Director Frank Huttle III receives 2,528 CNOB shares in restricted stock grant

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Huttle Frank III reported acquisition or exercise transactions in this Form 4 filing.

ConnectOne Bancorp director Frank Huttle III received a grant of 2,528 shares of Common Stock as restricted stock compensation. The shares were granted at no cash cost and are subject to forfeiture, vesting in full on May 1, 2027.

Following this award, Huttle directly holds 91,525 Common Stock shares. He also has indirect ownership of additional shares, including 6,500 shares held by an LLC in which his spouse is a member and 78,724 shares held by his spouse. The filing shows no open-market purchases or sales.

Insider Trade Summary

3 transactions reported

Mixed 3 txns

Insider Huttle Frank III

Role null

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	2,528	$0.00	--
holding	Common Stock	--	--	--
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 91,525 shares (Direct, null); Common Stock — 78,724 shares (Indirect, By Spouse)

Footnotes (1)

Represents a grant of restricted stock subject to forfeiture, vesting in full on May 1, 2027 Held by an LLC in which Mr. Huttle's spouse is a member.

Key Figures

Restricted stock grant: 2,528 shares Grant price per share: $0.0000 per share Direct holdings after grant: 91,525 shares +3 more

6 metrics

Restricted stock grant 2,528 shares Common Stock grant to director Frank Huttle III

Grant price per share $0.0000 per share Restricted stock compensation, no cash paid

Direct holdings after grant 91,525 shares Common Stock directly owned after award

Indirect LLC holdings 6,500 shares Held by LLC where spouse is a member

Spouse holdings 78,724 shares Common Stock held by spouse, indirect ownership

Vesting date May 1, 2027 Restricted stock vests in full on this date

Key Terms

restricted stock, vesting, indirect ownership, grant, award, or other acquisition

4 terms

restricted stock financial

"Represents a grant of restricted stock subject to forfeiture, vesting in full on May 1, 2027"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

vesting financial

"subject to forfeiture, vesting in full on May 1, 2027"

Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.

indirect ownership financial

"Held by an LLC in which Mr. Huttle's spouse is a member."

grant, award, or other acquisition financial

"transaction_code_description: Grant, award, or other acquisition"

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Form 4 Insider Transactions: What Each Field Means →

06/03/2026 - 04:55 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Huttle Frank III

(Last)

(First)

(Middle)

CONNECTONE BANCORP, INC.

301 SYLVAN AVENUE

(Street)

ENGLEWOOD CLIFFS

NEW JERSEY

07632

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
ConnectOne Bancorp, Inc. [ CNOB ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	06/01/2026		A		2,528⁽¹⁾	A	$0	91,525	D
Common Stock								78,724	I	By Spouse
Common Stock								6,500	I	See Footnote 2⁽²⁾

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Represents a grant of restricted stock subject to forfeiture, vesting in full on May 1, 2027

2. Held by an LLC in which Mr. Huttle's spouse is a member.

	/s/ Laura Criscione, POA	06/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did ConnectOne Bancorp (CNOB) director Frank Huttle III report on this Form 4?

Frank Huttle III reported receiving a grant of 2,528 shares of ConnectOne Bancorp Common Stock as restricted stock. The award was made at no cash cost and increases his direct share holdings as part of his director compensation arrangement.

How many ConnectOne Bancorp (CNOB) shares did Frank Huttle III receive in this grant?

He received 2,528 shares of Common Stock as a restricted stock grant. These shares were awarded with a zero dollar price per share, reflecting stock-based compensation rather than an open-market purchase, and are subject to vesting conditions over time.

When do the restricted shares granted to Frank Huttle III in CNOB vest?

The restricted stock grant vests in full on May 1, 2027. Until that vesting date, the 2,528 shares are subject to forfeiture under the award’s terms, tying the compensation to continued service and applicable conditions at ConnectOne Bancorp.

What are Frank Huttle III’s direct ConnectOne Bancorp (CNOB) holdings after this transaction?

After the restricted stock award, Frank Huttle III directly owns 91,525 shares of ConnectOne Bancorp Common Stock. This figure includes the newly granted 2,528 restricted shares and represents his direct ownership reported in the Form 4 filing.

What indirect holdings of ConnectOne Bancorp (CNOB) stock are associated with Frank Huttle III?

The filing lists 6,500 shares held by an LLC in which his spouse is a member, and 78,724 shares held by his spouse. Both positions are reported as indirect ownership interests tied to Frank Huttle III through family and related-entity holdings.

Does this CNOB Form 4 show any open-market buying or selling by Frank Huttle III?

No, the Form 4 does not show any open-market purchases or sales. It reflects a restricted stock grant of 2,528 shares as compensation and updates on indirect holdings, without reporting any buy or sell transactions in the public market.