CNOB director granted 2,528 restricted shares

Kempner Michael W reported acquisition or exercise transactions in this Form 4 filing.

Rhea-AI Filing Summary

Kempner Michael W reported acquisition or exercise transactions in this Form 4 filing.

ConnectOne Bancorp director Michael W. Kempner received a stock grant as compensation. He was awarded 2,528 shares of common stock at no purchase price, structured as restricted stock subject to forfeiture. These shares vest in full on May 1, 2027. Following this grant, Kempner directly holds a total of 218,994.525 shares of ConnectOne Bancorp common stock. This is a routine equity award rather than an open‑market purchase or sale.

Insights

Equity compensation analyst

Director received routine restricted stock grant, no market buying or selling.

Michael W. Kempner, a director of ConnectOne Bancorp, Inc., acquired 2,528 shares of common stock through a grant classified as a "grant, award, or other acquisition." The per-share price is reported as $0.0000, indicating a compensation-related award rather than a cash transaction.

The footnote clarifies this is restricted stock "subject to forfeiture," vesting fully on May 1, 2027. Such awards are common for aligning directors’ incentives with shareholders over a multi-year period, with actual value depending on future share performance and continued service through vesting.

After the grant, Kempner's directly held position increases to 218,994.525 shares. With no derivative positions reported and no sales or purchases in the open market, this filing mainly updates the equity-based compensation profile, without signaling a directional view on the stock.

Insider Trade Summary

Grant/Award: 2,528 shares

Grant/Award 1 txn

Insider Kempner Michael W

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	2,528	$0.00	$0.00

Holdings After Transaction: Common Stock — 218,994.525 shares (Direct)

Footnotes (1)

1. F1. Represents a grant of restricted stock subject to forfeiture, vesting in full on May 1, 2027.

Key Figures

Restricted stock grant: 2,528 shares Grant price: $0.0000 per share Post-grant holdings: 218,994.525 shares +1 more

4 metrics

Restricted stock grant 2,528 shares Common stock award to director on June 1, 2026

Grant price $0.0000 per share Reported price for restricted stock grant

Post-grant holdings 218,994.525 shares Total common shares directly held after transaction

Vesting date May 1, 2027 Restricted stock vests in full on this date

Key Terms

restricted stock, subject to forfeiture, grant, award, or other acquisition, Form 4

4 terms

restricted stock financial

"Represents a grant of restricted stock subject to forfeiture, vesting in full on May 1, 2027."

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

subject to forfeiture financial

"Represents a grant of restricted stock subject to forfeiture, vesting in full on May 1, 2027."

grant, award, or other acquisition financial

"transaction_code_description: Grant, award, or other acquisition"

Form 4 regulatory

"INSIDER FILING DATA (Form 4):"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

FAQ

What insider transaction did ConnectOne Bancorp (CNOB) report for Michael W. Kempner?

ConnectOne Bancorp reported that director Michael W. Kempner received a grant of 2,528 shares of common stock. The shares were awarded at a reported price of $0.0000 per share as equity compensation, not as an open-market purchase or sale.

What type of shares did Michael W. Kempner receive in this CNOB Form 4 filing?

Kempner received restricted common stock in this Form 4 filing. The award consists of 2,528 shares that are subject to forfeiture and structured as a grant or award, aligning his compensation with the company’s equity over time.

When do Michael W. Kempner’s restricted CNOB shares vest?

The restricted shares granted to Michael W. Kempner vest in full on May 1, 2027. Until that vesting date, the shares are subject to forfeiture, so continued service and other conditions generally determine whether he retains the award.

How many ConnectOne Bancorp shares does Michael W. Kempner hold after this grant?

After the 2,528-share restricted stock grant, Michael W. Kempner directly holds 218,994.525 shares of ConnectOne Bancorp common stock. This figure reflects his updated direct ownership reported in the Form 4 following the equity award.

Did Michael W. Kempner buy or sell CNOB shares on the open market in this Form 4?

No, the Form 4 shows an acquisition classified as a grant or award, not an open-market trade. The 2,528 shares of common stock were issued at a stated price of $0.0000 per share as restricted stock compensation subject to vesting.

What does ‘subject to forfeiture’ mean for Kempner’s CNOB restricted stock grant?

‘Subject to forfeiture’ means Kempner may lose the restricted shares if conditions are not met. Typically, this requires remaining in his director role until the May 1, 2027 vesting date; otherwise, unvested shares can be forfeited under the award terms.

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Accepted by SEC EDGAR 06/03/2026 - 12:14 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Kempner Michael W

(Last) (First) (Middle)

CONNECTONE BANCORP, INC.

301 SYLVAN AVENUE

(Street)

ENGLEWOOD CLIFFS NEW JERSEY 07632

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
ConnectOne Bancorp, Inc. [ CNOB ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	06/01/2026		A		2,528(1)	A	$0	218,994.525	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents a grant of restricted stock subject to forfeiture, vesting in full on May 1, 2027.

	/s/ Laura Criscione, POA	06/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)