

When do Justin D. Gover’s COMPASS Pathways (CMPS) options vest?

The options vest in full on the earlier of two dates: the first anniversary of the grant date or the company’s Annual General Meeting of Shareholders in 2027. Only after vesting can the options be exercised for Ordinary Shares.

When do the reported COMPASS Pathways (CMPS) share options expire?

The share options expire on May 26, 2036. After this expiration date, any unexercised options become worthless, so potential value depends on the share price and whether Gover chooses to exercise before that deadline.

Are the COMPASS Pathways (CMPS) options represented by American Depositary Shares?

The underlying security is Ordinary Shares, which may be represented by American Depositary Shares. Each American Depositary Share currently represents one Ordinary Share, providing equivalent economic exposure through a U.S.-traded instrument.