Welcome to our dedicated page for Connectone Bancorp SEC filings (Ticker: CNOB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
ConnectOne Bancorp, Inc. filings document the public-company disclosures of a New Jersey bank holding company for ConnectOne Bank and BoeFly, Inc. Current reports on Form 8-K record operating results, financial-condition updates, investor presentations, conference-call announcements, dividend disclosures and other material events tied to the commercial banking franchise.
Proxy materials describe annual meeting matters, governance, executive compensation and equity-award disclosures. Other filings address leadership and compensatory arrangements, amendments to previously furnished presentations, capital-structure matters and risk-related disclosures associated with lending, deposits, credit quality and bank regulatory oversight.
Huttle Frank III reported acquisition or exercise transactions in this Form 4 filing.
ConnectOne Bancorp director Frank Huttle III received a grant of 2,528 shares of Common Stock as restricted stock compensation. The shares were granted at no cash cost and are subject to forfeiture, vesting in full on May 1, 2027.
Following this award, Huttle directly holds 91,525 Common Stock shares. He also has indirect ownership of additional shares, including 6,500 shares held by an LLC in which his spouse is a member and 78,724 shares held by his spouse. The filing shows no open-market purchases or sales.
ConnectOne Bancorp director Mark Sokolich received a grant of 2,528 shares of restricted common stock, awarded at no cash cost. The restricted shares are subject to forfeiture and vest in full on May 1, 2027. After this grant, he directly holds 117,030.933 common shares, which also include 3,101.177 shares acquired through the company’s Dividend Reinvestment & Optional Cash Purchase Plan.
Kempner Michael W reported acquisition or exercise transactions in this Form 4 filing.
ConnectOne Bancorp director Michael W. Kempner received a stock grant as compensation. He was awarded 2,528 shares of common stock at no purchase price, structured as restricted stock subject to forfeiture. These shares vest in full on May 1, 2027. Following this grant, Kempner directly holds a total of 218,994.525 shares of ConnectOne Bancorp common stock. This is a routine equity award rather than an open‑market purchase or sale.
BECKER CHRISTOPHER reported acquisition or exercise transactions in this Form 4 filing.
ConnectOne Bancorp director Christopher Becker received a grant of restricted common stock. He was awarded 2,528 shares at no purchase price as a grant, described as restricted stock subject to forfeiture that will vest in full on May 1, 2027. After this award, Becker holds 56,360 shares of ConnectOne Bancorp common stock directly and 3,408 shares indirectly through an IRA.
Nukk-Freeman Katherin reported acquisition or exercise transactions in this Form 4 filing.
ConnectOne Bancorp director Katherin Nukk-Freeman received a grant of 2,528 shares of Common Stock as a restricted stock award at no cost. The award is subject to forfeiture and vests in full on May 1, 2027. After this grant, she directly holds 25,139 shares and indirectly holds 2,431 shares through her spouse’s IRA.
QUICK PETER reported acquisition or exercise transactions in this Form 4 filing.
ConnectOne Bancorp director Peter Quick received a grant of 2,528 shares of Common Stock as restricted stock compensation. The award was at no cash cost per share and is subject to forfeiture, vesting in full on May 1, 2027. Following this grant, he holds 33,135 shares directly, in addition to indirect holdings through a trust and an LLC.
Rifkin Daniel E reported acquisition or exercise transactions in this Form 4 filing.
ConnectOne Bancorp, Inc. director Daniel E. Rifkin received a grant of 2,528 shares of common stock as restricted stock compensation at a price of $0.00 per share. The grant is subject to forfeiture and vests in full on May 1, 2027.
After the award, Rifkin directly holds 206,781 shares of common stock. In addition, 16,856 shares are reported as indirectly owned through his spouse, reflecting family holdings separate from his direct position.
O'Donnell Susan C reported acquisition or exercise transactions in this Form 4 filing.
ConnectOne Bancorp director receives stock grant. Director Susan C. O'Donnell was awarded 2,528 shares of ConnectOne Bancorp common stock as a grant, with no cash price paid per share. After this award, she directly holds 11,050.59 common shares.
The footnote explains this is restricted stock subject to forfeiture that will vest in full on May 1, 2027. This is a routine, compensation-related equity award rather than an open-market purchase or sale.
Moise Anson M. reported acquisition or exercise transactions in this Form 4 filing.
ConnectOne Bancorp director Moise Anson M. received a compensation-related stock grant. He was awarded 2,528 shares of Common Stock at no purchase price as a grant or award. These shares are restricted stock subject to forfeiture and will vest in full on May 1, 2027.
After this grant, he holds a total of 16,139 shares of Common Stock directly. The filing does not show any open-market buying or selling, only this equity award that will fully vest at a future date if conditions are met.
MINOIA NICHOLAS reported acquisition or exercise transactions in this Form 4 filing.
ConnectOne Bancorp director Nicholas Minoia received a grant of 2,528 shares of restricted common stock at no cost. These shares are subject to forfeiture and vest in full on May 1, 2027. Following this award, his direct holdings total 73,215.177 shares, including 927.0102 shares accumulated through the company’s dividend reinvestment and optional cash purchase plan.