STOCK TITAN

CIM Group CEO buys 526K shares at $5.14

CEO-associated entities of CIM GROUP, INC. report a sizable open-market stock purchase and updated indirect holdings with beneficial ownership disclaimers.

(Very High)
(Positive)
Form Type
4

Rhea-AI Filing Summary

CIM GROUP, INC. (CMRF) reported that its CEO, President and ten percent owner Richard S. Ressler, through CIM Real Estate Finance Holdings, LLC, purchased 526,808.168 shares of Common Stock on September 4, 2026 at $5.14 per share, bringing that entity’s indirect holdings to 868,172.035 shares.

Additional indirect Common Stock holdings are reported through CIM Real Estate Finance Management, LLC and CIM CMFT MLP, LLC, and CIM Group Holdings, LLC holds both Common Stock and Special Voting Preferred Stock. Ressler may be deemed to beneficially own these securities due to his positions but disclaims beneficial ownership except for his indirect pecuniary interest. The filing also restores amounts that were omitted from a prior Form 4 because of an administrative error.

Positive

  • None.

Negative

  • None.
Insider RESSLER RICHARD S
Role CEO & President
Bought 526,808.168 shs ($2.71M)
Type Security Shares Price Value
Purchase Common Stock F1, F2 526,808.168 $5.14 $2.71M
holding Common Stock F1, F2 -- -- --
holding Common Stock F1, F2 -- -- --
holding Common Stock F3 -- -- --
holding Special Voting Preferred Stock F3 -- -- --
Holdings After Transaction: Common Stock — 868,172.035 shares (Indirect, By CIM Real Estate Finance Holdings, LLC); Common Stock — 20,000 shares (Indirect, By CIM Real Estate Finance Management, LLC); Common Stock — 911,041.268 shares (Indirect, By: CIM CMFT MLP, LLC); Common Stock — 100 shares (Indirect, By CIM Group Holdings, LLC); Special Voting Preferred Stock — 907,376,073.663 shares (Indirect, By CIM Group Holdings, LLC)
Footnotes (3)
  1. F1. Includes certain amounts disclosed in the reporting person's Form 4 filed on June 26, 2026 but subsequently omitted in the reporting person's Form 4 filed on July 2, 2026 due to an administrative error.
  2. F2. The reporting person may be deemed to beneficially own the shares owned by CIM Real Estate Finance Holdings, LLC, CIM Real Estate Finance Management, LLC, and CIM CMFT MLP, LLC, each a subsidiary of the Issuer, because of his position as Chief Executive Officer of the Issuer. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
  3. F3. The reporting person may be deemed to beneficially own the shares owned by CIM Group Holdings, LLC because of his position with CIM Group, LLC, which owns and controls CIM Group Holdings, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
Common Stock purchased 526,808.168 shares Purchase by CIM Real Estate Finance Holdings, LLC on September 4, 2026
Purchase price per share $5.14 per share Common Stock purchase on September 4, 2026
Indirect holdings via CIM Real Estate Finance Holdings, LLC 868,172.035 shares Common Stock held indirectly after September 4, 2026 purchase
Indirect holdings via CIM Real Estate Finance Management, LLC 20,000 shares Common Stock reported as indirect ownership
Indirect holdings via CIM CMFT MLP, LLC 911,041.268 shares Common Stock reported as indirect ownership
Common Stock held via CIM Group Holdings, LLC 100 shares Common Stock reported as indirect ownership
Special Voting Preferred Stock via CIM Group Holdings, LLC 907,376,073.663 shares Special Voting Preferred Stock reported as indirect ownership
Special Voting Preferred Stock financial
"Common Stock and Special Voting Preferred Stock held by CIM Group Holdings, LLC"
beneficially own regulatory
"The reporting person may be deemed to beneficially own the shares owned by"
Beneficially own means having the economic rights and risks of a security—such as the right to receive dividends, sell the shares, or profit from price changes—whether or not your name appears on the official share register. Think of it like renting a car: you use it and reap the benefits even if the title lists someone else. Investors care because beneficial ownership determines who truly controls value, must be disclosed under securities rules, and can signal potential influence or trading activity that affects a stock’s price.
indirect pecuniary interest financial
"disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein"
Section 16 regulatory
"beneficial owner of such securities for purposes of Section 16 or for any other purpose"
Section 16 is a U.S. securities law rule that governs the trading and disclosure obligations of company insiders — typically officers, directors and large shareholders — to promote transparency and deter unfair profit-taking. It requires insiders to publicly report their stock trades and allows companies or the issuer to reclaim quick, short-term profits from certain insider trades, like a scoreboard and a refund policy that help investors see and limit possible insider advantage.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did CMRF’s CEO Richard S. Ressler report in this Form 4?

He reported that CIM Real Estate Finance Holdings, LLC, an entity associated with him, purchased 526,808.168 shares of CIM GROUP, INC. Common Stock on September 4, 2026 at $5.14 per share, reported as indirect ownership.

How many CIM GROUP, INC. shares does CIM Real Estate Finance Holdings, LLC hold after this trade?

After the reported purchase, CIM Real Estate Finance Holdings, LLC holds 868,172.035 shares of CIM GROUP, INC. Common Stock, all reported as indirectly owned by Richard S. Ressler through that entity.

What other indirect Common Stock holdings linked to CMRF’s CEO are disclosed?

The filing lists 20,000 shares of Common Stock held by CIM Real Estate Finance Management, LLC and 911,041.268 shares held by CIM CMFT MLP, LLC, each reported as indirectly owned due to Richard S. Ressler’s positions.

Does Richard S. Ressler claim full beneficial ownership of these CMRF securities?

No. He states he may be deemed to beneficially own the securities held by the various affiliated entities but disclaims beneficial ownership except to the extent of his indirect pecuniary interest in those securities.

What correction to prior CMRF filings is mentioned?

The filing explains that the reported amounts include certain amounts disclosed in a Form 4 filed on June 26, 2026 that were omitted from a Form 4 filed on July 2, 2026 because of an administrative error.

Was this CMRF Form 4 transaction under a Rule 10b5-1 trading plan?

No. The document-level indicator for Rule 10b5-1 trading plans is not checked, so the filing does not state that the reported purchase occurred under a Rule 10b5-1 plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
RESSLER RICHARD S

(Last)(First)(Middle)
2398 E. CAMELBACK ROAD, 4TH FLOOR

(Street)
PHOENIX ARIZONA 85016

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
CIM GROUP, INC. [ NONE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirectorX10% Owner
XOfficer (give title below)Other (specify below)
CEO & President
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/04/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock09/04/2026P526,808.168A$5.14868,172.035(1)IBy CIM Real Estate Finance Holdings, LLC(2)
Common Stock20,000(1)IBy CIM Real Estate Finance Management, LLC(2)
Common Stock911,041.268(1)IBy: CIM CMFT MLP, LLC(2)
Common Stock100IBy CIM Group Holdings, LLC(3)
Special Voting Preferred Stock907,376,073.663IBy CIM Group Holdings, LLC(3)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Includes certain amounts disclosed in the reporting person's Form 4 filed on June 26, 2026 but subsequently omitted in the reporting person's Form 4 filed on July 2, 2026 due to an administrative error.
2. The reporting person may be deemed to beneficially own the shares owned by CIM Real Estate Finance Holdings, LLC, CIM Real Estate Finance Management, LLC, and CIM CMFT MLP, LLC, each a subsidiary of the Issuer, because of his position as Chief Executive Officer of the Issuer. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
3. The reporting person may be deemed to beneficially own the shares owned by CIM Group Holdings, LLC because of his position with CIM Group, LLC, which owns and controls CIM Group Holdings, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
Remarks:
/s/ Richard S. Ressler09/09/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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