Broker‑dealer lists $4.43M resale of CNO common stock (CNO)

Rhea-AI Filing Summary

CNO Financial Group (CNO) filing a Section 144 notice for proposed sales of Common Stock by a broker-dealer account. The filing lists a reported value of $4,429,456.76 and a reference figure of 93,348,503 dated 06/30/2026. The schedule shows 44,250 shares tied to a Stock Option Exercise on 06/30/2026 and 41,798 shares identified as Restricted Stock with a 03/25/2026 date.

Insights

Securities Compliance Analyst

Section 144 notice of proposed resale; broker-dealer involvement is recorded.

The filing records proposed sales of Common Stock associated with a broker-dealer account at Morgan Stanley Smith Barney LLC Executive Financial Services. It lists a monetary figure of $4,429,456.76 and a date anchor of 06/30/2026.

Cashflow treatment and exact selling parties beyond the broker-dealer listing are not detailed in the excerpt; subsequent filings or trade reports would show execution. Timing and proceeds distribution are not specified in the provided excerpt.

Key Figures

Reported monetary figure: $4,429,456.76 Referenced share figure: 93,348,503 Stock option exercise shares: 44,250 shares +2 more

5 metrics

Reported monetary figure $4,429,456.76 listed in the filing line tied to 06/30/2026

Referenced share figure 93,348,503 appears adjacent to date <date>06/30/2026</date> in the excerpt

Stock option exercise shares 44,250 shares Stock Option Exercise dated <date>06/30/2026</date>

Restricted stock shares 41,798 shares Restricted Stock dated <date>03/25/2026</date>

Broker‑dealer name Morgan Stanley Smith Barney LLC Executive Financial Services listed as the selling broker‑dealer account

Key Terms

Section 144 notice, Restricted Stock, Stock Option Exercise

3 terms

Section 144 notice regulatory

"Common | Morgan Stanley Smith Barney LLC Executive Financial Services"

Restricted Stock financial

"Restricted Stock | ISSUER | 41798 | 03/25/2026"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

Stock Option Exercise financial

"Stock Option Exercise | ISSUER | 44250 | 06/30/2026"

A stock option exercise is the act of using a previously granted right to buy shares of a company's stock at a specific, predetermined price by paying that price and receiving the shares. It matters to investors because exercising changes who owns the shares (which can dilute existing ownership), can trigger taxable events and shift potential gains or losses, and affects voting power and the company’s outstanding share count—like turning a voucher into an actual product that becomes part of circulating supply.

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Available on EDGAR 06/30/2026 - 04:22 PM Accepted by SEC EDGAR 06/30/2026 - 04:21 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	86048	4429456.76	93348503	06/30/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	06/30/2026	Stock Option Exercise	ISSUER			44250	06/30/2026	Cash
Common	03/25/2026	Restricted Stock	ISSUER			41798	03/25/2026	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the CNO (CNO) Form 144 filing disclose?

It discloses a Section 144 notice for proposed resale of Common Stock by a broker-dealer account. The excerpt lists $4,429,456.76 and 93,348,503 with an 06/30/2026 date, plus share counts tied to option exercise and restricted stock.

How many shares are associated with the stock option exercise in the CNO filing?

The excerpt shows 44,250 shares tied to a Stock Option Exercise dated 06/30/2026. The filing lists this as the reported exercise quantity in the provided content.

What restricted stock amounts are reported in the CNO Form 144 excerpt?

The excerpt reports 41,798 shares identified as Restricted Stock with a referenced date of 03/25/2026. The line labels these shares as part of the securities noted.

Does the filing state who receives proceeds from the sales for CNO?

The excerpt does not state proceeds recipients explicitly. It lists a broker-dealer account (Morgan Stanley Smith Barney LLC Executive Financial Services) but does not specify cash‑flow treatment or recipient details.

Is there an outstanding shares figure in the CNO excerpt?

The excerpt includes the number 93,348,503 dated 06/30/2026. The filing text presents this figure alongside other security data in the provided lines.