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ConnectOne Bancorp (CNOB) director receives 2,528 restricted stock shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

QUICK PETER reported acquisition or exercise transactions in this Form 4 filing.

ConnectOne Bancorp director Peter Quick received a grant of 2,528 shares of Common Stock as restricted stock compensation. The award was at no cash cost per share and is subject to forfeiture, vesting in full on May 1, 2027. Following this grant, he holds 33,135 shares directly, in addition to indirect holdings through a trust and an LLC.

Positive

  • None.

Negative

  • None.
Insider QUICK PETER
Role null
Type Security Shares Price Value
Grant/Award Common Stock 2,528 $0.00 --
holding Common Stock -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 33,135 shares (Direct, null); Common Stock — 7,762 shares (Indirect, By LLC)
Footnotes (1)
  1. [object Object]
Restricted stock grant 2,528 shares Grant of Common Stock to director on June 1, 2026
Grant price per share $0.0000 per share Restricted stock award to director
Direct holdings after grant 33,135 shares Common Stock held directly following the award
Indirect holdings via LLC 7,762 shares Common Stock held indirectly by LLC
Indirect holdings via trust 258 shares Common Stock held indirectly by trust
Vesting date May 1, 2027 Restricted stock vests in full on this date
restricted stock financial
"Represents a grant of restricted stock subject to forfeiture, vesting in full on May 1, 2027"
Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.
subject to forfeiture financial
"Represents a grant of restricted stock subject to forfeiture, vesting in full on May 1, 2027"
vesting in full financial
"Represents a grant of restricted stock subject to forfeiture, vesting in full on May 1, 2027"
By Trust financial
"total_shares_following_transaction 258.0000, direct_or_indirect I, nature_of_ownership By Trust"
By LLC financial
"total_shares_following_transaction 7762.0000, direct_or_indirect I, nature_of_ownership By LLC"
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
QUICK PETER
(Last)(First)(Middle)
C/O CONNECTONE BANCORP, INC.
301 SYLVAN AVENUE
(Street)
ENGLEWOOD CLIFFS NEW JERSEY 07632
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
ConnectOne Bancorp, Inc. [ CNOB ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/01/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/01/2026A2,528(1)A$033,135D
Common Stock7,762IBy LLC
Common Stock258IBy Trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents a grant of restricted stock subject to forfeiture, vesting in full on May 1, 2027
/s/ Laura Criscione, POA06/03/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Peter Quick report for CNOB?

Director Peter Quick reported receiving a grant of 2,528 shares of ConnectOne Bancorp Common Stock as restricted stock. The award carried a price of $0.0000 per share, indicating a compensation grant rather than an open-market purchase.

How many CNOB shares does Peter Quick hold after this Form 4?

After the reported grant, Peter Quick holds 33,135 shares of ConnectOne Bancorp Common Stock directly. He also has additional indirect ownership through a trust and an LLC, which together report thousands of extra shares, according to the Form 4 data.

When do Peter Quick’s newly granted CNOB restricted shares vest?

The 2,528 restricted shares granted to Peter Quick vest in full on May 1, 2027. Until that vesting date, the shares are subject to forfeiture under the award’s terms, as disclosed in the Form 4 footnote.

Are Peter Quick’s CNOB restricted shares subject to forfeiture?

Yes. The Form 4 footnote states the 2,528-share restricted stock grant is subject to forfeiture. The shares vest in full on May 1, 2027, meaning continued service or other conditions must be satisfied for the award to be fully earned.

Does the Form 4 show any CNOB share sales by Peter Quick?

The Form 4 does not report any share sales. It shows a restricted stock grant of 2,528 Common Stock shares as compensation and lists existing indirect holdings through a trust and an LLC, without any sale transactions indicated in the summary data.