ConnectOne (NASDAQ: CNOB) amends Q2 filing to fix share count

Q: What did ConnectOne Bancorp (CNOB) change in its June 30, 2026 10-Q/A?

ConnectOne Bancorp corrected a clerical error on the cover page for its June 30, 2026 quarter, revising the share figure to show 50,319,832 common shares outstanding as of August 4, 2026 instead of the previously reported issued share count.

Q: How many CNOB common shares were outstanding as of August 4, 2026?

As of August 4, 2026, ConnectOne Bancorp had 50,319,832 common shares outstanding . The original report mistakenly showed 54,295,380 issued shares on the cover page, and the amendment corrects this to reflect the proper outstanding share count.

Q: Does the CNOB 10-Q/A amendment change any financial results?

No, the amendment does not change any financial statements or disclosures. ConnectOne Bancorp states that only the cover-page share count was corrected and that no financial data, MD&A, or other disclosures from the original August 4, 2026 filing were modified.

Q: Why did ConnectOne Bancorp file new CEO and CFO certifications with this 10-Q/A?

New CEO and CFO certifications were filed pursuant to Rule 12b-15 and Section 302 of the Sarbanes-Oxley Act of 2002 . Amending the report requires updated officer certifications, which are included as Exhibits 31.1 and 31.2 in the amendment.

Q: What securities of CNOB are registered on NASDAQ?

ConnectOne Bancorp has common stock trading under symbol CNOB and Depositary Shares (each representing a 1/40 interest in a share of 5.25% Series A Non-Cumulative, perpetual preferred stock) trading under symbol CNOBP , both listed on NASDAQ .

Q: Does the CNOB 10-Q/A reflect events after August 4, 2026?

No, the amendment explicitly states it does not reflect any events occurring after August 4, 2026. Its sole purpose is to correct the cover-page share count; all other disclosures remain as in the original filing.

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

10-Q/A

Rhea-AI Filing Summary

ConnectOne Bancorp, Inc. (CNOB) filed an amendment to its quarterly report for the period ended June 30, 2026 to correct a cover-page clerical error. The company clarifies that 50,319,832 common shares were outstanding as of August 4, 2026, rather than the previously reported issued shares of 54,295,380.

The amendment states that no changes have been made to the financial statements, management’s discussion and analysis, or other disclosures from the original filing and that it does not reflect any events after August 4, 2026. Updated CEO and CFO certifications under Section 302 of the Sarbanes-Oxley Act of 2002 are included as exhibits.

Key Figures

Common shares outstanding: 50,319,832 shares Common shares issued (misreported): 54,295,380 shares Series A preferred dividend rate: 5.25% +2 more

5 metrics

Common shares outstanding 50,319,832 shares Outstanding as of August 4, 2026, corrected on the amended cover page

Common shares issued (misreported) 54,295,380 shares Number of issued shares originally reported instead of outstanding shares on cover page

Series A preferred dividend rate 5.25% Dividend rate on Series A Non-Cumulative, perpetual preferred stock represented by Depositary Shares

Depositary Share interest 1/40 Each Depositary Share represents a 1/40 interest in a share of Series A preferred stock

Form type 10-Q/A Amendment No. 1 Amendment to quarterly report for period ended June 30, 2026

Key Terms

Inline XBRL, Section 302 of the Sarbanes-Oxley Act of 2002, Rule 12b-15, Non-Cumulative, perpetual preferred stock, +1 more

5 terms

Inline XBRL technical

"104 | Cover Page Interactive Data File (formatted as Inline XBRL and contained"

Inline XBRL is a file format for financial filings that embeds machine-readable data tags directly inside the human-readable report, so the same document can be read by people and parsed by software. For investors it makes extracting, comparing and verifying financial numbers faster and more reliable—like a grocery list where each item also has a barcode—reducing manual errors and speeding up analysis.

Section 302 of the Sarbanes-Oxley Act of 2002 regulatory

"Certification of the Chief Executive Officer of the Parent Corporation Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002"

Rule 12b-15 regulatory

"Pursuant to Rule 12b-15 under the Securities Exchange Act of 1934, as amended"

Non-Cumulative, perpetual preferred stock financial

"Depositary Shares (each representing a 1/40 th interest in a share of 5.25% Series A Non-Cumulative, perpetual preferred stock)"

Depositary Shares financial

"Depositary Shares (each representing a 1/40 th interest in a share of 5.25% Series A"

Depositary shares are tradable certificates that represent a fractional piece of a larger security held by a third-party bank, like owning a slice of a single big pie instead of the whole pie. They let companies issue and investors buy smaller, more affordable portions of preferred stock or other instruments; holders usually receive proportional dividends and market pricing similar to ordinary shares, but may have limited voting rights and different liquidity or tax implications, which can affect income and resale value.

FAQ

What did ConnectOne Bancorp (CNOB) change in its June 30, 2026 10-Q/A?

ConnectOne Bancorp corrected a clerical error on the cover page for its June 30, 2026 quarter, revising the share figure to show 50,319,832 common shares outstanding as of August 4, 2026 instead of the previously reported issued share count.

How many CNOB common shares were outstanding as of August 4, 2026?

As of August 4, 2026, ConnectOne Bancorp had 50,319,832 common shares outstanding. The original report mistakenly showed 54,295,380 issued shares on the cover page, and the amendment corrects this to reflect the proper outstanding share count.

Does the CNOB 10-Q/A amendment change any financial results?

No, the amendment does not change any financial statements or disclosures. ConnectOne Bancorp states that only the cover-page share count was corrected and that no financial data, MD&A, or other disclosures from the original August 4, 2026 filing were modified.

Why did ConnectOne Bancorp file new CEO and CFO certifications with this 10-Q/A?

New CEO and CFO certifications were filed pursuant to Rule 12b-15 and Section 302 of the Sarbanes-Oxley Act of 2002. Amending the report requires updated officer certifications, which are included as Exhibits 31.1 and 31.2 in the amendment.

What securities of CNOB are registered on NASDAQ?

ConnectOne Bancorp has common stock trading under symbol CNOB and Depositary Shares (each representing a 1/40 interest in a share of 5.25% Series A Non-Cumulative, perpetual preferred stock) trading under symbol CNOBP, both listed on NASDAQ.

Does the CNOB 10-Q/A reflect events after August 4, 2026?

No, the amendment explicitly states it does not reflect any events occurring after August 4, 2026. Its sole purpose is to correct the cover-page share count; all other disclosures remain as in the original filing.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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10-Q Quarterly Reports: What Changes Quarter to Quarter →

Available on EDGAR 08/18/2026 - 04:04 PM Accepted by SEC EDGAR 08/18/2026 - 04:04 PM

UNITED STATES OF AMERICA

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 10-Q/A

(Amendment No. 1)

(Mark One)

☒

QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

For the Quarterly Period Ended June 30, 2026

☐

TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

For the transition period from to

Commission File Number: 001-40751

CONNECTONE BANCORP, INC.

(Exact Name of Registrant as Specified in Its Charter)

New Jersey

52-1273725

(State or Other Jurisdiction of

Incorporation or Organization)

(IRS Employer

Identification No.)

301 Sylvan Avenue

Englewood Cliffs, New Jersey 07632

(Address of Principal Executive Offices) (Zip Code)

844-266-2548

(Registrant’s Telephone Number, Including Area Code)

Securities registered pursuant to Section 12(b) of the Act:

Title of each class	Trading symbol	Name of each exchange on which registered
Common stock	CNOB	NASDAQ
Depositary Shares (each representing a 1/40^th interest in a share of 5.25% Series A Non-Cumulative, perpetual preferred stock)	CNOBP	NASDAQ

Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes ☒ No ☐

Indicate by check mark whether the registrant has submitted electronically every Interactive Data File required to be submitted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit such files). Yes ☒ No ☐

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company or emerging growth company. See definition of “large accelerated filer”, “accelerated filer” “smaller reporting company” and “emerging growth company” in Rule 12b-2 of the Exchange Act (check one):

Large accelerated filer ☒

Accelerated filer ☐

Non-accelerated filer ☐

Smaller reporting company ☐

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. ☐

Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act). Yes ☐ No ☒

Indicate the number of shares outstanding of each of the issuer’s classes of common stock, as of the latest practicable date.

Common Stock, no par value:	50,319,832 shares
(Title of Class)	(Outstanding as of August 4, 2026)

Table of Contents

	Page

EXPLANATORY NOTE	3

PART II – OTHER INFORMATION	4

Item 6. Exhibits	4

SIGNATURES	5

EXPLANATORY NOTE

ConnectOne Bancorp, Inc. (the "Company") is filing this Amendment No. 1 on Form 10-Q/A to amend its Quarterly Report on Form 10-Q for the period ended June 30, 2026, which was originally filed with the Securities and Exchange Commission on August 4, 2026 (the "Original Filing").

This Amendment No. 1 is being filed solely to correct a clerical error on the cover page regarding the reported number of common shares outstanding as of August 4, 2026. On the cover page of the Original Filing, the Company inadvertently reported the number of issued shares (54,295,380) instead of the number of outstanding shares (50,319,832).

Except for the revision to the cover page described above, no other changes have been made to Part I or Part II of the Original Filing. This Amendment No. 1 does not modify, update, or restate any financial statements, notes, Management’s Discussion and Analysis of Financial Condition and Results of Operations, or other financial disclosures contained in the Original Filing, and does not reflect any events occurring after the original filing date of August 4, 2026.

Pursuant to Rule 12b-15 under the Securities Exchange Act of 1934, as amended, new certifications by the Company’s Chief Executive Officer and Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 are filed herewith as Exhibits 31.1 and 31.2.

Item 6. Exhibits

Exhibit No.		Description

31.1		Certification of the Chief Executive Officer of the Parent Corporation Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
31.2		Certification of the Chief Financial Officer of the Parent Corporation Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
101.INS		Inline XBRL Instance Document
101.SCH		Inline XBRL Taxonomy Extension Schema Document.
101.CAL		Inline XBRL Taxonomy Extension Calculation Linkbase Document.
101.DEF		Inline XBRL Taxonomy Extension Definition Linkbase Document.
101.LAB		Inline XBRL Taxonomy Extension Label Linkbase Document.
101.PRE		Inline XBRL Taxonomy Extension Presentation Linkbase Document.
104		Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101).

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf, by the undersigned, thereunto duly authorized.