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  4. [Form 4] ConnectOne Bancorp, Inc. Insider Trading Activity

Director Frank W. Baier awarded 2,528 restricted CNOB shares (CNOB)

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

BAIER FRANK W reported acquisition or exercise transactions in this Form 4 filing.

ConnectOne Bancorp director Frank W. Baier received a grant of 2,528 shares of Common Stock as restricted stock on June 1, 2026 at no cash cost. The award is subject to forfeiture and will vest in full on May 1, 2027, bringing his direct holdings to 110,242 shares.

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Insider BAIER FRANK W
Role null
Type Security Shares Price Value
Grant/Award Common Stock 2,528 $0.00 --
Holdings After Transaction: Common Stock — 110,242 shares (Direct, null)
Footnotes (1)
  1. [object Object]
Restricted stock grant 2,528 shares Common Stock awarded June 1, 2026
Post-grant holdings 110,242 shares Shares directly held after transaction
Vesting date May 1, 2027 Restricted stock vests in full on this date
restricted stock financial
"Represents a grant of restricted stock subject to forfeiture, vesting in full on May 1, 2027."
Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.
subject to forfeiture financial
"Represents a grant of restricted stock subject to forfeiture, vesting in full on May 1, 2027."
vesting financial
"Represents a grant of restricted stock subject to forfeiture, vesting in full on May 1, 2027."
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.
Form 4 regulatory
"INSIDER FILING DATA (Form 4):"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
BAIER FRANK W
(Last)(First)(Middle)
CONNECTONE BANCORP, INC.
301 SYLVAN AVENUE
(Street)
ENGLEWOOD CLIFFS NEW JERSEY 07632
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
ConnectOne Bancorp, Inc. [ CNOB ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/01/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/01/2026A2,528(1)A$0110,242D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents a grant of restricted stock subject to forfeiture, vesting in full on May 1, 2027.
/s/ Laura Criscione, POA06/03/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did ConnectOne Bancorp (CNOB) report for Frank W. Baier?

ConnectOne Bancorp reported that director Frank W. Baier received a grant of 2,528 shares of Common Stock as restricted stock. The shares were awarded at no cash cost and increase his direct holdings to 110,242 shares.

What type of shares did Frank W. Baier receive in the latest CNOB Form 4 filing?

Frank W. Baier received restricted stock in the form of 2,528 shares of ConnectOne Bancorp Common Stock. These shares are subject to forfeiture and represent a compensation-related grant rather than an open-market stock purchase or sale.

When do Frank W. Baier’s new restricted CNOB shares vest?

The 2,528 restricted shares granted to Frank W. Baier will vest in full on May 1, 2027. Until that vesting date, the award remains subject to forfeiture, meaning he could lose the shares if vesting conditions are not met.

How many CNOB shares does Frank W. Baier hold after this restricted stock grant?

After the restricted stock grant, Frank W. Baier directly holds 110,242 shares of ConnectOne Bancorp Common Stock. The new award of 2,528 restricted shares is included in this total and reflects his post-transaction position.

Did Frank W. Baier buy or sell CNOB shares on the open market in this Form 4?

The Form 4 shows no open-market buy or sell by Frank W. Baier. Instead, he acquired 2,528 shares as a restricted stock grant, a compensation-related award with a vesting date of May 1, 2027 and no purchase price.