CNO CMO covers taxes with 4,141 share surrender

CNO Financial Group’s Chief Marketing Officer Rocco F. Tarasi III surrendered 4,141 shares of common stock at $40.61 per share to cover required tax withholding on vested restricted stock units.

Rhea-AI Filing Summary

CNO Financial Group’s Chief Marketing Officer Rocco F. Tarasi III surrendered 4,141 shares of common stock at $40.61 per share to cover required tax withholding on vested restricted stock units. This was a tax-withholding disposition, not an open-market sale, and he continues to directly own 87,307 shares after the transaction.

Insights

Equity compensation analyst

Routine tax withholding on vested RSUs; no open-market selling signal.

Chief Marketing Officer Rocco F. Tarasi III surrendered 4,141 common shares at $40.61 per share to satisfy tax obligations on vested restricted stock units. The filing labels this as a tax-withholding disposition (code F), which is a standard equity compensation mechanism.

The footnote clarifies that shares were returned to the issuer to cover required withholding, so no open-market sale occurred. After this event, Tarasi directly holds 87,307 shares, indicating the transaction represents only a small fraction of his position. As a result, the informational value for assessing sentiment is limited.

Insider Trade Summary

Net Seller: 4,141 shares

Net Sell 1 txn

Insider Tarasi Rocco F. III

Role Chief Marketing Officer

Type	Security	Shares	Price	Value
Exercise Price or Tax Liability	Common Stock	4,141	$40.61	$168K

Holdings After Transaction: Common Stock — 87,307 shares (Direct)

Footnotes (1)

1. F1. Shares were surrendered to the issuer to cover the required tax withholding on vested restricted stock units.

FAQ

What insider transaction did CNO (CNO) report for Rocco F. Tarasi III?

CNO Financial Group reported that Chief Marketing Officer Rocco F. Tarasi III surrendered 4,141 common shares at $40.61 per share. The shares were returned to the company to cover required tax withholding on vested restricted stock units, rather than being sold in the open market.

Does the CNO (CNO) Form 4 show an open-market sale by the CMO?

No, the Form 4 does not show an open-market sale. It records a tax-withholding disposition (code F), where 4,141 shares were surrendered to CNO to pay taxes on vested restricted stock units, a routine compensation-related transaction.

How many CNO shares does Rocco F. Tarasi III hold after this transaction?

After the tax-withholding transaction, Rocco F. Tarasi III directly owns 87,307 shares of CNO common stock. The 4,141 surrendered shares for tax withholding represent only a small portion of his overall direct equity position in the company.

What does transaction code F mean in the CNO (CNO) insider filing?

In this filing, code F indicates a payment of tax liability by delivering securities. CNO’s CMO surrendered 4,141 shares back to the issuer to satisfy withholding taxes on vested restricted stock units, rather than paying those taxes in cash.

Is the CNO CMO’s share surrender likely to be a major market signal?

The transaction appears to be a routine tax-withholding event, not a discretionary sale. With 4,141 shares surrendered and 87,307 shares still held directly, it represents a relatively small, mechanistic adjustment tied to equity compensation vesting.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Accepted by SEC EDGAR 03/27/2026 - 05:00 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Tarasi Rocco F. III

(Last) (First) (Middle)

C/O CNO FINANCIAL GROUP, INC.

11299 ILLINOIS STREET, SUITE 200

(Street)

CARMEL INDIANA 46032

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
CNO Financial Group, Inc. [ CNO ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Marketing Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
03/25/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/25/2026		F		4,141(1)	D	$40.61	87,307	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Shares were surrendered to the issuer to cover the required tax withholding on vested restricted stock units.

Remarks:

	Heidi M. Krings, Attorney-in-Fact	03/27/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)