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ConnectOne (CNOB) director receives 2,528-share restricted stock award

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Filing Sentiment
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Form Type
4

Rhea-AI Filing Summary

Nukk-Freeman Katherin reported acquisition or exercise transactions in this Form 4 filing.

ConnectOne Bancorp director Katherin Nukk-Freeman received a grant of 2,528 shares of Common Stock as a restricted stock award at no cost. The award is subject to forfeiture and vests in full on May 1, 2027. After this grant, she directly holds 25,139 shares and indirectly holds 2,431 shares through her spouse’s IRA.

Positive

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Negative

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Insider Nukk-Freeman Katherin
Role null
Type Security Shares Price Value
Grant/Award Common Stock 2,528 $0.00 --
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 25,139 shares (Direct, null); Common Stock — 2,431 shares (Indirect, See Footnote 2)
Footnotes (1)
  1. Represents a grant of restricted stock subject to forfeiture, vesting in full on May 1, 2027. Held in an IRA of reporting person's spouse.
Restricted stock grant 2,528 shares Common Stock award at $0.0000 per share
Direct holdings after grant 25,139 shares Common Stock directly owned following transaction
Indirect holdings 2,431 shares Held in spouse’s IRA as disclosed in footnote
Vesting date May 1, 2027 Restricted stock vests in full on this date
Transaction price $0.0000 per share Price for restricted stock grant coded as award
restricted stock financial
"Represents a grant of restricted stock subject to forfeiture, vesting in full on May 1, 2027."
Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.
grant, award, or other acquisition financial
"Transaction code A described as Grant, award, or other acquisition."
IRA financial
"Held in an IRA of reporting person's spouse."
An individual retirement account (IRA) is a savings account designed to help people put aside money for their retirement, often with tax advantages that encourage long-term savings. It matters to investors because it can grow over time, providing financial security later in life, and offers benefits that can reduce current taxes or allow investments to compound more effectively.
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Nukk-Freeman Katherin
(Last)(First)(Middle)
C/O CONNECTONE BANCORP, INC.
301 SYLVAN AVENUE
(Street)
ENGLEWOOD CLIFFS NEW JERSEY 07632
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
ConnectOne Bancorp, Inc. [ CNOB ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/01/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/01/2026A2,528(1)A$025,139D
Common Stock2,431ISee Footnote 2(2)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents a grant of restricted stock subject to forfeiture, vesting in full on May 1, 2027.
2. Held in an IRA of reporting person's spouse.
/s/ Laura Criscione, POA06/03/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did CNOB director Katherin Nukk-Freeman report?

Katherin Nukk-Freeman reported receiving a grant of 2,528 shares of ConnectOne Bancorp Common Stock. The shares were awarded at no cost as restricted stock, forming part of her equity-based compensation as a director.

How many CNOB shares were granted in the latest restricted stock award?

The latest award to director Katherin Nukk-Freeman was for 2,528 shares of Common Stock. These shares were granted as restricted stock with no purchase price, reflecting a compensation-related equity grant rather than an open-market share purchase.

When do Katherin Nukk-Freeman’s CNOB restricted shares vest?

The 2,528 restricted shares granted to Katherin Nukk-Freeman vest in full on May 1, 2027. Until that vesting date, the award remains subject to forfeiture under its terms, as is typical for time-based restricted stock grants.

How many CNOB shares does Katherin Nukk-Freeman own after this Form 4?

After the reported grant, Katherin Nukk-Freeman directly owns 25,139 shares of ConnectOne Bancorp. She also has indirect ownership of 2,431 shares held in her spouse’s IRA, as disclosed in the Form 4 footnotes.

Are any of Katherin Nukk-Freeman’s CNOB shares held indirectly?

Yes. The filing states that 2,431 shares of ConnectOne Bancorp Common Stock are held in an IRA of her spouse. This position is reported as indirect ownership, separate from her directly held 25,139-share position.

Was the CNOB restricted stock grant to Katherin Nukk-Freeman an open-market purchase?

No. The 2,528-share transaction is coded as a grant or award with a price of $0.00 per share. It represents compensation-related restricted stock, not an open-market share purchase on an exchange.