Welcome to our dedicated page for Connectone Bancorp SEC filings (Ticker: CNOB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The ConnectOne Bancorp, Inc. (NASDAQ: CNOB) SEC filings page provides access to the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. ConnectOne Bancorp identifies itself in these filings as a New Jersey corporation and the parent of ConnectOne Bank, with operations that include commercial banking for small to middle-market businesses and a fintech marketplace subsidiary, BoeFly, Inc.
Among the key documents available through EDGAR are Form 8-K current reports, which ConnectOne uses to disclose material events. Recent 8-K filings referenced in the company’s disclosures include reports of quarterly financial results, investor presentations, the completion and integration of its merger with The First of Long Island Corporation, redemption of subordinated debentures, and leadership changes such as the separation and replacement of the Chief Risk Officer. These filings often incorporate press releases as exhibits, providing detailed financial and strategic information.
Investors researching ConnectOne can also review the company’s periodic reports, such as Form 10-K annual reports and Form 10-Q quarterly reports, which typically contain discussions of net interest income, noninterest income, asset quality, capital ratios, and risk management practices. For insight into executive roles and compensation, proxy materials and related filings can be consulted, while Form 4 and other beneficial ownership reports provide data on insider share transactions when filed.
On Stock Titan, these SEC filings are updated in line with EDGAR and can be paired with AI-generated summaries that highlight key points, explain technical language, and help readers understand how ConnectOne’s disclosures relate to its commercial banking and fintech activities. This allows users to quickly locate earnings information, material event disclosures, and governance-related documents for CNOB.
ConnectOne Bancorp (CNOB): Schedule 13G/A amendment showing no beneficial ownership by The Vanguard Group following an internal realignment. The filing states that, after an internal realignment effective January 12, 2026, certain Vanguard subsidiaries will report separately under SEC Release No. 34-39538. The amendment reports Amount beneficially owned: 0 and Percent of class: 0%. The filing is signed by Ashley Grim on 03/26/2026.
ConnectOne Bancorp Chairman & CEO Frank Sorrentino III reported tax-related share dispositions tied to vested deferred stock units. A total of 21,909 shares of common stock were withheld to cover tax obligations on March 20 and March 23, 2026 at prices around $25.95–$26.72 per share.
After these withholdings, he held 578,187 shares directly, plus additional indirect holdings including 263,773 shares in a trust for his spouse and 416 shares in an IRA for his spouse.
ConnectOne Bancorp, Inc. director and Bank President Elizabeth Magennis reported routine tax-withholding dispositions of company stock tied to equity award vesting. On March 20 and March 23, 2026, a total of 5,368 shares of Common Stock were withheld to cover taxes upon vesting of deferred stock units granted in 2023, 2024 and 2025. These are not open-market sales but shares delivered to satisfy tax liabilities. Following these transactions, Magennis holds 128,867 shares of Common Stock directly.
ConnectOne Bancorp EVP & Chief Credit Officer Joseph T. Javitz reported routine tax-related share withholdings tied to equity compensation vesting. On March 20 and March 23, 2026, a total of 1,649 shares of common stock were withheld to cover taxes upon vesting of deferred stock units granted in 2023, 2024 and 2025. Following these non-market dispositions, he directly holds 19,496.78 shares of ConnectOne common stock.
ConnectOne Bancorp Senior EVP & CFO William S. Burns reported routine tax-withholding transactions involving company common stock. A total of 4,917 shares were withheld at prices around $25.95–$26.72 per share to cover taxes when deferred stock units vested on March 20 and March 23, 2026 under prior grants. After these non-market dispositions, he directly holds 123,441 common shares.
ConnectOne Bancorp, Inc. EVP & Chief Compliance Officer Laura Criscione reported routine share dispositions to cover tax obligations tied to equity awards. On March 20, 2026 and March 23, 2026, a total of 1,900 shares of common stock were withheld at prices between $25.95 and $26.72 per share.
The footnotes explain these were shares withheld for taxes upon the vesting of deferred stock units granted in 2023, 2024, and 2025, rather than open-market sales. After these tax-withholding dispositions, Criscione holds 100,118 shares directly and 780 shares indirectly as custodian for her daughter.
ConnectOne Bancorp’s EVP & General Counsel Robert Allan Schwartz had shares withheld to cover taxes on equity compensation. On March 20, 2026, 186 shares of common stock were disposed of as a tax-withholding transaction tied to the vesting of deferred stock units from a June 12, 2025 grant, not an open-market sale. After this event, he directly holds 41,703.83 common shares, which also include 109.55 shares acquired through a dividend reinvestment plan. The disclosure also corrects a prior clerical error by confirming the vesting occurred on March 20, 2026.
ConnectOne Bancorp EVP & Chief Risk Officer Mark J. Pappas reported routine tax-related share withholdings tied to deferred stock unit vesting. On March 20, 2026, 440 shares of Common Stock were withheld at $25.95 per share. On March 23, 2026, 514 shares were withheld at $26.72 per share. These Form 4 transactions are coded as tax-withholding dispositions (code F), not open-market purchases or sales. After the March 23 withholding, Pappas directly owned 4,256 shares of Common Stock.
ConnectOne Bancorp, Inc. executive Steven Primiano reported routine share withholdings to cover taxes on equity awards. On March 20 and March 23, 2026, a total of 1,512 shares of Common Stock were disposed of as tax-withholding transactions tied to vesting of deferred stock units granted in 2023, 2024, and 2025. These Form 4 entries are not open-market sales but payments of tax liability using shares. After these withholdings, Primiano directly holds 15,163 shares of ConnectOne Bancorp common stock.
ConnectOne Bancorp director Michael W. Kempner reported a charitable gift of 7,707 shares of Common Stock. The bona fide gift, recorded at no per-share price, reduces his position but does not involve an open-market sale or cash proceeds.
Following this transaction, he holds 216,466.525 shares directly, including 9,803.525 shares acquired through the company’s Dividend Reinvestment & Optional Cash Purchase Plan. The filing also reflects a prior open-market sale of 67,800 shares at $14.7549 per share on an earlier date.