CNFinance (NYSE: CNF) director Gao Fengyong files initial insider report

Rhea-AI Filing Summary

CNFinance Holdings Ltd. director Gao Fengyong filed an initial Form 3 insider ownership report. The filing establishes Gao’s status as a director and discloses that, at this time, there are no reportable transactions in CNFinance securities associated with this insider.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Gao Fengyong

(Last) (First) (Middle)

22F, SOUTHERN FINANCE PLAZA

NO. 7 3RD CHUNRONG ROAD, TIANHE DISTRICT

(Street)

GUANGZHOU 510000

(City) (State) (Zip)

CHINA

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
CNFinance Holdings Ltd. [ CNF ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

No securities are beneficially owned.

	/s/ Gao Fengyong	03/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does the CNFinance (CNF) Form 3 filing for Gao Fengyong show?

The Form 3 shows that Gao Fengyong is a director of CNFinance Holdings Ltd. It serves as his initial insider ownership report and indicates there are no reportable transactions in CNFinance securities at the time of this filing.

Did CNFinance (CNF) director Gao Fengyong buy or sell shares in this Form 3?

No, the Form 3 for director Gao Fengyong reports no buy or sell transactions. It is an initial statement of beneficial ownership, meaning it records insider status rather than documenting any trading activity in CNFinance shares.

Why is CNFinance (CNF) director Gao Fengyong filing a Form 3?

Form 3 is required when someone becomes an insider, such as a director, of a public company. Gao Fengyong’s filing notifies the market of his insider status at CNFinance Holdings Ltd., even though no specific share transactions are reported in this document.

Does the CNFinance (CNF) Form 3 indicate any options or derivatives for Gao Fengyong?

No, the data for this Form 3 shows no derivative holdings or option exercises. The derivative summary and transaction counts are all zero, underscoring that the filing only establishes insider status without detailing derivative positions.

How significant is the CNFinance (CNF) Form 3 filing by director Gao Fengyong for investors?

This Form 3 is largely administrative, confirming Gao Fengyong’s role as a director and insider. Since it reports no share purchases, sales, or derivative exercises, it does not materially change the investment case for CNFinance on its own.