Director Christopher Becker receives 2,528 CNOB restricted shares in stock grant

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

BECKER CHRISTOPHER reported acquisition or exercise transactions in this Form 4 filing.

ConnectOne Bancorp director Christopher Becker received a grant of restricted common stock. He was awarded 2,528 shares at no purchase price as a grant, described as restricted stock subject to forfeiture that will vest in full on May 1, 2027. After this award, Becker holds 56,360 shares of ConnectOne Bancorp common stock directly and 3,408 shares indirectly through an IRA.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider BECKER CHRISTOPHER

Role null

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	2,528	$0.00	--
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 56,360 shares (Direct, null); Common Stock — 3,408 shares (Indirect, By IRA)

Footnotes (1)

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Key Figures

Restricted stock grant: 2,528 shares Grant price: $0.0000 per share Direct holdings after grant: 56,360 shares +2 more

5 metrics

Restricted stock grant 2,528 shares Common Stock grant to Christopher Becker

Grant price $0.0000 per share Reported price for restricted stock grant

Direct holdings after grant 56,360 shares Common Stock directly owned after transaction

Indirect IRA holdings 3,408 shares Common Stock held indirectly via IRA

Vesting date May 1, 2027 Restricted stock vests in full on this date

Key Terms

restricted stock, subject to forfeiture, IRA

3 terms

restricted stock financial

"Represents a grant of restricted stock subject to forfeiture, vesting in full on May 1, 2027"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

subject to forfeiture financial

"Represents a grant of restricted stock subject to forfeiture, vesting in full on May 1, 2027"

IRA financial

"Common Stock holding of 3,408 shares is reported as indirect ownership "By IRA""

An individual retirement account (IRA) is a savings account designed to help people put aside money for their retirement, often with tax advantages that encourage long-term savings. It matters to investors because it can grow over time, providing financial security later in life, and offers benefits that can reduce current taxes or allow investments to compound more effectively.

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Form 4 Insider Transactions: What Each Field Means →

06/03/2026 - 12:10 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

BECKER CHRISTOPHER

(Last)

(First)

(Middle)

C/O CONNECTONE BANCORP, INC.

301 SYLVAN AVENUE

(Street)

ENGLEWOOD CLIFFS

NEW JERSEY

07632

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
ConnectOne Bancorp, Inc. [ CNOB ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	06/01/2026		A		2,528⁽¹⁾	A	$0	56,360	D
Common Stock								3,408	I	By IRA

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Represents a grant of restricted stock subject to forfeiture, vesting in full on May 1, 2027

	/s/ Laura Criscione, POA	06/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did Christopher Becker report in his Form 4 for ConnectOne Bancorp (CNOB)?

Christopher Becker reported receiving a grant of 2,528 shares of ConnectOne Bancorp common stock as restricted stock. The award was made at no purchase price and is subject to vesting conditions and potential forfeiture until fully vested.

How many ConnectOne Bancorp (CNOB) shares did Christopher Becker receive in this grant?

Christopher Becker received 2,528 shares of ConnectOne Bancorp common stock in this grant. These shares are classified as restricted stock, meaning they are subject to forfeiture and will not be fully owned outright until the stated vesting date is reached.

When do Christopher Becker’s new restricted CNOB shares vest?

The 2,528 restricted shares granted to Christopher Becker vest in full on May 1, 2027. Until that vesting date, the shares remain subject to forfeiture, so his full ownership depends on satisfying the award’s continued service or other vesting conditions.

How many ConnectOne Bancorp shares does Christopher Becker own after this Form 4?

Following the reported transactions, Christopher Becker directly owns 56,360 shares of ConnectOne Bancorp common stock. He also indirectly owns 3,408 additional shares through an IRA, providing a combined view of his reported direct and indirect holdings as of this filing.

Is Christopher Becker’s Form 4 transaction a market purchase or a stock grant?

The Form 4 shows a stock grant, not a market purchase. Becker received 2,528 shares of common stock with a reported price per share of $0.0000, indicating a compensation-related grant of restricted stock rather than an open-market buy or sell transaction.