CNA Financial officer proposes $440K share sale

The 8,273 common shares were acquired from the issuer as performance shares on March 15, 2026.

Accepted by SEC EDGAR 08/04/2026 - 04:41 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

CNA Financial Corp. officer Mark James reported a proposed sale of 8,273 common shares, with an aggregate market value of $439,751.32 and an approximate sale date of August 4, 2026. The shares were acquired from the issuer as performance shares on March 15, 2026, and Morgan Stanley Smith Barney LLC is named as broker. The notice was signed by Mark Steven James.

Key Figures

Common shares proposed for sale: 8,273 shares Aggregate market value: $439,751.32 Common shares outstanding: 270,600,928 shares

3 metrics

Common shares proposed for sale 8,273 shares Proposed sale by Mark James

Aggregate market value $439,751.32 Proposed sale

Common shares outstanding 270,600,928 shares Number reported in the securities information

Key Terms

Performance Shares, Aggregate Market Value, Number of Shares or Other Units Outstanding

3 terms

Performance Shares financial

"Nature of Acquisition Transaction: Performance Shares"

Performance shares are a type of company stock given to executives or employees that only become theirs if the company meets specific goals, like hitting certain profits or growth targets. They motivate leaders to work toward the company’s success, because their additional shares depend on achieving these results.

Aggregate Market Value financial

"Aggregate Market Value"

Aggregate market value is the combined price you would pay to buy all outstanding shares of a company or all companies in a group at current market prices — essentially the sum of each stock’s market capitalization. It matters to investors because it shows the overall size and weight of an investment or sector (like the total cost to buy every piece of a puzzle), helps compare scale across companies or markets, and influences index composition and risk exposure.

Number of Shares or Other Units Outstanding financial

"Number of Shares or Other Units Outstanding"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many CNA shares does Mark James plan to sell?

Mark James, identified as an officer of CNA Financial Corp., reported a proposed sale of 8,273 common shares, with an aggregate market value of $439,751.32 and an approximate sale date of August 4, 2026.

How did Mark James acquire the CNA shares listed for sale?

The notice states that the shares were acquired from CNA Financial Corp. as performance shares on March 15, 2026. The payment field is marked “Not Applicable.”

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001940727
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	CNA FINANCIAL CORPORATION
SEC File Number	001-05823
Address of Issuer	151 N. Franklin Chicago ILLINOIS 60606
Phone	(312) 822-5000
Name of Person for Whose Account the Securities are To Be Sold	MARK JAMES
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	8273	439751.32	270600928	08/04/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/15/2026	Performance Shares	Issuer			8273	03/15/2026	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	08/04/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Mark Steven James
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)