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CNFinance (CNF) director Wang Xi submits Form 3 with no trades

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

CNFinance Holdings Ltd. director Wang Xi has filed a Form 3 as an insider of the company. The structured data for this filing shows no reported transactions in CNFinance securities and no derivative positions, indicating this is an initial insider ownership reporting event rather than a trading update.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Wang Xi

(Last)(First)(Middle)
22F, SOUTHERN FINANCE PLAZA
NO. 7 3RD CHUNRONG ROAD, TIANHE DISTRICT

(Street)
GUANGZHOU510000

(City)(State)(Zip)

CHINA

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026
3. Issuer Name and Ticker or Trading Symbol
CNFinance Holdings Ltd. [ CNF ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
No securities are beneficially owned.
/s/ Wang Xi03/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

Who is the reporting person in the CNF Form 3 filing?

The reporting person is Wang Xi, identified as a director of CNFinance Holdings Ltd. The structured data lists Wang Xi as a director, with no officer role or ten percent owner status indicated in this Form 3 submission.

Does the CNF Form 3 for Wang Xi show any stock transactions?

No, the Form 3 data for Wang Xi shows zero buy, sell, acquire, dispose, or other transactions. The transactionSummary section reports all transaction counts and share amounts as zero, and netBuySellDirection is listed as neutral.

Are any derivative securities reported in Wang Xi’s CNF Form 3?

No derivative securities are reported for Wang Xi in this Form 3. The derivativeSummary section is empty, and derivativeTransactionCount in the transactionSummary is zero, indicating no listed options, warrants, or other derivative positions in this data set.

What does the transactionSummary indicate in the CNF Form 3?

The transactionSummary shows all activity metrics at zero for Wang Xi, including buyCount, sellCount, exerciseCount, giftCount, and restructuringCount. NetBuySellShares is zero and netBuySellDirection is neutral, confirming there were no reportable trades in this filing.

Is Wang Xi reported as a ten percent owner in CNFinance Holdings Ltd.?

No, Wang Xi is not reported as a ten percent owner in this Form 3. The structured data flags Wang Xi as a director only, with the is_ten_percent_owner field set to zero and no additional insider status disclosed.
Cnfinance Holdings Limited

NYSE:CNF

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