[144] CNA Financial Corporation SEC Filing

Rhea-AI Filing Summary

CNA Financial Corporation (CNA) Form 144 notice reports a proposed sale of 8,380 common shares through Goldman Sachs & Co. LLC on 09/04/2025 with an aggregate market value of $410,201. The filing states these shares were acquired on 03/15/2025 as performance award compensation and were paid for as compensation on that date. The filing notes 270,665,399 shares outstanding for the issuer. It also discloses a sale during the past three months by Scott R. Lindquist of 10,000 shares on 09/03/2025 for gross proceeds of $487,619. The signer represents they have no undisclosed material adverse information about the issuer.

Insights

Financial Analyst

TL;DR: Routine insider sale disclosure; transaction appears linked to compensation, not necessarily indicating company performance.

The Form 144 documents a proposed sale of 8,380 common shares acquired as performance awards on 03/15/2025 and to be sold via Goldman Sachs on 09/04/2025 for an aggregate market value of $410,201. The filing also reports recent insider selling by Scott R. Lindquist (10,000 shares for $487,619 on 09/03/2025). The report includes the issuer's outstanding share count of 270,665,399 and the required attestation regarding undisclosed material information. Based solely on the disclosed items, this is a standard Rule 144 notice of planned disposition of shares received as compensation.

Corporate Governance Expert

TL;DR: Disclosure complies with Rule 144 mechanics; includes required attestation and recent related-party sale disclosure.

The filing explicitly states the nature of acquisition (performance awards) and payment (compensation), identifies the broker, provides sale timing and market value, and lists a recent sale by a named individual. The included representation that no material non-public information exists aligns with typical signatures on such notices. There is no further corporate governance action or exceptional disclosure in the document.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Goldman Sachs & Co. LLC 200 West Street New York NY 10282	8380	410201	270665399	09/04/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/15/2025	Acquired as compensation -- Performance Awards	Issuer			8380	03/15/2025	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Scott R. Lindquist 151 N. Franklin Chicago IL 60606	Common	09/03/2025	10000	487619

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does CNA's Form 144 filed here disclose?

The filing discloses a proposed sale of 8,380 common shares via Goldman Sachs on 09/04/2025 with an aggregate market value of $410,201.

How were the 8,380 CNA shares acquired?

The shares were acquired on 03/15/2025 as performance award compensation and the payment is listed as compensation.

Did the filer disclose any recent related sales for CNA?

Yes. The filing shows Scott R. Lindquist sold 10,000 common shares on 09/03/2025 for gross proceeds of $487,619.

How many CNA shares are outstanding according to this filing?

The filing reports 270,665,399 shares outstanding.

Who is the broker handling the proposed sale?

The proposed sale is to be handled by Goldman Sachs & Co. LLC located at 200 West Street, New York, NY.